Clinical Safety in Neurology
- Author: Jasvinder Chawla, MD, MBA; Chief Editor: Tarakad S Ramachandran, MBBS, FRCP(C), FACP more...
Violent Incidents in the Neurology Setting
"Anyone can get angry—that is easy—but to do this to the right person, to the right extent, at the right time, with the right motive, and in the right way, that is not for everyone, nor is it easy." — Aristotle
The above quote has never been more applicable to the healthcare profession as it is today. Being a doctor has become a potential risky occupation, as violence directed toward clinicians appears to be increasing in frequency.[1] Lynch and Noel define aggression as an intentional forceful action, rage, anger, hostility or altercation; an assault is a projection of threat or use of force that results in a sense of imminent harm. Healthcare workers experience close to two fifths of the nonfatal assaults on employees in the United States. This increase may be attributed to patients in the care of clinicians becoming more violent or possibly to greater awareness of violence in clinical practice. (See the Powerpoint presentation below for more information.)
Clinicians typically deny that violence by patients is a problem. However, a crucial step in addressing the risk of clinician assault by patients is acknowledgment that a problem exists.
Recognition that violence by patients in the neurologic setting is a problem and determination of the extent of the problem are hindered by a dearth of data. Anecdotal reports document aggression by some neurologic patients. However, the incidence and prevalence of violence in neurologic settings are unknown.
To have appropriate plans to minimize violence in neurology, neurologic administrators must develop standard operating procedures for dealing with violent incidents. Aggressive incidents worthy of consideration include threatening gestures, loud voices, and threats as well as direct physical acts. Neurology workplaces must be safe for patients, clinicians, and staff.
Although the incidence and prevalence are unknown, the authors hypothesize that aggression by neurologic patients is unfortunately a likely occurrence. The clinical practice of neurology by referral to private practices likely eliminates frequent sources of violence. The current article focuses on risks likely encountered by neurologists consulting to emergency and psychiatric wards. The authors hypothesize that aggression toward clinicians in some neurologic settings is roughly comparable to that observed in emergency and psychiatric settings because some neurologic disorders are associated with violence. For example, individual psychiatric inpatients are estimated to perpetrate an average of as many as 7.9 violent incidents.[2] As many as 40% of clinicians are estimated to be victims of nonfatal assaults.[3]
Neurologists and other clinicians are at risk of assault by patients, particularly in emergency departments, psychiatric units, forensic units, and prisons. Therefore, the authors urge neurologists and other clinicians working with neurologic patients to be aware of the potential for assault by patients and to act accordingly.
Awareness of the extent of violence that may occur in selected neurologic settings can be fostered by review of studies of violence in psychiatric wards and hospitals. For example, recent data are available about the characteristics of violent inpatients on locked psychiatric wards of general hospitals.
In a study performed by Yarovitus and Tabal in Israeli inpatient psychiatric hospitals, a questionnaire estimated that 76% of clinicians experienced an attack, and 62% of those incidents included physical violence. The patients that perpetrated the violence were more often male (76%), in an active psychotic state (80%), had previous psychiatric hospitalizations (81%), and had a history of violence (95%). Hobbs reported similar findings of assaults that resulted in injury to physicians, men were perpetrators in 66% of cases, and 76% were younger than 40 years.[4]
In a study of the violent episodes involving patients admitted to a locked inpatient psychiatric unit in a general hospital in Italy over 5 years, Grassi and colleagues noted that violent episodes were more likely to occur during the daytime, within the first week of admission, and when the ward census exceeded the maximal allowed number of 15 patients. Violent episodes were more common in patients who lived with their nuclear family. The mean length of stay of violent patients was more than twice that of nonviolent patients. The corridor of the unit was the most common site of violent episodes. Most violent episodes were directed at staff members and other patients and less frequently at visitors.[5]
In a study of violent episodes occurring in a district general hospital of the National Health Service in the United Kingdom, Soliman and Reza reported that most violent episodes occurred in sitting rooms and corridors at night and on weekends. They noted that the staffing is typically markedly reduced at night and on weekends. In this British sample, violent patients had a mean length of stay of 105 days, much longer than nonviolent patients. Soliman and Reza also observed that first violent episodes occurred on the 38th day of hospitalization on average. They noted that the violent patients in their study exhibited high levels of aggression and anxiety. These patients also experienced frequent changes in medication and as-needed doses of benzodiazepines and antipsychotic drugs. Violent patients were also more likely to have involuntary admissions.[2]
Scott and Resnick classify aggressive behavior as affective or predatory. Aggressive violence results from a perceived threat in the external world or from internal stimuli. On the other hand, with predatory violence, the person seeks someone to harm.[6] Predators are more dangerous. Predators often are without remorse.[6]
Violence may include physical violence and verbal violence. Therefore, workplace violence encountered by neurologists, particularly in emergency and psychiatric wards, may include hitting the wall, throwing an object, and glaring at the clinician.
- Examples of physical violence
- Biting
- Chasing
- Defecating
- Grabbing
- Hair pulling
- Hitting
- Kicking
- Pinching
- Poking
- Punching
- Pushing
- Scratching
- Slapping
- Spitting
- Stabbing
- Swinging
- Throwing
- Unwanted physical contact
- Urinating
- Examples of verbal violence
- Abusive language
- Bullying
- Ethnic slurs
- Intimidation
- Ridicule
- Swearing
- Threatening gestures
- Threats of injury
- Threats of violence
- Yelling
A patient's likelihood of becoming dangerous, of causing serious physical and psychological injury to others, must be assessed by neurologists consulting to emergency and psychiatry wards to prevent morbidity and mortality of caregivers. Not only must clinicians be aware of their personal risk, but they also must abort assaults on other staff, other patients, and the general public. The safety of every member of the treatment team must be protected.
Students, residents, and other trainees are among the staff most likely to be assaulted by patients. Their lack of experience may result in entry into a dangerous situation that experienced staff members avoid. For this reason, experienced personnel must warn inexperienced clinicians of likely potential dangers. Staff members must function as a cohesive team so that staff members who sense a likely assault on another warn the potential victim and summon help. Patients on the verge of committing assault may be helped to control their violent impulses when confronted by a large team of several staff members including security and police officers. Naive trainees must be warned to avoid potentially dangerous situations alone.
- Sites of possible clinician assault by neurology patients
- Emergency department
- Corridors on inpatient units
- Outpatient settings
- Groups of clinicians at risk for violence by neurology patients
- Caretakers
- Emergency medical services (EMS) providers
- Emergency medical technicians
- Home health aides
- Nurses
- Nursing aides
- Paramedics
- Physicians
- Protective services staff
- Social workers
Emergency medical technicians and paramedics are at high risk for assault by neurology patients. Emergency calls may be made for individuals who are experiencing dementia, mental retardation, head trauma, intoxication with alcohol or other substances, psychosis, and other conditions associated with possible violence. Because of similarities in uniform, emergency medical technicians and paramedics may be confused with police officers. Individuals who maintain negative social attitudes to the police may assault these workers by mistake.
Home health aides are vulnerable to assault by neurologic patients. The patient may misinterpret a home health aide entering the home to be an intruding and unwanted stranger. Because the home health aide is typically alone with the patient in the home, the aide is unprotected in case of violence. If patients have a history of violence, then clinicians must consider whether home care is appropriate. Violent patients may require a more restrictive environment such as a locked nursing home where staff members are available around the clock to handle violent episodes. The prescribing clinician must consider the safety of the health worker when prescribing home care by a home health aide or a visiting nurse. The health workers must be alerted to the potential for violence. A team of at least 2 health workers is wise for home care with a potentially violent patient.
Nurses appear to be likely victims of assault by patients. In 2001, Berg and colleagues reported that 80% of nurses are assaulted at least once in their careers.[7] Nurses and their aides are particularly vulnerable to assault by patients because they have constant face-to-face contact with patients. Patients may be unhappy about being hospitalized. They may be confused, disoriented, or paranoid. They may misinterpret the goals of nursing care or believe that nursing personnel are going to hurt or kill them.
Administration of medication is a likely time for assault of nurses by patients. Bowers et al found that mealtimes were high risk times for violent incidents. Lynch and Noel reported that violence in psychtric wards peaked at 13:00.[8] This was attributed to an increased stress and stimulation given several factors, including meal time, gathering of patient in a recreational areas, and high patient density. Evening and night shifts may also be risky times for possible patient assaults. This may be particularly dangerous when violent male patients confront reduced numbers of female nursing personnel. By acknowledging the likelihood of assault by potentially violent patients, clinicians may prevent aggression by transferring violent patients to locked psychiatric or prison units. Assigning a male nursing staff member full-time to a violent patient may help to abort aggression by the patient.
Nurses experience violence from other nurses, physicians, and nonnurse managers. They experience a lack of support from colleagues when physicians and managers do not do everything possible to prevent violence directed at nurses. Therefore, colleagues must make every effort to demonstrate to nursing staff that the safety and welfare of nursing and other staff members are paramount. When supervisors assign nurses to dangerous situations without regard to the likely violence, nurses frequently perceive their supervisors as callous. Nurses often think that others do not care.
Physicians are at risk for assault by patients, particularly in emergency and psychiatric wards. Psychotic patients may develop paranoid delusions about neurologists. Patients or their families may assault the neurologist when a patient experiences morbidity or death. Patients whose requests for disability, absence from work or school, or other benefits are denied by a neurologist may then attack the neurologist. Garcia-Calvo et al performed a review of 40 legal litigations between physician and patients in the region of Murcia in Spain.[9] They reported that 70% of the aggressors were men, and 80% were younger than 40 years. Reasons for violence directed at physicians included requests for drug prescriptions, prolongation of sick leave, demand for diagnostic test, wanting to be seen without an appointment, and delay in being seen.
Clinicians are wise to take every threat by a patient seriously. When patients who have previously threatened clinicians have subsequent office visits, clinicians may benefit from the presence of security officers and police in the examining area. Keep doors ajar for safety. Installation of alarm buttons, intercoms, video cameras, contracting security companies, and collaboration with police are all important safety measure. Health facilities have posters that warn patients that legal actions will be taken if an act of violence occurs.
Members of protective services, including security and police, are at risk for assault. Answering calls by teams of at least 2 officers is wise to prevent confrontation of a single officer by a violent patient.
Social workers are also at risk for assault by neurologic patients, especially on emergency and psychiatric wards. The patient may be acting on paranoid delusions or delirious confusion. Patients who do not obtain immediate insurance, housing, food, or other benefits may respond with aggression to social workers.
To prevent the occurrence of violence to neurologic patients, particularly on emergency and psychiatric wards, clinicians should avoid situations that increase the risk of violence and triggers of violence and be especially cautious with patients whose medical or psychologic status might predispose them to violence.
- Clinical situations that increase the risk of violence
- Denial of disability status
- Absence of escape paths
- Cultural incongruities
- Insufficient staff
- Foreign language
- Malfunctioning equipment
- Portable furniture
- Portable objects
- Unobserved patients
- Inadequately trained protective services staff
- Excess bed occupancy
- Crowding
- Triggers of violent episodes
- Denial of admission requested by a patient
- Disrespect, real or apparent
- Fear
- Frequent medication change
- Frustration
- Gang participation
- Involuntary hospitalization of an unwilling patient
- Hunger
- Job loss
- Lack of privacy
- Long wait
- Noise
- Police presence
- Poor surveillance
- Rude behavior of staff
- Sedative drugs in high doses
- Sleep deprivation
- Invasion of personal space
- Organic causes likely to precipitate violence
- Electrolyte imbalance
- Hypoxia
- Intoxication
- Delirium
- Patient characteristics likely to precipitate violence
- Anxiety
- Grief
- Long hospitalization
- Loss
- Pain
Clinicians need awareness of the risk of assault when patients exhibit the signs of impending violence listed below. Several of these signs represent the fight or flight response associated with autonomic stimulation. Thus, evidence of tachycardia and other physiological effects of noradrenaline in a patient suggest that violence is impending. Additionally, clinicians must use their intuition that violence is imminent. If clinicians feel apprehensive in a clinical situation, then they ought to follow their instinct and guard their personal safety. Clinicians may feel impervious to danger, but they are not.
- Signs of impending violence
- Agitation
- Anger
- Catatonia
- Chanting
- Clenched fists
- Clenched jaw
- Cursing
- Darting eye movements
- Demanding immediate attention
- Dilated pupils
- Excitement
- Flared nares
- Flushed face
- Hostility
- Impulsivity
- Loud outbursts
- Name calling
- Obscene language
- Opening and closing the fist
- Pacing
- Pointing
- Possession of a weapon
- Profane language
- Pushing furniture
- Restlessness
- Scars
- Slamming objects
- Smell of alcohol on breath
- Staring eyes
- Sudden movements
- Tattoos
- Tension
- Uncooperativeness
- Widened eyes
Clinicians may prevent future violence by patients by recognizing traits of patients who are likely to become violent. Arango and colleagues and Scott and Resnick indicate that past violence is the strongest risk factor for future violence.[10, 6] Characteristics of individuals demonstrated by actuarial studies to be associated with the likelihood of violence include previous history of violence, age younger than 30 years, male sex, current abuse of and dependence on alcohol and/or substances (see Alcoholism and Alcohol and Substance Abuse Evaluation), alcohol intoxication (see Alcoholism), and current psychotic symptoms.[6]
Acting on the hallucinations and delusions of psychosis is particularly associated with violence. Krakowski et al investigated patterns of inpatient assaultiveness in large metropolitan state psychiatric facilities and found that history of suicide attempts and drug abuse were both risk factors for violence behaviors.[11] This was attributed to poor impulse control, which can result in difficulty with managing frustration and resultant violence. They also found that parental drug abuse, psychiatric hospitalizations, and physical abuse all correlated with increased risk of violent behavior in individuals.
- Characteristics of individuals presenting increased risk of behaviors dangerous to others
- Acute confusional state (see Delirium)
- Acute organic psychosis
- Alcohol abuse and dependence (see Alcoholism)
- Alcohol intoxication (see Alcoholism)
- Anger and aggression (see Aggression)
- Antisocial personality disorder (see Psychiatric Illness Associated With Criminality)
- Bipolar disorder
- Borderline personality disorder (see Personality Disorder: Borderline)
- Delirium
- Delusional syndromes
- Dementia
- Drug abuse
- Family history of criminal behavior or violence
- Financial instability
- Fire setting
- Grandiosity
- Head injury
- High psychopathology scores
- History of family violence
- History of physical abuse
- History of sexual abuse
- History of violence to self or others
- Homelessness
- Impulsivity
- Learning disability
- Lower income
- Lower socioeconomic class
- Male sex
- Mental disorders
- Mental retardation
- Minority status
- Paranoid psychosis
- Personality disorder with emotional instability
- Personality disorders
- Physical abuse
- Poor empathy
- Poor insight[12]
- Poor social networks
- Psychiatric hospitalizations
- Scars
- Single
- Schizoaffective disorder
- Schizophrenia
- Sex offender
- Special education
- Substance abuse and dependence (see Alcohol and Substance Abuse Evaluation)
- Suicide attempts
- Tattoos
- Torture of animals
- Treatment with more than one class of medication
- Unemployment
- Youth
Additionally, Scott and Resnick report that conduct disorder is common in violent youth.[6]
Identification on interview and examination of traits suggesting the likelihood of violence ought to alert clinicians of the need for special care in the continued assessment of the individual. These findings include the following:
- Interview and examination findings suggesting a likelihood of violence
- Access to guns or other lethal weapons
- Agitation
- Anger
- Delusions, persecutory
- Disinhibition due to head trauma and other neuropathology
- Intoxication with alcohol and/or other substances
- Participation in gangs and other violent groups
- Poor impulse control
- Reckless actions
- Risk taking
- Verbalization of command by auditory hallucinations to perform violent acts
- Verbalization of intent to kill
- Verbalization of plan to take revenge
- Violence at home
Preparation for Possible Violent Incidents
Preparation for possible violent incidents on emergency and psychiatry wards
Recent tragedies around the world demonstrate the need for preparation for unexpected incidents. Violence awareness training is needed in settings where neurologic patients receive care, particularly emergency and psychiatric wards. Planning for violence is a means to institute strategies to abort the escalation of potentially violent incidents into tragedies. Administrative leaders must plan for the possibility of threats of bombs and other explosive devices, fire, and hostage situations. Alarms and emergency communication, telephones, ultra high frequency (UHF) radio systems, and other emergency communication plans must be implemented to prepare for alarm states. They must be checked regularly to verify that they are operational. Drills must be conducted regularly to make sure that staff can use the emergency communication systems effectively.
Self-defense and confrontation avoidance instruction are appropriate for staff members in contact with neurologic patients, especially on emergency and psychiatry wards. Violence can often be avoided by listening to the complaints of the individual. Staff persons may effectively abort potential aggression by repeating the complaints of the patient empathetically and suggesting that the patient will be helped to find effective nonviolent means to resolve them. Physician training in communications skills, negotiation techniques, emotional self-control, recognition of aggression, and knowledge of adequate precautions are necessary to ensure safety.
Because most people are right-handed, look in the person's right hand for a weapon. If the person is wearing a coat, look for evidence of a potential weapon on the right side. Courses are available to train individuals in police methods of self-defense (see Help for Heroes).
Clinicians and other staff members must not assume that visitors are friendly. Instead, people with a patient must be questioned about their intentions. Clinicians and staff must not assume that visitors are welcome by the patient.[1]
Interventions to Abort Violence
Identify patients with high risk for violence
In a study by Warnock-Parkes et al, both the Machismo scale and the scale for the Acceptance of Violence on the Maudsley Violence Questionnaire were associated with the likelihood of violence in inpatients.[13]
Strategies to avoid violence by neurologic patients
- Do not interview or examine patients in the clinician's home.
- Work with the hospital or clinic administrator to survey the scope of potential violence at the institution so that preventive measures can be undertaken.
- Avoid furniture that permits blocking exit from the room.
- Equip all examining rooms, offices, and nursing stations with panic buttons.
- Suspicious behavior must be investigated by supervisors.
- Possible domestic violence must be considered to eliminate the risk of violence.[1]
Passive measures to monitor patient behavior
Good lighting systems in the facility, outside the walls, and in parking lots and adjacent regions are appropriate to identify persons who may be in a position to assault staff. Closed-circuit television cameras with videotape monitoring can be installed to provide documentation of the presence of persons who may institute violent acts against patients and staff. Security staff may actively monitor the cameras to investigate behaviors that arouse suspicion.
Building design
Clinics and hospitals can be designed to incorporate measures to prevent wall scaling and roof stepping. Measures can be instituted to hinder the concealment of contraband and weapons. Buildings must be constructed with fixtures and fittings that cannot be removed readily for use as weapons. Doors for patient-occupied rooms must be constructed to open outwards. Such a configuration eliminates the means to crush a staff person between the door and the wall. Doors should have firm windows so that the interior can be observed readily. Patient rooms must be designed so that patients cannot block the clinician's exit. Closed-circuit television monitoring, panic buttons in all clinician areas, and 2-way communication systems can help prevent violence toward clinicians.
Clinician Behavior to Minimize the Risk of Violence
Always keep a patient who is likely to become violent in clear view.
The clinician should never turn his or her back on a potentially violent patient. Make sure that violent patients do not invade the clinician's personal space (eg, 4-6 feet around the staff member).
If physically attacked by a patient, use techniques of self-defense (see Help for Heroes).
Physical restraint
Often, clinicians can calm a potentially violent patient by establishing a therapeutic alliance with the patient. Patients may then learn to talk about their angry feelings instead of acting on them. By requesting additional staff and instituting one-to-one observation of a patient with aggressive impulses, clinicians may be able to establish tranquility. Patients at risk of committing violence may be aided to control their aggression by the presence of a team of health workers, including physicians, nursing staff, social workers, security guards, and staff trained in the administration of physical restraint.
In a questionnaire study performed by Gelpkof et al, healthcare workers attitude regarding restraints was investigated;[14] 97% of nurses recognized the therapeutic value of physical restraints for prevention of harm to self and others, and 92% recognized the importance of early identification of violence.
In order to make the experience of being placed in restraints as therapeutic as possible, explain to the patient what is going to happen and why. For example, tell the patient, "You are going to be placed in restraints now because you are threatening me in a loud voice and moving to hit me. You need to learn to find better ways to express yourself than yelling and hitting. Because you appear unable to control your urge to hit me, you will be placed in restraints for a short time until you can control your impulses to scream and to hit."
Involving the family by informing them that the patient is being placed in restraints may be helpful. Patients must give permission to contact family members. The patient can be told, "I need to let your family know that you are at risk of killing yourself or someone else. Who would you like to be notified? What is the telephone number?"
If the patient does not provide the name and telephone number of a family member, then document that the patient declines the request. If the patient does provide the name and telephone number of a family member, then call the person immediately. A possible conversation is as follows:
"Hello. I am Doctor Smith calling from the hospital to let you know that Mr. Jones had to be tied to his bed because he tried to kill his nurse. We need your help to teach Mr. Jones better ways to control his angry feelings. Please come to the hospital to ask him to cooperate with the staff. I am very worried about Mr. Jones' emotional condition. He is experiencing an extremely urgent psychological crisis. Please help us."
Check the condition of the patient frequently. Assign a nursing staff member to observe the patient on a one-to-one basis for the duration of the restraint. Monitor respirations, heart rate, and blood pressure every 15 minutes. Institute cardiopulmonary resuscitation if the patient experiences cardiac or respiratory arrest. Watch closely to verify that the restraints do not impair circulation. Position the patient comfortably.
In the chart of the patient, document the need for the use of restraint. Explain that other interventions to control the aggression of the patient were unsuccessful. Write orders for restraint for periods of not more than 2 hours. If the patient continues to actively threaten assault after 2 hours of restraint, then write another note to document the continued need for restraints. Inform the patient and family. Write an order for another episode of restraint for up to 2 hours. Administer a parenteral injection of antianxiety or antipsychotic medication, if needed.
Release the patient from restraints as soon as the violent behavior subsides. Keep the patient in restraints no longer than necessary.
When the patient is released from restraints, explain to the patient and the family that restraints had to be applied for fear that the patient would injure him or herself or others. Explain the need to think about possible consequences before yelling or threatening others. Explain the need to learn constructive nonviolent methods to express hostility. Enroll the subject in anger management training programs to learn effective nonviolent means of handling anger. Useful strategies to prevent future episodes of violence include participation in relaxation training, including meditation and yoga. Provide educational videotapes to the patient and the family to train them on how to identify potentially violent situations and how to minimize the risk of assault.
Also see the Powerpoint presentation below for further information.
Pharmacological Restraint
The differential diagnosis of disinhibition and aggression is considerable, but the cause in each patient must be clinically determined as accurately and as rapidly as possible because the correct diagnosis facilitates the use of the most appropriate medication in the immediate setting.
Deterioration of a hospitalized patient necessitates the consideration of a broad differential diagnosis.
Common medical problems, including infection, electrolyte imbalances, and intoxication or withdrawal from alcohol, drugs, and other substances, must be ruled out.
A patient may be experiencing insomnia on a noisy ward exacerbated by conversations, radio, and television of nearby patients, visitors, and staff. Adequate lighting helps to facilitate the development of a regular sleep-wake cycle. Bright lights in the morning help to keep hospitalized patients awake. At night, a quiet dark room illuminated by a faint night-light fosters sleep.
Behavioral deterioration may reflect discomfort. If the patient is in pain, then prompt diagnosis and treatment of the cause helps the patient to regain behavioral control and equilibrium. Patients typically experience great relief and satisfaction when adequately treated for constipation and bladder distention.
The trauma of staying in an acute hospital can be alleviated by brief visits by the clinicians. Before the admission, the clinicians can inform the patient and the family what to expect in the hospital. Thus, the patient and family can be prepared for the daily hospital routine occurrences that often frighten patients and families. By asking patients and their families about their concerns regularly in the hospital, the clinicians can provide the support, reassurance, and encouragement to handle the stresses of the procedures and other interventions.
Both depression and mania can result in behavioral deterioration in a hospitalized patient. Agitation resulting from depression or mania often resolves with the administration of antidepressants or mood stabilizers for the target behavioral symptoms.
Explosive behavioral deterioration in a hospitalized patient can often be controlled by behavioral management. The appearance of a team including clinicians, nurses, aides, staff, and security frequently persuades a belligerent patient to cooperate with the recommended activities. Usually, the presence of security convinces an agitated patient to go back to bed or sit in a chair. If parenteral sedation is needed, then 1 or 2 mg of haloperidol IM usually is adequate.
Rarely, restraints may be required for an agitated patient recalcitrant to more conservative interventions.
If efforts to verbally de-escalate a violent situation are unsuccessful (without, and then with, the presence of security personnel), the patient always should first be given the choice of accepting an oral medication, with an explanation of the immediate need and its benefits.
Patients who have been diagnosed with psychotic disorders, including mania, and those experiencing behavioral dyscontrol and disinhibition in the context of mental retardation, dementing processes, personality disorder, or history of traumatic brain injury (TBI), are often appropriate candidates for antipsychotic medications. Psychosis, such as mania, requires as a standard of care first-line treatment with antipsychotics, and patients with cortical dysgenesis or destruction (as in mental retardation, dementia and trauma) are at greater risk of disinhibition and induction of delirium by use of benzodiazepines. Rocca and colleagues recommend the use of typical and atypical antipsychotics and benzodiazepines to reduce violence in patients with mental illness.[15]
Haloperidol continues to be the favored neuroleptic if rapid tranquilization is required. In frank psychosis, such as that due to mania, violence or aggression may become manifest. A standard practice is to administer 1-5 mg of haloperidol orally or parenterally to treat the psychosis. Additionally, a standard practice is to administer 25-50 mg of diphenhydramine to sedate the patient by its antihistaminergic effect and to lessen the risk of neuroleptic-induced dyskinesia through its anticholinergic action. Administration of haloperidol may be repeated if no effect is noted within 45-60 minutes, although administer with care so that the maximum recommended dose is not exceeded.
Arango and colleagues report that the use of depot antipsychotics reduces violence in previously violent people with schizophrenia who comply with the treatment.[10]
Patients with hypofrontal disinhibition, encephalopathy or delirium, or dementia who are in immediate danger of escalating to the point of committing aggressive or violent acts are better treated first with an atypical antipsychotic such as olanzapine or risperidone if they accept oral medication. Use of these medications is justified in this patient population because benzodiazepines are hypothesized to increase disinhibitory potential as well as worsen delirium. In lieu of the atypical antipsychotics, judicious use of low-dose haloperidol, oral or parenteral, usually results in a gently calming effect and sedation. Diphenhydramine is not recommended in this patient population because of its deliriogenic effects. Fortunately, for application to those patients susceptible to dystonia or other movement disorders in context of the use of the typical antipsychotics, parenteral forms of atypical antipsychotics are now being introduced.
Clinicians must avoid overuse of tranquilizers, particularly in the middle of the night. By instituting the measures described in this section, clinicians can often abort catastrophes at night and on weekends.
TASER International provides advanced electronic control devices (ECDs) for use in criminal justice and medical settings.[16] An ECD is a tool to restrain individuals by stunning them. ECDs are not recommended in neurologic settings due to the potential adverse effects on the patient. However, neurologists and other clinicians are likely to encounter patients to whom an ECD has been administered. Rhabdomyolysis is one of the complications of administration of ECDs. Persons with rhabdomyolysis are likely to be referred to neurologists and other clinicians.[17]
Debriefing and Counseling After a Violent Episode
Staff members are likely to develop psychological problems after a violent experience with a patient. Erdo and Hughes reported that 30% of healthcare workers that experienced an episode of violence suffered from anger, anxiety, and fear, along with sleep disturbances and increased use of tobacco, coffee, and alcohol.[18] Importantly, 52% reported that the episode of violence negatively affected their work performance because of fear of patient. They also reported that although 65% of healthcare workers reported emotional injury from a violent episode, only 25% sought professional help.
Martinez et al reported that healthcare professionals who were victims of violence suffered from lack of motivation, loss of professional satisfaction, stress, insomnia, agoraphobia, depression, PTSD, and increased use of anxiolytics. These employees took long term sick leave which often resulted in poor staff morale and high staff turnover.
To minimize the adverse effects of patient violence on staff, activities to promote the mental health of the staff are helpful. Please see Acute Treatment of Disaster Survivors for further information. Adverse effects of violent patient incidents on clinicians include the following:
- Feeling upset
- Blaming self
- Fear of caring for patient in isolation
- Irritability
- Anger
- Anxiety
- Depression
- Guilt
- Lack of confidence
- Low self-esteem
- Sleep disturbances
- Generalized aches
- Muscle tension
- Headache
- Low worker morale
- Poor job satisfaction
- Poor worker retention
- Insecurity
- Career change
- Lost time from work
- Refusal to identify self to patients
Staff members benefit from debriefing sessions immediately after a violent incidence with a patient. They are encouraged to describe simply and clearly what happened. Obtaining a precise statement of the events is appropriate. The staff person benefits from the belief that others care about the welfare of those involved.
Victims of violent episodes are at risk of developing posttraumatic stress disorder. Psychological interventions may be helpful to abort development of severe psychopathology.
Proactive Administrative Procedures to Handle Violence
Underreporting of incidents of violence carried out by patients toward staff is common. Staff may fear being blamed for episodes of violent patient behavior. Reporting takes time that staff may be reluctant to give. Staff may feel that reporting is not important. Therefore, the administration must implement a policy of full reporting without punishment of the staff that report violent incidents. Such reporting not only allows proper management of the immediate incident but also assists in research on the epidemiology of such incidents and their management and eventual prevention.
To objectively analyze the problem of violence, all incidents must be reported in a uniform manner. All staff should be required to report all episodes of possible aggression without fear of retaliation. Staff members often express reluctance to come forth with evidence of patient assault for fear of being blamed for the episode. Administrators must clearly and unambiguously inform staff that reporting possible violence will not be held against the worker. Pertinent information about the episode (ie, who, what, where, when, how) must be recorded for review.
In order to provide an objective assessment, the information ought to be reviewed by administrators who are not involved directly. Further information and consultation should be sought from as many individuals as necessary to fully comprehend the incident. Please see Acute Treatment of Disaster Survivors for further information.
Not only must the worker involved in the assault provide details about the situation, but his or her physical and psychological needs also must be met. Workers must feel that someone cares about them. The assault victim may find simply reporting the facts to a nonjudgmental colleague to be therapeutic. Venting emotions after the incident may also be helpful. Any physical injuries sustained by the assaulted clinician must be identified and treated. Furthermore, the psychological effects of assault by a patient must be addressed. Short-term intensive psychotherapy may facilitate the psychological recovery of the assaulted clinician. Other assault victims may develop serious mental disorders, such as depression, requiring pharmacotherapy or even psychiatric hospitalization.
Situations that lead to risk of clinician assault need to be corrected when identified.
Armed security officers can be assigned to locations with a high risk of violence.[1]
Future Directions
Particular biological markers of violence may be screened in settings with high risk of violence, including emergency and psychiatry wards.
The association of the dopamine receptor D2 Taq A1 allele with impulsive aggressive violent behavior suggests that screening for this allele may help identify patients who are more likely to be violent. In the future, batteries of screening procedures may be available to identify patients at greater risk for violence. Clinicians could then approach these patients with appropriate caution.
Legal aspects of clinician assault vary widely based on location. The screening of DNA of all patients at a facility after a violent incident may identify the perpetrator.[19] However, mandatory genetic testing of a class of patients may challenge ethical and legal standards. Clinicians are wise to learn the local laws. Future research to compare and contrast the legal aspects of patient assault is warranted.
The principles of the use of seclusion and physical restraint also vary by location. Awareness of local practices is important. Research to determine optimal practices in the application of seclusion and restraint is needed.
Clinical aspects of safety with special neurologic patient populations, including pregnant women, children, and prisoners, warrant particular review.
For further information on clinical safety, please refer to the following sites on the World Wide Web:
- Zero Tolerance for NHS Violence (BBC News)
- The Faculty and Staff Assistance Program at Johns Hopkins
Pharmacological Safety
Safety in the field of neurology also includes pharmacological agents. Over the last couple of decades, antiepileptics have become increasingly commonly used for treatment of not only epilepsy but also migraine headache and even pain. Antiepileptic drugs (AEDs) have been found to have teratogenic affects, and their clinical safety on reproductive health needs to be discussed. AEDs are not being prescribed for migraine, bipolar disorder, pain, epilepsy, and other conditions. AEDs and oral contraceptive (OCs) interact, with effect on both efficacy of contraception and AED levels. Because AEDs interact with OCs, they can increase the risk of contraceptive failure and unplanned pregnancy. This is especially problematic given increased risk of teratogenicity that has been associated with these medications.
Kaplan reports that antiepileptics that are considered hepatic enzyme inducers include ethosuximide, phenytoin, primidone, and phenobarbital.[20] With these medications, a contraceptive failure rate was 25 times greater. Medications that are not enzyme inducers include gabapentin, lamotrigine, vigabatrin, levetiracetam, and valproic acid.
The teratogenicity of antiepileptics has been well documented; infants exposed to AEDs in utero are twice as likely to develop birth defects. Kaplan reports that the malformation rate in the general population is about 2%, but rates in AED-exposed infants has been reported to be as high as 11.5%.
Pennell reports that major malformation rate in the general population is 1.66-3.2%; this rate is the same for women with epilepsy not being treated with antiepileptics.[21] The malformation rate with women treated with antiepileptics is 3.1-9% for monotherapy and is as high as 6.5-18.8 % for polytherapy with antiepileptics. Characteristic fetal abnormalities that have been reported include microcephaly, low-set ears, transverse palmar creases, short neck, skeletal abnormalities, heart disease, and cleft lip or palate.
Holmes et al described a case report of infants with nail hypoplasia that has been attributed to phenytoin.[22] Pennell reports that malformation rates vary among antiepileptics; for example, phenobarbital has a malformation rate of 4.7-6.5%, phenytoin has a malformation rate of 0.7-9.1%, carbamazepine has a malformation rate of 2.3-5.7% and lamotrigine has a malformation rate of 2%; and valproic acid has a malformation rate of 5.9-16%.[21]
For infants exposed to AEDs in utero, the risk for congenital malformations is 2-3 times higher but a closer association has been found between certain antiepileptics and specific malformation. Yerby reports that prevalence of spina bifida for valproic acid is 1-2%, and for carbamazepine it is 0.5%.[23]
Pennell reports increased incidence of oral clefts with phenobarbital, and cardiac malformations with phenobarbital, valproic acid, and carbamazepine.[21] Diav-Citrin et al researched outcomes after exposure to valproate.[24] In their study, a daily dose of 1000 mg or more was associated with the highest teratogenic risk of 21.9%. Folate deficiency has been proposed as the potential mechanism of teratogenicity.
Biale and Lewenthal reported a 15% malformation rate in infants of mothers who took AEDs without any folic acid supplementation.[25] Present recommendations include monotherapy with the lower effective dose for proper seizure control and folic acid supplementation.
Occupational Safety
Neurological disorders can cause both transient and permanent deficits that can directly affect the capacity to perform a job and the safety of the individual and others. Different occupations follow variable regulatory restrictions regarding employees with neurological disorders; this becomes further complicated for jobs directly involving the welfare of others. Positions under direct government jurisdiction follow established restrictions, as outlined in the Code of Federal Regulations.
Occupations that ensure public safety, including firefighters and police forces, follow strict guideline regarding neurological disorders. For example, firefighters must be seizure-free for 1 year off antiepileptics or for 5 years if continued on antiepileptics in order to be allowed to return to duty. A history of a convulsive disorders disqualifies an individual from applying to be a police office, but sleep disorders can also be problematic in police work. Police officers drive motor vehicles, need to be mentally alert and be able to carry out reliable judgement in stressful situation; increased daytime sleepiness impairs their ability to perform an already dangerous job.
Commercial driving laws are regulated by the Department of Transportation, and current federal regulations prohibit commercial licensure of individuals with epilepsy. Commercial drivers drive longer distances but also experience irregularity of work, rest, and eating patterns; combined with the added stress of transporting passengers or hazardous materials, this makes commercial driving both physically and psychologically demanding.
The possibility of considerable danger that could results from a commercial drivers seizing behind the wheel has resulted in strict regulation, but the risk associated with sleep disorders has also gained recognition. Sleep apnea, due to increased sleepiness during the day, has been reported to increase the risk of motor vehicle accidents, a significant implication in commercial vehicle driving.
A study performed by George et al looked at self-reported motor vehicle accidents in patients with obstructive sleep apnea.[26] They found that individuals with sleep apnea are twice as likely to be involved in a motor vehicle accident; this was attributable to a delayed reaction time in applying the brakes. Similar observations have been made in other studies performed on truck drivers.
A study done by Riccardo et al evaluated drivers working for long-haul companies. They found long-haul truck drivers had irregular sleep and wake schedules and a high prevalence of sleep-disordered breathing. They hypothesized that chronic disruption of the sleep cycle and partial, prolonged sleep deprivation worsened sleep-disordered breathing; this combination of problems significantly diminished daytime alertness of truckers who are often required to make quick decision.
Because federal codes require full mobility of all extremities to ensure manipulative skills for proper control and grip of a large steering wheel, shifting of manual transmission gears and operation of pedals, both strokes and transient ischemic attacks (TIAs) have come under scrutiny due to possible impairment affecting cognitive ability, perception, coordination, equilibrium, motor strength, or even sensation. An expert panel from the US Department of Transportation has determined that individuals who suffered from a minor stroke or TIA should not operate a commercial vehicle for one year; after one year, they are eligible for recertification through mandatory on-road driving evaluation. If another stroke or TIA reoccurs, they are permanently disqualified from driving with a commercial license.
As our society lives longer and healthier lives, older individuals are a vital part of the economy and society. The 2010 American Academy of Neurology (AAN) guidelines recommend that individuals with mild dementia should be counseled to stop driving, which is relevant as approximately 15% of drivers in the United States are older than 65. New studies recommend using clinical dementia rating (CDR) scales, over mini-mental status examination, to identify those at risk. Individuals with a CDR of less than 0.5 demonstrated impaired driving comparable to drivers in their 20s under the influence of alcohol at about 0.08%.
The AAN recommends reassessing every 6 months and cessation of driving with a CDR of more than 1. A study done by Fitten et al evaluated Alzheimer, Parkinson, and vascular dementia's effects in driving by comparing on-the-road abilities with laboratory performance in a driving simulator.[27] They found that patients with Parkinson dementia drove slower, with errors that involved complex actions; patients with Alzheimer dementia had low visual tracking; and vascular dementia was associated with low sustained attention. They found that that the degree of cognitive impairment, not age or the neurological disorder, that predicted the driving ability.
Public transportation licensing is also strictly managed by federal regulations; this includes airplane pilots and train conductors. The Federal Aviation Association has established strict guidelines regarding neurological disorders. According to federal guidelines, airman medical certification requires no history of transient disturbances of consciousness or loss of neurological function and no past diagnosis of epilepsy. Past medical history of epilepsy immediately disqualifies an applicant for a pilot license, but an individual employed as a pilot who develops new onset of seizure is prohibited from holding a license. FAA airplane pilots must be medication and seizure free for 10 years prior to being considered for reinstatement.
The Federal Railroad Administration has its own published guidelines regarding medical qualification for locomotive engineers. They have requirement for visual acuity, field of vision, and ability to recognize and distinguish colors, as well as requirements for hearing acuity.
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