Background
In 1912, Maurice Klippel and Andre Feil independently provided the first descriptions of Klippel-Feil syndrome. They described patients who had a short, webbed neck; decreased range of motion (ROM) in the cervical spine; and a low hairline. Feil subsequently classified the syndrome into 3 categories:
- Type I - a massive fusion of the cervical spine
- Type II - the fusion of 1 or 2 vertebrae
- Type III - the presence of thoracic and lumbar spine anomalies in association with type I or type II Klippel-Feil syndrome
Since their original description, other classification systems have been advocated to describe the anomalies, predict the potential problems, and guide treatment decisions.
In a series of articles, Samartzis and colleagues suggested their classification system.[1, 2] In this classification system, type I patients have a single-level fusion; type II patients have multiple, noncontiguous fused segments; and type III patients have multiple, contiguous fused segments. Using their system, the investigators reviewed a series of patients to clarify prognosis (see Clinical). See images below.
Posterior photo of a patient with Klippel-Feil syndrome and an anomaly of the occipitocervical junction. The image shows an elevated left shoulder due to a Sprengel anomaly; a short, webbed neck; and a low hairline.
This patient has Klippel-Feil syndrome and an anomaly of the occipitocervical junction. The patient's flexion and extension after the occipitocervical fusion is demonstrated. His rotation was very limited.
Flexion of the cervical spine in a patient who had an occipitocervical fusion.
This photo demonstrates synkinesia. As the patient attempts to oppose the thumb and finger of the right hand, the same movement occurs involuntarily in the left. Gray et al[3] described 462 patients with Klippel-Feil syndrome who had low hairline, short neck, and decreased range of motion (ROM). They thought 2 factors affected the prognosis and increased the risk from trauma. The first was that the level of fusion did not greatly affect the incidence of neurologic symptoms. The most frequent level they identified was a defect of the occiput to C1, C2, and C3. These produced the most symptoms. Lesions below C3 and 4 were slightly less likely to cause symptoms. Twenty-seven percent of symptoms occurred in the first decade.
Nagib et al[4] described 3 types and related the incidence of neurologic symptoms to each. Type I is 2 sets of block vertebrae with open intervening spaces that can sublux gradually or with acute trauma. Type II involves craniocervical anomalies with occipitalization of the axis and basilar invagination. This causes increased mobility at the craniocervical level and can lead to foramen magnum encroachment. It can be associated with Arnold-Chiari malformation and syringomyelia. Type III is fusion of one or more levels with associated spinal stenosis.[5]
Patients with Klippel-Feil syndrome usually present with the disease during childhood, but may present later in life. The challenge to the clinician is to recognize the associated anomalies that can occur with Klippel-Feil syndrome and to perform the appropriate workup for diagnosis.
Epidemiology
Frequency
The true incidence of Klippel-Feil syndrome is unknown. No one has ever studied a cross-section of healthy people to determine the true incidence.
The incidence of Klippel-Feil syndrome has been investigated in 2 studies, using 2 different means. Gjorup and Gjorup reviewed all of the radiographic cervical spine films from a single hospital in Copenhagen.[6] From these films, they determined an incidence of 0.2 cases per 1000 people. Brown and colleagues reviewed 1400 skeletons from the Terry collection, which at that time was located at the Washington University School of Medicine.[7] They found an incidence of 0.71%.
Etiology
The etiology of Klippel-Feil syndrome and its associated conditions is unknown. The syndrome can present with a variety of other clinical syndromes, including fetal alcohol syndrome, Goldenhar syndrome, and anomalies of the extremities.[8, 9, 10] Gunderson suggested that it is a genetic condition, while Gray found a low incidence of inheritance.[11, 12] Others have considered Klippel-Feil syndrome to be some type of global fetal insult, which could explain the other associated conditions. Some have considered it to be caused by vascular disruption.[13, 14]
Presentation
Clinical presentation is varied because of the different associated syndromes and anomalies that can occur in patients with Klippel-Feil syndrome. A complete history and careful physical examination may reveal some associated anomalies. From an orthopedic standpoint, most of the workup involves imaging (see Workup, Imaging Studies).
Klippel-Feil syndrome is detected throughout life, often as an incidental finding. Patients with upper cervical spine involvement tend to present at an earlier age than those whose involvement is lower in the cervical spine. Most patients present with a short neck and a decreased cervical ROM, with a low hairline occurring in 40-50% of patients. Decreased ROM is the most frequent clinical finding. Rotational loss usually is more pronounced than is the loss of flexion and extension.
Other patients present with torticollis or facial asymmetry. In very young children, it is important to differentiate congenital muscular torticollis form Klippel-Feil syndrome. It is often difficult to obtain good plain radiographs of young children with torticollis, especially of the craniocervical junction. Neurologic problems may develop in 20% of patients. Gray found that 27% developed symptoms in the first decade.[3]
Rouvreau found that 5 of 19 patients with Klippel-Feil syndrome had neurologic involvement; of these 5 patients, 2 had neurologic problems resulting from hypermobility at 1 level.[15] Occipitocervical abnormalities were the most common cause of neurologic problems, as seen in the images below. Some patients present with pain.[16]
An anomaly of the occipitocervical junction in a patient with Klippel-Feil syndrome. The anomaly was unstable and was fused.
Posterior photo of a patient with Klippel-Feil syndrome and an anomaly of the occipitocervical junction. The image shows an elevated left shoulder due to a Sprengel anomaly; a short, webbed neck; and a low hairline.
This patient has Klippel-Feil syndrome and an anomaly of the occipitocervical junction. The patient's flexion and extension after the occipitocervical fusion is demonstrated. His rotation was very limited.
Flexion of the cervical spine in a patient who had an occipitocervical fusion. Nagib et al[4] reviewed 21 cases of Klippel-Feil syndrome over a 25-year period to identify high-risk patients and describe the treatment required. Eight had been admitted for complications of the genitourinary system or cardiovascular or otologic anomalies. Ten were male and 11 were female. Twelve patients had no neurologic deficit. Of these 12, 11 had a single block vertebra with no other cervical or craniocervical anomalies. Nine patients presented with neurologic deficits that occurred spontaneously or after minor trauma. These had the most varied and complicated radiographic findings.
Using the classification system described above, there were 4 type I patients with an unstable fusion pattern, 3 type II patients with craniocervical abnormalities, and 2 type III patients with fusion anomalies and spinal stenosis. Nine patients (43%) required decompression and stabilization in the second or third decade of life. They concluded that types I and II are commonly combined with hypermobility of the craniocervical junction. Foramen magnum encroachment may be associated with tight dural bands or upward migration of the odontoid. In type III patients, they found that the level of stenosis could be above or below the abnormal area.
Hensinger and colleagues, in a review of 50 patients with Klippel-Feil syndrome, found that 30 (60%) of them had associated scoliosis.[17, 18] In some patients with Klippel-Feil syndrome, the scoliosis is congenital, as seen in the first image below, owing to the involvement of other parts of the thoracic or lumbar spine. Other patients develop scoliosis in the thoracic spine, to compensate for cervical or cervicothoracic scoliosis. In addition to fusion anomalies in the cervical spine, cervical spinal stenosis can occur. While uncommon, this condition can increase the risk of neurologic involvement.
This anteroposterior radiograph of the spine in a patient with Klippel-Feil syndrome demonstrates congenital scoliosis and a Sprengel deformity.
This radiograph demonstrates an omovertebral bone (marked with 2 arrows). This anomaly limits cervical spine motion. Anomalies of the craniocervical junction can cause instability at lower segments. Traumatic tetraplegia has been reported following minor trauma.[19] A Sprengel anomaly occurs in 20-30% of patients, as seen in the first image above.[20] The ROM of the shoulders must be checked, and the patient should be examined for an omovertebral bone, an osteocartilaginous connection that tethers the scapula to the spine, as seen in the second image above. An omovertebral bone ossifies with age, further limiting the ROM. A computed tomography (CT) scan best demonstrates the presence of an omovertebral bone; however, this feature can also be detected through palpation or radiographs. Other upper extremity anomalies occur less frequently. A thorough examination of the ROM and function of the upper extremity must be performed.
Renal anomalies are common in individuals with Klippel-Feil syndrome, and they can be quite serious. Out of 41 patients in Hensinger's series who underwent an intravenous pyelogram, 16 were found to have renal anomalies. Minor renal anomalies—including a double collecting system, renal ectopia, and bilateral tubular ectasia—were detected in 6 of these individuals. Major renal anomalies—including hydronephrosis, absence of a kidney, as seen in the image below, and a horseshoe kidney —were detected in 10 patients. (For patients with Klippel-Feil syndrome, ultrasound [US] scanning now serves as the initial test to determine whether both of an individual's kidneys are functioning.[21] )
This intravenous pyelogram was performed before ultrasound was available to image the kidneys. Note unilateral absence of the left kidney. Cardiovascular anomalies, mainly septal defects, were found in 7 patients in Hensinger's series, with 4 of these individuals requiring corrective surgery. Synkinesia, or mirror movement, as seen in the image below, occurred in 9 of the 50 patients. Hearing was impaired in 15 of 41 patients tested. Early audiometric and otologic evaluation are indicated in all children when the diagnosis of Klippel-Feil syndrome is established.[22]
This photo demonstrates synkinesia. As the patient attempts to oppose the thumb and finger of the right hand, the same movement occurs involuntarily in the left. Torticollis and facial asymmetry occur in 21-50% of patients with Klippel-Feil syndrome. These persons may also have a muscular torticollis.[23] Craniofacial anomalies can occur as well.[24]
Less-common anomalies associated with Klippel-Feil syndrome include congenital limb deficiencies, craniosynostosis, ear abnormalities, iniencephaly, and craniofacial abnormalities.[25, 26, 27, 28, 29, 30] Note the image below.
Congenital anomaly of the forearm in a patient with Klippel-Feil syndrome. Indications
Patients with Klippel-Feil syndrome present at different ages with varying clinical manifestations. Indications for workup vary individually. For the orthopedic surgeon, the most frequent indications for surgery depend on the amount of deformity, its location, and its progression with time. Other indications include instability of the cervical spine and/or neurologic problems. These indications can occur with craniocervical junction anomalies and when 2 fused segments are separated by a normal segment.
Some patients present early in life with complex cervical and cervicothoracic deformity that is progressive and disfiguring. Some of these patients require cervical spine fusions to prevent progression.
Other patients may develop compensatory or associated congenital scoliosis, which also can be progressive over time and requires fusion to prevent progressive deformity. Over 50% of the patients in Hensinger's study had scoliosis.[17] Treatment of the scoliosis with bracing or surgery was required in 18 of the 50 patients.
Using their above-described classification system, Samartzis and co-investigators reviewed 28 patients radiographically and clinically.[2] Mean follow-up was 8.5 years. Mean age at presentation was 7.1 years, with mean age of onset of symptoms in the symptomatic patients being 11.9 years. Sixty-four percent of patients had no symptoms. Two patients developed myelopathic symptoms (type II and type III patients). Two patients developed radiculopathic symptoms (type II and type III patients). Axial symptoms were more common in type I patients. The investigators recommended activity modification in high-risk patients.
The same authors reported on a patient who developed a symptomatic cervical disc herniation.[1] The patient had occipitalization of C1 and fusion of C2-3 and C4-T1. This left only C3-4 as a hypermobile segment, so the patient was at high risk. The patient was treated successfully with a same-day, combined anteroposterior (AP) procedure.
Theiss et al reviewed 32 patients with congenital scoliosis followed for more than 10 years.[31] Only 7 (22%) developed cervical or cervical-related symptoms, and only 2 required surgery for their cervical-related symptoms. No fusion pattern was identified that placed the patients at greater risk for developing symptoms
Relevant Anatomy
Auerbach et al studied spinal cord dimensions in children with Klippel-Feil syndrome.[32] They reviewed magnetic resonance imaging studies and clinical records of Klippel-Feil patients and age-matched controls. Torg ratios were measured, and the Torg-Pavlov ratios were found to be identical in the 2 groups. The cross-sectional area of the spinal cord was smaller in Klippel-Feil syndrome patients at each level from C2-C7. These differences were statistically significant, with no differences in the CSF column, suggesting the cord size is smaller in children with Klippel-Feil syndrome, as compared with control subjects. Four of the 12 children with Klippel-Feil syndrome presented with neurologic symptoms that improved after posterior cervical stabilization.
Samartzis et al studied the extent of fusion in the congenital K-F segment to evaluate the presence and extent of specific fusion patterns across the involved cervical segments.[33] In older patients, complete fusion was more prevalent in regard to C2-C7. In the absence of complete fusion, fusion of the posterior elements was noted more often than fusion of the anterior elements.
In another paper, Samartzis et al reviewed the role of the congenitally fused segments in 29 Klippel-Feil syndrome patients in relation to the space available to the cord (SAC) and associated cervical spine-related symptoms (CSS).[34] They suggested that an arrest of normal vertebral development may affect appositional bone development. The effect on vertebral body width may delay neurologic compromise resulting from the congenital fusion process and subsequent degenerative manifestations.
Contraindications
Since Klippel-Feil syndrome is associated with a constellation of possible abnormalities, no set of definite contraindications exists. If a surgeon believes that an operation is indicated, it is incumbent upon him/her to make certain that none of the conditions that could cause morbidity or mortality are present. Cervical or occipitocervical instability could increase the risk of neurologic damage during intubation. An underlying heart defect could increase anesthetic risk. An underlying spinal stenosis or spinal cord abnormality could increase the risk of neurologic damage during spinal fusion for correction of deformity. A thorough workup of the patient is imperative prior to surgical intervention.
Samartzis D, Lubicky JP, Herman J. Symptomatic cervical disc herniation in a pediatric Klippel-Feil patient: the risk of neural injury associated with extensive congenitally fused vertebrae and a hypermobile segment. Spine. May 15 2006;31(11):E335-8. [Medline].
Samartzis DD, Herman J, Lubicky JP. Classification of congenitally fused cervical patterns in Klippel-Feil patients: epidemiology and role in the development of cervical spine-related symptoms. Spine. Oct 1 2006;31(21):E798-804. [Medline].
Gray SW, Romaine CB, Skandalakis JE. Congenital fusion of the cervical vertebrae. Surg Gynecol Obstet. Feb 1964;118:373-85. [Medline].
Nagib MG, Maxwell RE, Chou SN. Identification and management of high-risk patients with Klippel-Feil syndrome. J Neurosurg. Sep 1984;61(3):523-30. [Medline].
Erol FS, Ucler N, Yakar H. The association of Chiari type III malformation and Klippel-Feil syndrome with mirror movement: a case report. Turk Neurosurg. 2011;21(4):655-8. [Medline].
Gjorup PA, Gjorup L. Klippel-Feil's syndrome. Dan Med Bull. Mar 1964;11:50-3. [Medline].
Brown MW, Templeton AW, Hodges FW III. The incidence of acquired and congenital fusions in the cervical spine. Am J Roentgenol. 1964;94:1255-1259. [Medline].
Neidengard L, Carter TE, Smith DW. Klippel-Feil malformation complex in fetal alcohol syndrome. Am J Dis Child. Sep 1978;132(9):929-30. [Medline].
Schilgen M, Loeser H. Klippel-Feil anomaly combined with fetal alcohol syndrome. Eur Spine J. 1994;3(5):289-90. [Medline].
Tredwell SJ, Smith DF, Macleod PJ, et al. Cervical spine anomalies in fetal alcohol syndrome. Spine. Jul-Aug 1982;7(4):331-4. [Medline].
Gunderson CH, Greenspan RH, Glaser GH, et al. The Klippel-Feil syndrome: genetic and clinical reevaluation of cervical fusion. Medicine (Baltimore). Nov 1967;46(6):491-512. [Medline].
Gray SW, Romaine CB, Skandalakis JE. Congenital fusion of the cervical vertebrae. Surg Gynecol Obstet. Feb 1964;118:373-85. [Medline].
Bavinck JN, Weaver DD. Subclavian artery supply disruption sequence: hypothesis of a vascular etiology for Poland, Klippel-Feil, and Möbius anomalies. Am J Med Genet. Apr 1986;23(4):903-18. [Medline].
Brill CB, Peyster RG, Keller MS, et al. Isolation of the right subclavian artery with subclavian steal in a child with Klippel-Feil anomaly: an example of the subclavian artery supply disruption sequence. Am J Med Genet. Apr 1987;26(4):933-40. [Medline].
Rouvreau P, Glorion C, Langlais J, et al. Assessment and neurologic involvement of patients with cervical spine congenital synostosis as in Klippel-Feil syndrome: study of 19 cases. J Pediatr Orthop B. Jul 1998;7(3):179-85. [Medline].
Herring JA, Bunnell WP. Klippel-Feil syndrome with neck pain. J Pediatr Orthop. May-Jun 1989;9(3):343-6. [Medline].
Hensinger RN, Lang JE, MacEwen GD. Klippel-Feil syndrome; a constellation of associated anomalies. J Bone Joint Surg Am. Sep 1974;56(6):1246-53. [Medline].
Samartzis D, Kalluri P, Herman J, Lubicky JP, Shen FH. Cervical scoliosis in the Klippel-Feil patient. Spine (Phila Pa 1976). Nov 1 2011;36(23):E1501-8. [Medline].
Louw JA, Albertse H. Traumatic quadriplegia after minor trauma in the Klippel-Feil syndrome. S Afr Med J. Dec 19 1987;72(12):889-90. [Medline].
Samartzis D, Herman J, Lubicky JP, Shen FH. Sprengel's deformity in Klippel-Feil syndrome. Spine. Aug 15 2007;32(18):E512-6. [Medline].
Drvaric DM, Ruderman RJ, Conrad RW, et al. Congenital scoliosis and urinary tract abnormalities: are intravenous pyelograms necessary?. J Pediatr Orthop. Jul-Aug 1987;7(4):441-3. [Medline].
McGaughran JM, Kuna P, Das V. Audiological abnormalities in the Klippel-Feil syndrome. Arch Dis Child. Oct 1998;79(4):352-5. [Medline]. [Full Text].
Brougham DI, Cole WG, Dickens DR, et al. Torticollis due to a combination of sternomastoid contracture and congenital vertebral anomalies. J Bone Joint Surg Br. May 1989;71(3):404-7. [Medline]. [Full Text].
Naikmasur VG, Sattur AP, Kirty RN, Thakur AR. Type III Klippel-Feil syndrome: case report and review of associated craniofacial anomalies. Odontology. Jul 2011;99(2):197-202. [Medline].
Thomsen M, Kröber M, Schneider U. Congenital limb deficiencies associated with Klippel-Feil syndrome: a survey of 57 subjects. Acta Orthop Scand. Oct 2000;71(5):461-4. [Medline].
Chattopadhyay A, Shah AM, Kher A, et al. Craniosynostosis and Klippel-Feil syndrome: a rare association. Indian J Pediatr. Nov-Dec 1996;63(6):819-22. [Medline].
Miyamoto RT, Yune HY, Rosevear WH. Klippel-Feil syndrome and associated ear deformities. Am J Otol. Oct 1983;5(2):113-9. [Medline].
Sherk HH, Shut L, Chung S. Iniencephalic deformity of the cervical spine with Klippel-Feil anomalies and congenital elevation of the scapula; report of three cases. J Bone Joint Surg Am. Sep 1974;56(6):1254-9. [Medline].
Helmi C, Pruzansky S. Craniofacial and extracranial malformations in the Klippel-Feil syndrome. Cleft Palate J. Jan 1980;17(1):65-88. [Medline].
Stadnicki G, Rassumowski D. The association of cleft palate with the Klippel-Feil syndrome. Oral Surg Oral Med Oral Pathol. Mar 1972;33(3):335-40. [Medline].
Theiss SM, Smith MD, Winter RB. The long-term follow-up of patients with Klippel-Feil syndrome and congenital scoliosis. Spine. Jun 1 1997;22(11):1219-22. [Medline].
Auerbach JD, Hosalkar HS, Kusuma SK, Wills BP, Dormans JP, Drummond DS. Spinal cord dimensions in children with Klippel-Feil syndrome: a controlled, blinded radiographic analysis with implications for neurologic outcomes. Spine. May 20 2008;33(12):1366-71. [Medline].
Samartzis D, Kalluri P, Herman J, Lubicky JP, Shen FH. The extent of fusion within the congenital Klippel-Feil segment. Spine. Jul 1 2008;33(15):1637-42. [Medline].
Samartzis D, Kalluri P, Herman J, Lubicky JP, Shen FH. 2008 Young Investigator Award: The role of congenitally fused cervical segments upon the space available for the cord and associated symptoms in Klippel-Feil patients. Spine. Jun 1 2008;33(13):1442-50. [Medline].
Smoker WR, Khanna G. Imaging the craniocervical junction. Childs Nerv Syst. Oct 2008;24(10):1123-45. [Medline].
Koop SE, Winter RB, Lonstein JE. The surgical treatment of instability of the upper part of the cervical spine in children and adolescents. J Bone Joint Surg Am. Mar 1984;66(3):403-11. [Medline].
Sekhon LH, Sears W, Duggal N. Cervical arthroplasty after previous surgery: results of treating 24 discs in 15 patients. J Neurosurg Spine. Nov 2005;3(5):335-41. [Medline].
Yi S, Kim SH, Shin HC, Kim KN, Yoon DH. Cervical arthroplasty in a patient with Klippel-Feil syndrome. Acta Neurochir (Wien). Aug 2007;149(8):805-9; discussion 809. [Medline].
Leung CH, Ma WK, Poon WS. Bryan artificial cervical disc arthroplasty in a patient with Klippel-Feil syndrome. Hong Kong Med J. Oct 2007;13(5):399-402. [Medline].
Papanastassiou ID, Baaj AA, Dakwar E, Eleraky M, Vrionis FD. Failure of cervical arthroplasty in a patient with adjacent segment disease associated with Klippel-Feil syndrome. Indian J Orthop. Mar 2011;45(2):174-7. [Medline]. [Full Text].
Baba H, Maezawa Y, Furusawa N. The cervical spine in the Klippel-Feil syndrome. A report of 57 cases. Int Orthop. 1995;19(4):204-8. [Medline].
Beals RK, Rolfe B. VATER association. A unifying concept of multiple anomalies. J Bone Joint Surg Am. Jul 1989;71(6):948-50. [Medline].
Dolan KD. Developmental abnormalities of the cervical spine below the axis. Radiol Clin North Am. Aug 1977;15(2):167-75. [Medline].
Dubey SP, Ghosh LM. Klippel-Feil syndrome with congenital conductive deafness: report of a case and review of literature. Int J Pediatr Otorhinolaryngol. Jan 1993;25(1-3):201-8. [Medline].
Greenspan A, Cohen J, Szabo RM. Klippel-Feil syndrome. An unusual association with Sprengel deformity, omovertebral bone, and other skeletal, hematologic, and respiratory disorders. A case report. Bull Hosp Jt Dis Orthop Inst. 1991;51(1):54-62. [Medline].
Gunderson CH, Solitare GB. Mirror movements in patients with the Klippel-Feil syndrome. Neuropathologic observations. Arch Neurol. Jun 1968;18(6):675-9. [Medline].
Jarvis JF, Sellars SL. Klippel-Feil deformity associated with congenital conductive deafness. J Laryngol Otol. Mar 1974;88(3):285-9. [Medline].
Klippel M, Feil A. The classic: a case of absence of cervical vertebrae with the thoracic cage rising to the base of the cranium (cervical thoracic cage). Clin Orthop Relat Res. 1975;3-8. [Medline].
McLay K, Maran AG. Deafness and the Klippel-Feil syndrome. J Laryngol Otol. Feb 1969;83(2):175-84. [Medline].
Moore WB, Matthews TJ, Rabinowitz R. Genitourinary anomalies associated with Klippel-Feil syndrome. J Bone Joint Surg Am. Apr 1975;57(3):355-7. [Medline].
Ohtani I, Dubois CN. Aural abnormalities in Klippel-Feil syndrome. Am J Otol. Nov 1985;6(6):468-71. [Medline].
Palant DI, Carter BL. Klippel-Feil syndrome and deafness. A study with polytomography. Am J Dis Child. Mar 1972;123(3):218-21. [Medline].
Ramsey J, Bliznak J. Klippel-Feil syndrome with renal agenesis and other anomalies. Am J Roentgenol Radium Ther Nucl Med. Nov 1971;113(3):460-3. [Medline].
Stark EW, Borton TE. Hearing loss and the Klippel-Feil syndrome. Am J Dis Child. Mar 1972;123(3):233-5. [Medline].
Stewart EJ, O'Reilly BF. Klippel-Feil syndrome and conductive deafness. J Laryngol Otol. Oct 1989;103(10):947-9. [Medline].
Van Kerckhoven MF, Fabry G. The Klippel-Feil syndrome: a constellation of deformities. Acta Orthop Belg. 1989;55(2):107-18. [Medline].

