Breathing-Related Sleep Disorder 

  • Author: Mary E Cataletto, MD; Chief Editor: Eduardo Dunayevich, MD   more...
 
Updated: Jul 1, 2011
 

Background

The term breathing-related sleep disorder refers to a spectrum of breathing anomalies ranging from chronic or habitual snoring to upper airway resistance syndrome (UARS) to frank obstructive sleep apnea (OSA) or, in some cases, obesity hypoventilation syndrome (OHS).

Data from the Wisconsin sleep cohort study of patients without obvious barriers to health care access estimate that 93% of women and 82% of men with moderate-to-severe sleep apnea were undiagnosed.[1] Significant cardiovascular morbidity (including systemic hypertension and congestive heart failure) as well as increased mortality rates have been associated with both OSA and OHS. While large-scale studies of the prevalence of sleep-disordered breathing in children are lacking, Guilleminault et al report estimates of 5-6% and raise concerns about the impact of the obesity epidemic on sleep in children.[2]

The aim of this article is to increase the reader's awareness of the importance of sleep-disordered breathing in daily practice.

For related information, see Medscape's Insomnia and Sleep Health Resource Center.

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Pathophysiology

Complex interactions among the central and peripheral nervous systems, upper airway musculature, and neurotransmitters may result in partial or complete collapse of a portion or portions of the upper airway. Basic factors, such as airway anatomy (eg, adenotonsillar hypertrophy), nasal obstruction, presence and distribution of body fat, and muscle tone, may contribute, alone or in combination, to the presence and severity of this disorder. Recent data suggest that the primary defect is an anatomically small or collapsible pharyngeal airway in combination with a sleep-related fall in upper airway muscular tone.

Patients with neuromuscular disease have additional risk factors that may predispose them to sleep-disordered breathing. These include CNS involvement, chest wall deformity with restrictive lung disease, diaphragmatic weakness, increased upper airway resistance, and impaired respiratory chemosensitivity.

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Epidemiology

Frequency

United States

According to estimates, at least 2-4% of the adult population experience sleep-related breathing disorders.[3, 4] In a study by Young and associates, 24% of men and 9% of women aged 30-60 years were reported to have sleep-disordered breathing.[1] Caples et al reviewed pooled data from 4 large prevalence studies on OSA and found that 20% of adult Caucasians with BMI between 25 and 28 kg/m2 had an apnea hypopnea index (AHI) of 5 or greater and that approximately 6% of these same patients had AHIs of 15 or greater.[5]

Patients with neuromuscular diseases may have sleep-disordered breathing. Duchenne muscular dystrophy (DMD), amyotrophic lateral sclerosis, postpolio syndrome, and myasthenia gravis are among those with increased incidence of sleep-disordered breathing.

Prevalence studies in the elderly population show significantly higher rates, with the rate for elderly men reported as 28-67% and the rate for elderly women as 20-54%. In the subset of patients with severe OSA, men have an 8-fold increased frequency. Prevalence rates in children are estimated to be 5-6%.[2]

Mortality/Morbidity

Obesity, advanced age, and snoring have been found to be important factors in the progression of sleep-disordered breathing.

Morbidity with OSA falls into 2 major categories, as follows:

  • Neuropsychiatric or psychosocial: This includes excessive daytime sleepiness, poor concentration and memory, decreased performance, irritability, depression, and disturbed social relationships. This population has a significantly increased risk of motor vehicle accidents, with reports of a 7-fold increased risk in patients with an AHI greater than 5.
  • Cardiovascular: Systemic hypertension occurs in 45-90% of patients with OSA. Pulmonary hypertension has been reported in 15-20%.[6]

Children with sleep-disordered breathing have an increased use of healthcare services (2.6 fold increase) with deficits in school performance and IQ, as well as a higher prevalence of neuropsychiatric disorders.[7]

Race

Comparison date between African American and Caucasian adults when corrected for BMI suggest that prevalence of sleep-disordered breathing in African Americans is at least equal to and may in fact exceed that of their Caucasian peers.

Sex

  • Male sex appears to be related to a significant increase in the prevalence of sleep-disordered breathing, presumably because of hormonal influences. Testosterone in particular is associated with increased severity of sleep-related breathing disorders. In the subset of patients with severe obstructive sleep apnea, men outnumber women by eight fold.
  • Sex hormones play a role in the modulation of upper airway musculature. In adults, the prevalence in males exceeds that of females by 3 fold in middle age. In women with OSA, apneas tend to cluster during REM sleep. In men with OSA, apneas predominate in the supine position.
  • No sex difference exists before puberty, and, after menopause, the differences again become small. The increase in frequency of sleep-related breathing disorders in women who are postmenopausal may be related to decreases in progesterone levels.

Age

  • In children, those born prematurely have been found to be 3-5 times more likely to have sleep-disordered breathing compared with their full-term counterparts. Childhood OSA has its peak incidence between ages 2-8 years, corresponding to the time when tonsils and adenoids are the largest in relationship to upper airway size. Prevalence for habitual snoring in school age children is estimated to be 12-20%.[7]
  • Both snoring and sleep-related breathing disorders increase in frequency with advancing age, at least until age 60 years. Older persons exhibit both central and obstructive apnea. The pattern of apnea in older persons having AHI greater than 5 resembles typical sleep apnea in regard to duration and degree of desaturation. However, the effect on general health in elderly people with OSA appears to be minimal.
  • In elderly people, little to no relationship seems to exist between sleep apnea and typical risk factors such as excess weight and increased airway resistance. The mechanisms underlying sleep apnea in elderly people are purportedly be different, and they may reflect a gradual increase in sleep instability, which results in both central apnea and OSA.
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Contributor Information and Disclosures
Author

Mary E Cataletto, MD  Director of Children's Sleep Services, Winthrop Sleep Disorders Center, Mineola, NY; Professor of Clinical Pediatrics, State University of New York at Stony Brook, Stony Brook, NY

Mary E Cataletto, MD is a member of the following medical societies: American Academy of Pediatrics and American College of Chest Physicians

Disclosure: Shering Plough Pharmaceuticals Honoraria Consulting

Coauthor(s)

Gila Hertz, PhD, ABSM  Director, Center for Insomnia and Sleep Disorders, Clinical Associate Professor of Psychiatry and Behavioral Sciences, State University of New York at Stony Brook

Gila Hertz, PhD, ABSM is a member of the following medical societies: American Academy of Sleep Medicine and American Psychological Association

Disclosure: Nothing to disclose.

Specialty Editor Board

Mohammed A Memon, MD  Chairman and Attending Geriatric Psychiatrist, Department of Psychiatry, Spartanburg Regional Medical Center

Mohammed A Memon, MD is a member of the following medical societies: American Association for Geriatric Psychiatry, American Medical Association, and American Psychiatric Association

Disclosure: Nothing to disclose.

Francisco Talavera, PharmD, PhD  Adjunct Assistant Professor, University of Nebraska Medical Center College of Pharmacy; Editor-in-Chief, Medscape Drug Reference

Disclosure: Medscape Salary Employment

Harold H Harsch, MD  Program Director of Geropsychiatry, Department of Geriatrics/Gerontology, Associate Professor, Department of Psychiatry and Department of Medicine, Froedtert Hospital, Medical College of Wisconsin

Harold H Harsch, MD is a member of the following medical societies: American Psychiatric Association

Disclosure: lilly Honoraria Speaking and teaching; Forest Labs None None; Pfizer Grant/research funds Speaking and teaching; Northstar None None; Novartis Grant/research funds research; Pfizer Honoraria Speaking and teaching; Sunovion Speaking and teaching; Otsuke Grant/research funds reseach; GlaxoSmithKline Grant/research funds research; Merck Honoraria Speaking and teaching

Chief Editor

Eduardo Dunayevich, MD  Adjunct Assistant Professor, Department of Psychiatry, University of Cincinnati; Clinical Research Physician, Neuroscience, Lilly Research Laboratories

Eduardo Dunayevich, MD is a member of the following medical societies: American Psychiatric Association

Disclosure: Nothing to disclose.

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Breathing-related sleep disorder. Significant retrognathia that contributed to this patient's obstructive sleep apnea (OSA).
Breathing-related sleep disorder. Hypnogram of patient with severe obstructive sleep apnea (OSA).
Breathing-related sleep disorder. A patient using a continuous positive airway pressure (CPAP) system. Courtesy of Jim Matchuny.
Breathing-related sleep disorder. Lateral cross-section diagram of continuous positive airway pressure (CPAP) system. This system forces air (arrows) through to the lungs in obstructive sleep apnea patients.
Breathing-related sleep disorder. Before and after the use of a continuous positive airway pressure (CPAP) system. Note that airflow to the lungs is restored with CPAP.
Breathing-related sleep disorder. A standard continuous positive airway pressure (CPAP) mask. Courtesy of S.R. Dong, MD.
Breathing-related sleep disorder. The Adam Circuit continuous positive airway pressure (CPAP) mask. Courtesy of S.R. Dong, MD.
Breathing-related sleep disorder. A gel-filled continuous positive airway pressure (CPAP) mask. Courtesy of S.R. Dong, MD.
Breathing-related sleep disorder. The Herbst appliance is a dental appliance used for obstructive sleep apnea (OSA). Herbst is a registered trademark of Dentaurum. Courtesy of Great Lakes Orthodontics, Ltd.
Breathing-related sleep disorder. The Herbst appliance is a dental appliance used for obstructive sleep apnea (OSA). Herbst is a registered trademark of Dentaurum. Courtesy of Orthodontic CYBERjournal.
Breathing-related sleep disorder. Lateral cross-sectional diagram of the Herbst appliance showing its function in re-opening the airway in obstructive sleep apnea. Herbst is a registered trademark of Dentaurum.
Breathing-related sleep disorder. The bonded Herbst appliance is a dental appliance used for obstructive sleep apnea (OSA). Herbst is a registered trademark of Dentaurum. Courtesy of Johns Dental Laboratories.
Breathing-related sleep disorder. The bonded Herbst appliance is a dental appliance used for obstructive sleep apnea (OSA). Herbst is a registered trademark of Dentaurum. Courtesy of Johns Dental Laboratories.
Breathing-related sleep disorder. The tongue-retaining device is a dental appliance used for obstructive sleep apnea (OSA). Courtesy of the Sleep Disorders Dental Society.
Breathing-related sleep disorder. The tongue-retaining device is a dental appliance used for obstructive sleep apnea (OSA). The patient inserts his or her tongue into the bulb at the front of the appliance. This device is sealed at the front so that the patient must be able to breath quite well through the nose in order to use it. Courtesy of S.R. Dong, MD.
Breathing-related sleep disorder. This dental appliance is used for obstructive sleep apnea (OSA). Its tongue-retaining flange is intended to hold the tongue out of the airway. The patient cannot swallow when using this type of device. Also, the flange can cause obstruction of small upper airways (a common finding in OSA). Courtesy of S.R. Dong, MD.
Breathing-related sleep disorder. This photograph shows an example of a Z appliance, which is an original design of F. Danziger, DDS, FAGD.
Breathing-related sleep disorder. Preoperative and postoperative radiographs of a patient who underwent jaw advancement surgery. Courtesy of Stephanie Drew, MD.
Breathing-related sleep disorder. Courtesy of F. Danziger, DDS, FAGD.
 
 
 
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