Esophageal Cancer 

  • Author: Fernando AM Herbella, MD, PhD, TCBC; Chief Editor: Jules E Harris, MD   more...
 
Updated: Sep 2, 2011
 

Background

Esophageal cancer (EC) is a devastating disease. Although some patients can be cured, the treatment for esophageal cancer is protracted, decreases quality of life, and is lethal in a significant number of cases. The ideal treatment is debatable. Defendants of surgical treatment argue that resection is the only treatment modality to offer curative intent; whereas defendants of nonsurgical approach claim that esophagectomy has a prohibitive index of mortality and that esophageal cancer is an incurable disease.

Adenocarcinoma of the esophagus, different from squamous cell carcinoma, affects the distal esophagus of young patients and is usually detected in an early stages. These facts changed the natural history of surgical treatment in this population, making cure a reality.

Historically, esophageal carcinoma has been well described since the beginning of the 19th century. The first successful resection was performed in 1913 by Frank Torek.[1] In the 1930s, Ohsawa in Japan and Marshall in the United States were the first to perform successful 1-stage transthoracic esophagectomies with continent reconstruction.[2, 3]

See the image below.

Endoscopy demonstrating intraluminal esophageal caEndoscopy demonstrating intraluminal esophageal cancer.
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Pathophysiology

The etiology of esophageal carcinoma is thought to be related to exposure of the esophageal mucosa to noxious or toxic stimuli, resulting in a sequence of dysplasia to carcinoma in situ to carcinoma.

Vitamin and nutritional deficiencies have been recognized as contributing factors. In a high-risk country such as China, deficiencies in vitamin or microelement levels may play a role in causation. Riboflavin deficiency in China may contribute to a high incidence of esophageal cancer.

A genome-wide association study by Wu et al identified 7 susceptibility loci on chromosomes 5q11, 6p21, 10q23, 12q24, and 21q22. The findings suggest the involvement of multiple genetic loci and gene-environment interaction in the development of esophageal cancer.[4]

Risk factors

In Western cultures, retrospective evidence has implicated cigarette smoking and chronic alcohol exposure as the most common etiological factors for squamous cell carcinoma.

In the Netherlands Cohort Study, Steevens et al prospectively explored this association in 120,852 participants.[5] Among participants who drank 30 g or more of ethanol daily, the multivariable adjusted incidence rate ratio (RR) for esophageal squamous cell carcinoma was 4.61 (95% confidence interval [CI], 2.24-9.50) compared with abstainers. The RR for current smokers who consumed more than 15 g/d of ethanol was 8.05 (95% CI, 3.89-16.60) when compared with nonsmokers who consumed less than 5 g/d of ethanol. No associations were found between alcohol consumption and esophageal adenocarcinoma.

In contrast, the risk of esophageal squamous cell carcinoma and esophageal adenocarcinoma was increased among current smokers. Human papillomavirus infection has been recognized as a contributing factor. Helicobacter pylori infection has not been found to be associated with esophageal cancer.

Tylosis palmaris et plantaris is also implicated in esophageal cancer.

Gastroesophageal reflux disease (GERD) is the most common predisposing factor for adenocarcinoma of the esophagus.

As a consequence of the irritation caused by the reflux of acid and bile, 10-15% of patients who undergo endoscopy for evaluation of GERD symptoms are found to have Barrett epithelium.

Adenocarcinoma may develop in these patients, representing the last event of a sequence that starts with the development of GERD and progresses to (Barrett) metaplasia, low-grade dysplasia, high-grade dysplasia, and adenocarcinoma (see the image below).

Cascade of events that lead from gastroesophageal Cascade of events that lead from gastroesophageal reflux disease to adenocarcinoma.

In 1952, Morson and Belcher first described a patient with adenocarcinoma of the esophagus arising in a columnar epithelium with goblet cells.[6] In 1975, Naef et al emphasized the malignant potential of Barrett esophagus.[7] With the premalignant nature of Barrett esophagus well established, many investigators have searched for markers of esophageal carcinoma that could facilitate earlier diagnosis and follow-up of tumor recurrence.

The risk of adenocarcinoma among patients with Barrett metaplasia has been estimated to be 30-60 times that of the general population.

The prognosis of esophageal cancer is still poor, as these cancers are found late. However, a better understanding of the molecular progression of Barrett metaplasia to dysplasia to adenocarcinoma sequence may improve the prognosis. Tilanus et al reviewed data from the published literature to address the molecular changes in the pathogenesis of Barrett esophagus-associated neoplastic lesions. He found that the progression of Barrett metaplasia to adenocarcinoma is associated with several changes in gene structure, gene expression, and protein structure.[8] The oncosuppressor gene TP53 and various oncogenes, particularly erb -b2, have been studied as potential markers.

Casson and colleagues identified mutations in the TP53 gene in patients with Barrett epithelium associated with adenocarcinoma.[9] In addition, alterations in p16 genes and cell cycle abnormalities or aneuploidy appear to be some of the most important and well-characterized molecular changes. However, the exact sequence of events in the progression of Barrett esophagus to adenocarcinoma is not known. Probably multiple molecular pathways interact and are involved.

Bhat et al examined the incidence of esophageal adenocarcinoma in patients with Barrett esophagus using data from the Northern Ireland Barrett Esophagus Register, which is one of the largest population-based registries in the world. The study found that the malignant progression among patients with Barret esophagus was lower than previously reported at 0.22% per year. This suggests that current surveillance approaches may not be cost effective.[10]

A nationwide population-based case-control study performed in Sweden found an odds ratio of 7.7 (95% confidence interval, 5.3-11.4) for adenocarcinoma among persons with recurrent symptoms of reflux, as compared with persons without such symptoms, and an odds ratio of 43.5 (95% confidence interval, 18.3-103.5) among patients with long-standing and severe symptoms of reflux.

A large cohort study examined whether use of oral bisphosphonates was associated with an increased risk of esophageal or gastric cancers. No significant difference was observed for increased risk of esophageal or gastric cancers between the bisphosphonate cohort and the control group.[11]

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Epidemiology

Frequency

United States

In the United States in 2008, the American Cancer Society estimated 16,470 new cases of esophageal cancer (12,970 men and 3,500 women); 14,280 persons (11,250 men and 3,030 women) were expected to die of the disease, resulting in a mortality rate of 87%. Adenocarcinoma of the esophagus has the fastest growing incidence rate of all cancers in the United States. The incidence of esophageal carcinoma is approximately 3-6 cases per 100,000 persons, although certain endemic areas appear to have higher per-capita rates. The age-adjusted incidence is 5.8 cases per 100,000 persons.

The epidemiology of esophageal carcinoma has changed markedly over the past several decades in the United States. Until the 1970s, squamous cell carcinoma was the most common type of esophageal cancer (90-95%). It was located in the thoracic esophagus and affected mostly African American men who had a long history of smoking and alcohol consumption. Over the last 2 decades, the incidence of adenocarcinoma of the distal esophagus and gastroesophageal junction has progressively increased. Currently, it accounts for more than 50% of all new cases of esophageal cancer. Unlike squamous cell carcinoma, it affects mostly white men, and its pathogenesis is linked to gastroesophageal reflux disease (GERD) and the development of Barrett epithelium (see the image below).

Cascade of events that lead from gastroesophageal Cascade of events that lead from gastroesophageal reflux disease to adenocarcinoma.

International

Esophageal cancer is the seventh leading cause of cancer death worldwide. Incidence of esophageal carcinoma can be as high as 30-800 cases per 100,000 persons in particular areas of northern Iran, some areas of southern Russia, and northern China. Unlike in the United States, squamous cell carcinoma is responsible for 95% of all esophageal cancers worldwide.

Race

In the United States, African-Americans have a higher incidence of esophageal cancer than whites.

Sex

Esophageal cancer is generally more common in men than in women, with a male-to-female ratio of 3-4:1.

Age

Esophageal cancer occurs most commonly during the sixth and seventh decades of life. The disease becomes more common with advancing age; it is about 20 times more common in those older than 65 years than in persons younger than 65 years.

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Contributor Information and Disclosures
Author

Fernando AM Herbella, MD, PhD, TCBC  Affiliate Professor, Attending Surgeon in Gastrointestinal Surgery, Esophagus and Stomach Division, Department of Surgery, Federal University of Sao Paulo, Brazil; Private Practice; Medical Examiner, Sao Paulo's Medical Examiner's Office Headquarters, Brazil

Fernando AM Herbella, MD, PhD, TCBC is a member of the following medical societies: Society for Surgery of the Alimentary Tract

Disclosure: Nothing to disclose.

Coauthor(s)

Marco G Patti, MD  Professor of Surgery, Director, Center for Esophageal Diseases, University of Chicago Pritzker School of Medicine

Marco G Patti, MD is a member of the following medical societies: American Association for the Advancement of Science, American College of Surgeons, American Gastroenterological Association, American Medical Association, American Surgical Association, Association for Academic Surgery, Pan-Pacific Surgical Association, Society for Surgery of the Alimentary Tract, Society of American Gastrointestinal and Endoscopic Surgeons, Southwestern Surgical Congress, and Western Surgical Association

Disclosure: Nothing to disclose.

Specialty Editor Board

from Memorial Sloan-Kettering - Philip Schulman, MD  Chief, Medical Oncology, Department of Medicine, Memorial Sloan-Kettering Cancer Center

from Memorial Sloan-Kettering - Philip Schulman, MD is a member of the following medical societies: American Association for Cancer Research, American College of Physicians, American Society of Hematology, and Medical Society of the State of New York

Disclosure: Nothing to disclose.

Francisco Talavera, PharmD, PhD  Adjunct Assistant Professor, University of Nebraska Medical Center College of Pharmacy; Editor-in-Chief, Medscape Drug Reference

Disclosure: Medscape Salary Employment

Wendy Hu, MD  Consulting Staff, Department of Hematology/Oncology and Bone Marrow Transplantation, Huntington Memorial Medical Center

Wendy Hu, MD is a member of the following medical societies: American Association for the Advancement of Science, American College of Physicians, American Society for Blood and Marrow Transplantation, American Society of Hematology, and Physicians for Social Responsibility

Disclosure: Nothing to disclose.

Rajalaxmi McKenna, MD, FACP  Southwest Medical Consultants, SC, Department of Medicine, Good Samaritan Hospital, Advocate Health Systems

Rajalaxmi McKenna, MD, FACP is a member of the following medical societies: American Society of Clinical Oncology, American Society of Hematology, and International Society on Thrombosis and Haemostasis

Disclosure: Nothing to disclose.

Chief Editor

Jules E Harris, MD  Clinical Professor of Medicine, Section of Hematology/Oncology, University of Arizona College of Medicine, Arizona Cancer Center

Jules E Harris, MD is a member of the following medical societies: American Association for Cancer Research, American Association for the Advancement of Science, American Association of Immunologists, American Society of Hematology, and Central Society for Clinical Research

Disclosure: GlobeImmune Salary Consulting

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Endoscopy demonstrating intraluminal esophageal cancer.
Cascade of events that lead from gastroesophageal reflux disease to adenocarcinoma.
Barium swallow demonstrating stricture due to cancer.
Barium swallow demonstrating an endoluminal mass in the mid esophagus.
Chest CT scan showing invasion of the trachea by esophageal cancer.
Transhiatal esophagectomy in which (a) is the abdominal incision, (b) is the cervical incision, and (c) is the stomach stretching from abdomen to the neck.
Five-year survival for esophageal cancer based on TNM stage.
Table. Staging Classification.
Stage IAT1N0M0
Stage IBT2N0M0
Stage IIAT3N0M0
Stage IIBT1,T2N1M0
Stage IIIAT4aN0M0
T3N1M0
T1,T2N2M0
Stage IIIBT3N2M0
Stage IIICT4aN1,N2M0
T4bAny NM0
Any TN3M0
Stage IVAny TAny NM1
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