Updated: Apr 16, 2009
The diaphragm is the major muscle of respiration and separates the thoracic and abdominal cavities. The body relies on the diaphragm for normal respiratory function. Contraction of the diaphragm has following functions: (1) decreasing intrapleural pressure, (2) expanding the rib cage through its zone of apposition by generating positive intra-abdominal pressure, and (3) expanding the rib cage using the abdomen as a fulcrum.1 Therefore, understanding how different disease processes and disorders result in diaphragm dysfunction is important.
A concomitant respiratory dysfunction exists any time a decrease in diaphragmatic function is present. The body possesses inherent mechanisms of compensation for decreased diaphragmatic function, but none of these processes can successfully prevent respiratory compromise if excursion of the diaphragm is moderately diminished or simply absent.
The easiest approach to diaphragmatic problems is to observe both the neurologic and anatomic processes that result in decreased function. Neurologic problems of the diaphragm occur when a traumatic injury or disease process decreases or terminates the impulse of respiratory stimuli originating in the brain. Anatomic disorders decrease the integrity of the musculature of the diaphragm, thus decreasing its excursion. Both anatomic and neurologic problems related to the diaphragm ultimately result in the inability of the diaphragm to provide adequate negative intrathoracic pressure, thereby decreasing the amount of oxygen provided to the alveoli.
Anatomy of the diaphragm
The diaphragm is a modified half-dome of musculofibrous tissue that separates the thorax from the abdomen. The 4 embryologic components that make up the formation of the diaphragm are the septum transversum, 2 pleuroperitoneal folds, cervical myotomes, and the dorsal mesentery. Development begins during the third week of gestation and is complete by the eighth week. Failure in the development of the pleuroperitoneal folds and subsequent muscle migration results in congenital defects (see Disorders of anatomy in Pathophysiology).
The muscular origin of the diaphragm is from the lower 6 ribs bilaterally, the posterior xiphoid process, and from the external and internal arcuate ligaments. A number of different structures traverse the diaphragm, but 3 distinct apertures allow the passage of the aorta, esophagus, and vena cava. The aortic aperture is the lowest and most posterior of the openings, lying at the level of the 12th thoracic vertebra. The aortic opening also transmits the thoracic duct and, sometimes, the azygous and hemiazygous veins. The esophageal aperture is surrounded by diaphragmatic muscle and lies at the level of the 10th thoracic vertebra. The vena caval aperture is the highest of the 3 openings and lies level to the disk space between the eighth and ninth thoracic vertebrae.
Arterial supply to the diaphragm comes from the right and left phrenic arteries, the intercostal arteries, and the musculophrenic branches of the internal thoracic arteries. Some arterial blood is provided from small branches of the pericardiophrenic arteries that run with the phrenic nerve, mainly where the nerves penetrate the diaphragm. Venous drainage occurs via the inferior vena cava and azygous vein on the right and the adrenal/renal and hemizygous veins on the left.
The diaphragm receives its sole neurologic impulse from the phrenic nerve, which originates primarily from the fourth cervical ramus but also has contributions from the third and fifth rami. Originating around the level of the scalenus anterior muscle, the phrenic nerve courses inferiorly through the neck and thorax before reaching its end point, the diaphragm. Thus, the phrenic nerve has a relatively long course before reaching its final destination. Any process that disrupts the transmission of neurologic impulses through the phrenic nerve directly affects the diaphragm.
Another eMedicine article, Diaphragm Paralysis, may be of interest.
Disorders of innervation
During normal respiration, the brain stem sends action potentials to the third through fifth spinal levels, which then give off dorsal rami that convalesce to form the phrenic nerves bilaterally. The phrenic nerves then traverse the neck and thorax and innervate the diaphragm. The successful impulse of respiratory stimulus from the brain to the diaphragm can be compromised by an interruption of the phrenic nerve at any point along this course.
Traumatic injury to the head or brain stem prevents nerve signals from reaching the phrenic nerve. Generally, injuries that affect the brain and brain stem are catastrophic, with the chance of survival being grim.
Injuries or disease processes that affect the respiratory nervous impulse along its long course are widely described. A number of distinct entities, including trauma, spinal cord disorders, syringomyelia, poliomyelitis, and different motor neuron diseases, decrease the impulse of stimuli to the cervical spinal cord.
Peripheral phrenic nerve injuries result from damage to the nerve along its path in the cervical area or the thorax. A number of clinical entities can affect the phrenic nerve directly, including trauma, open heart surgery or thoracic surgery, chiropractic cervical spine manipulation, radiation therapy, demyelinating diseases (eg, Guillain-Barré syndrome), neoplasm, uremia, lead neuropathy, postinfectious neuropathies, and many other processes.
Disorders of anatomyAnatomic disorders of the diaphragm are typically classified into 2 broad categories: congenital and acquired. Congenital diaphragmatic hernias occur when the muscular entities of the diaphragm do not develop normally, usually resulting in displacement of abdominal components into the thorax.2 The most common cause of acquired diaphragmatic disorders is trauma3,4 ; however, consider several other important entities when observing anatomic defects of the diaphragm in adults.
Bochdalek hernias represent the majority of congenital diaphragmatic hernias. The major defects in Bochdalek hernias are posterolateral defects of the diaphragm, which result in either failure in the development of the pleuroperitoneal folds or improper or absent migration of the diaphragmatic musculature.5,6 Animal models suggest that one potential cause of congenital diaphragmatic hernias is abnormalities of the retinoid system that may result from maternal vitamin A deficiency.7 Patients with congenital diaphragmatic hernias generally present in the neonatal period and have a mortality rate of 45-50%. The morbidity and mortality associated with congenital diaphragmatic hernias relate mostly to hypoplasia of the lung on the affected side. Thus, timely diagnosis and proper management remain the key ingredients to survival.
Traumatic diaphragmatic rupture can occur secondary to both blunt and penetrating trauma. The prevalence of diaphragmatic rupture is 0.8-1.6% in patients admitted to the hospital for blunt trauma. The major etiologies of diaphragmatic rupture are motor vehicle accidents and penetrating trauma from gunshot and stab wounds. Several theories have been postulated regarding the mechanism of rupture for blunt trauma, including shearing of a stretched membrane, avulsion of the diaphragm from its points of attachment, and sudden force transmission through viscera acting as a viscous fluid. Left-sided rupture is more common than right-sided rupture (68.5% vs 24.2%) because of both hepatic protection and the increased strength of the right hemidiaphragm. However, increased left-sided hernias may also result from weaknesses in points of diaphragmatic embryologic fusion.
The exact frequency of many diaphragmatic disorders is not known. The incidence of diaphragmatic dysfunction due to specific etiologies is known. For example, postcardiac surgery diaphragmatic dysfunction is reported in 11% of patients.
Morbidity and mortality resulting from diaphragmatic disorders are associated with the etiology of the dysfunction. Individuals with anatomic defects are much more likely to survive than individuals with unresolved defective or absent neurologic impulses. Persons with unilateral dysfunction are much more likely to remain asymptomatic compared with individuals with bilateral involvement.
Background information is of prime importance when considering dysfunction of the diaphragm. An adequate history is essential to help identify potential causes. Even so, an etiology for diaphragmatic dysfunction is not ascertained in 50-60% of patients.
Physical findings upon examination vary depending on the etiology.
The etiology of diaphragmatic dysfunction is most easily separated into anatomic or neurologic causes.
Decreased pulmonary or abdominal
compliance
Pleural adhesions
Patients with unilateral diaphragmatic paralysis are typically asymptomatic and do not need treatment. Patients may have some dyspnea in physiological situations associated with exertion or if they have an underlying pulmonary disease.
Treatment should be considered when dyspnea is out of proportion to the physical exertion. Medical care should be focused on the etiology of the dysfunction. In anatomic causes and defects, the only treatment option is surgical repair. Once an anatomic etiology is considered, the most important next step is to discover the cause. Neurologic processes, depending on the etiology, can generally be treated medically.
Surgery in indicated in the management of anatomic defects in the diaphragm. The type of surgical intervention depends on the anatomic defect or problem.
Medication is limited to the etiology of neurologic involvement.
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diaphragm disorders, diaphragm dysfunction, phrenic nerve injury, diaphragm, respiratory dysfunction, Bochdalek hernias, congenital diaphragmatic hernia, Guillain-Barré syndrome, lead neuropathy, postinfectious neuropathies, chiropractic cervical spine manipulation, uremia, diaphragmatic rupture, Morgagni hernia, eventration of the diaphragm, diaphragmatic agenesis, syringomyelia, poliomyelitis, motor neuron disease, brachial plexus neuritis, diabetic neuropathy, nutritional neuropathy, alcoholic neuropathy, vasculitic neuropathy, infection-related nerve injury, myasthenia gravis, myotonic dystrophies, Duchenne muscular dystrophy, metabolic myopathies, polymyositis, acquired diaphragmatic disorders, innervation defects, cerebral stroke, spinal cord disorders, phrenic nerve neuropathy
Abhijit A Raval, MD, Pulmonary Diseases and Critical Care Fellow, James H Quillen College of Medicine
Disclosure: Nothing to disclose.
Ryland P Byrd Jr, MD, Professor, Department of Internal Medicine, Division of Pulmonary Medicine and Critical Care Medicine, James H Quillen College of Medicine, East Tennessee State University; Chief of Pulmonary Medicine, Medical Director of Respiratory Therapy, Intensive Care Unit, Program Director of Pulmonary Diseases and Critical Care Medicine Fellowship, James H Quillen Veterans Affairs Medical Center
Ryland P Byrd Jr, MD is a member of the following medical societies: American College of Chest Physicians, American Thoracic Society, and Southern Medical Association
Disclosure: Nothing to disclose.
Ryland P Byrd Jr, MD, Professor, Department of Internal Medicine, Division of Pulmonary Medicine and Critical Care Medicine, James H Quillen College of Medicine, East Tennessee State University; Chief of Pulmonary Medicine, Medical Director of Respiratory Therapy, Intensive Care Unit, Program Director of Pulmonary Diseases and Critical Care Medicine Fellowship, James H Quillen Veterans Affairs Medical Center
Ryland P Byrd Jr, MD is a member of the following medical societies: American College of Chest Physicians, American Thoracic Society, and Southern Medical Association
Disclosure: Nothing to disclose.
Francisco Talavera, PharmD, PhD, Senior Pharmacy Editor, eMedicine
Disclosure: Nothing to disclose.
Om Prakash Sharma, MD, FRCP, FCCP, DTM&H, Professor, Department of Medicine, Division of Pulmonary and Critical Care Medicine, University of Southern California Keck School of Medicine
Om Prakash Sharma, MD, FRCP, FCCP, DTM&H is a member of the following medical societies: American Academy of Allergy Asthma and Immunology, American College of Chest Physicians, American College of Physicians, American Federation for Medical Research, American Osler Society, American Thoracic Society, New York Academy of Medicine, and Royal Society of Medicine
Disclosure: Keck School of Medicine, USC None None
Timothy D Rice, MD, Associate Professor, Departments of Internal Medicine and Pediatrics and Adolescent Medicine, Saint Louis University School of Medicine
Timothy D Rice, MD is a member of the following medical societies: American Academy of Pediatrics and American College of Physicians
Disclosure: Nothing to disclose.
Zab Mosenifar, MD, Director, Division of Pulmonary and Critical Care Medicine, Director, Women's Guild Pulmonary Disease Institute, Executive Vice Chair, Department of Medicine, Cedars Sinai Medical Center; Professor of Medicine, David Geffen School of Medicine at UCLA
Zab Mosenifar, MD is a member of the following medical societies: American College of Chest Physicians, American College of Physicians, American Federation for Medical Research, and American Thoracic Society
Disclosure: Nothing to disclose.
The authors and editors of eMedicine gratefully acknowledge the contributions of previous authors, Anne T. Saladyga, MD, Jason M. Johnson, DO, and Sidney R. Steinberg, MD, FACS, to the development and writing of this article.
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