eMedicine Specialties > Physical Medicine and Rehabilitation > Lumbar Spine Disorders
Lumbar Facet Arthropathy
Updated: Mar 3, 2009
Introduction
Background
Low back pain (LBP) remains a common musculoskeletal complaint, with a reported lifetime incidence of 60-90%. Various structures have been incriminated as possible sources of chronic LBP, including the posterior longitudinal ligament, dorsal root ganglia, dura, annular fibers, muscles of the lumbar spine, and facet joints.
In 1911, Goldwaith first implicated the facet joints as a source of LBP. In 1933, Ghormley described the facet syndrome, and in 1941, Badgley endorsed the idea of the facets as the cause of LBP, based on pathomorphologic studies of the joint.1,2 Rees in 1972 and Shealy in 1974 accepted the notion and developed techniques in which the joint allegedly could be denervated to stop pain stemming from the facet joints.3,4
In 1963, Hirsch and colleagues injected normal saline into facet joints, demonstrating that facet joints can produce LBP.5 Systematic studies began in 1976, when Mooney and Robertson used fluoroscopy to confirm this location of intra-articular lumbar facet joint injections of normal saline in asymptomatic volunteers.6 (Three years later, McCall and colleagues did the same.7 ) These injections of normal saline caused back and lower extremity pain. In addition, Mooney and Roberts documented relief of low back and lower extremity pain in these patients after injection of local anesthetic into the provoked facet joints. A 1989 study by Marks demonstrated similar findings in patients with chronic LBP.8
In 1991, Kuslich and colleagues probed facet joint capsules in patients undergoing lumbar decompression surgeries and found that pain could be induced.9 Many investigators developed techniques to diagnose facet joint pain using intra-articular joint blocks and medial branch nerve blocks, as well as ways to treat such pain with intra-articular steroids, surgical ablation, or radiofrequency (RF) denervation. Controversy continues regarding the true prevalence, most accurate diagnostic methods, and most efficacious treatment of symptomatic lumbar facet joints.
Related eMedicine topics:
Back Pain, Mechanical
Cervical Facet Syndrome
Lumbosacral Facet Syndrome
Mechanical Low Back Pain
Pathophysiology
Bones of the spine articulate anteriorly by intervertebral disks and posteriorly by paired joints. The latter, formally known as zygapophyseal joints (but commonly termed facet joints), are true synovial joints, with a joint space, hyaline cartilage surfaces, a synovial membrane, and a fibrous capsule. Two medial branches of the dorsal rami innervate the facet joints. Medial branches of the lumbar dorsal rami issue from their respective intervertebral foramina, cross the superior border of the transverse process, and then run medially around the base of the facet joint before innervating the joints.
In studies, autonomic nerves and nociceptive, substance P – immunoreactive nerve fibers and autonomic nerves have been identified in the lumbar facet joint capsule and synovial folds. Douglas and colleagues identified substance P – immunoreactive nerve fibers in erosion channels that extended through the subchondral bone and calcified cartilage into the articular cartilage. Giles and Harvey identified them in the inferior recess capsule and synovial folds, whereas Ashton and coauthors found them running freely in the facet capsule stroma.10,11 Grönblad and colleagues demonstrated sparsely distributed substance P – immunoreactive nerve fibers in facet joint plical tissue.12
The presence of nociceptive nerve fibers in the various tissue structures of facet joints, as well as the existence of autonomic nerves there, suggests that these structures may cause pain under increased or abnormal loads. Substance P is a well-known inflammatory mediator that may sensitize nociceptors to them and other mediators, resulting in chronic pain.
Like other joints, the facet joints consist of bone, cartilage, synovial tissue, and menisci that are rudimentary invaginations of the joint capsule. In the synovial fluid of patients with rheumatoid arthritis, osteoarthritis, or traumatic joint disease, increased levels of prostaglandins have been measured and are implicated as an important cause of pain. Prostaglandin, a known inflammatory mediator, also is released from facet joints.
Biomechanically, facet joints assume a prominent role in resisting stress, and their importance is well established. A cadaveric study by Adams and Hutton demonstrated that the facet joints resist most of the intervertebral shear force and share in resisting the intervertebral compressive force, albeit only in lordotic postures.13 In the rotation of the spine, the facet capsular ligaments are the spinal ligaments that undergo by far the most strain. They protect the intervertebral disks by preventing excessive movement.14
Frequency
United States
The prevalence of facet joint pain in the general population or in persons with acute back pain has not been investigated. The reported rate of facet joint pain for patients with chronic low back pain (LBP) ranges from 4-75%. The reported prevalence seems to be a function of the size of the sample studied and the conviction of the authors.
Three studies report the prevalence of lumbar facet joint pain among chronic LBP patients based on 100% relief of pain using less than 2 mL of intra-articular diagnostic injection. In 1988, Jackson and colleagues reported that 7.7% of 454 patients with chronic LBP had 100% relief with diagnostic injection.15 In 1991, Carette and coauthors reported that 11 (5.8%) of 190 patients experienced complete relief of symptoms with a single lidocaine injection.16 In 1994, Schwarzer and colleagues reported that 7 (4%) of 176 patients reported 100% relief.17,18 This last study was the most stringent of the 3 because the authors performed a second confirmatory block with bupivacaine, documenting longer relief of pain commensurate with the longer half-life of the local anesthetic.
When less stringent criteria are used, higher prevalences of lumbar facet joint pain are reported. In 1988, Moran and colleagues reported relief in 9 (16.7%) of 45 patients using 1.5 mL of bupivacaine.19 Pain provocation followed by pain relief with local anesthetic was used as the diagnostic criterion. In 1992, Schwarzer and co-investigators reported relief in 9 (9.8%) of 92 patients, using a 50% reduction of pain as the criterion and employing double-block screening with lidocaine and confirmatory bupivacaine block.20 In a separate investigation, Schwarzer and colleagues reported a prevalence of 26 (15%) of 176 patients, using the same diagnostic criterion.17,18
In another study, Schwarzer and coauthors reported that 23 (40.3%) of 57 patients obtained pain relief of 50% or more pain with bupivacaine but experienced no relief with saline control injection.21 A 2004 study by Manchikanti and colleagues reported a 27% prevalence rate of lumbar facet pain, using controlled, comparative local anesthetic blocks of the dorsal medial nerves.22
Higher prevalence rates are reported when control blocks are not used. In 1984, Raymond and Dumas—using a strict intracapsular technique but no control block—reported a 16% prevalence rate.23 In 1992, Revel and coauthors reported that 22 (55%) of 40 subjects had pain relief of 75% or more and that 17 (42.5%) of 40 patients had greater than 90% relief of their pain with a single intra-articular lidocaine injection.24
As seen from these data, reports of prevalence are a function of the investigators' choice of selection criteria. Studies requiring the most stringent criteria (100% relief of symptoms after a diagnostic block) report a 4-7.7% prevalence rate of facet joint pain among chronic LBP patients. Investigations using double blocks and requiring 50% relief report prevalence rates of about 10-15%. Numerous other studies using a single diagnostic block report prevalence rates of 16-75%.
International
Mortality/Morbidity
No studies specifically address the mortality and morbidity of chronic back pain from facet joint – mediated pain. The mortality and morbidity of chronic low back pain, however, have been extensively addressed.
Race
No studies have specifically addressed the correlation between the prevalence of facet-mediated chronic low back pain and race.
Sex
No studies have specifically addressed the male-to-female prevalence ratio of chronic, facet-mediated low back pain.
Age
A higher prevalence among the older population would be expected if the etiology of facet joint–mediated back pain arose from degenerative changes of the joint, similar to the way it does in other osteoarthritic joint damage. One small study by Revel and colleagues and a larger investigation by Jackson and coauthors noted that older patients responded more commonly to diagnostic injections.15,24 The 1995 study by Schwarzer and colleagues involving 57 patients reported higher positive response rates in older patients (40%), even with the use of saline control injections.21 They noted that the average age of patients was 59 years, which was higher than the average age in studies reporting much lower prevalence rates.
A 2008 report by Manchikanti et al looked at the rate of facet joint–related chronic low back pain in 424 patients, separated into 6 age groups.25 According to their retrospective analysis, the prevalence ranged from 18% (in individuals aged 31-40 years) to 44% (in persons aged 51-60 years).
Clinical
History
Little controversy surrounds the facet joint as a possible source of chronic low back pain (LBP). Innervation and possible inflammatory mediators of the joint have been elucidated. Pain upon provocation of the joint, relief upon anesthetization of the same joint in healthy volunteers, and chronic LBP in patients have been documented. Although initially described as a syndrome, investigators now prefer to term it facet joint pain. By definition, a syndrome is a group of signs and symptoms that occur together and characterize a particular abnormality; however, no signs or symptoms have been identified as unique to facet-mediated pain.
A major source of frustration for clinicians has been the fact that no reliable means exist to document a clinical diagnosis of lumbar facet joint pain without the use of invasive techniques. If the true prevalence of facet joint pain was 40-75%, as initially reported, a clinical profile might not be crucial, because all chronic LBP patients would warrant investigation for this disorder. However, a prevalence of 10-15% would indicate that a clinical profile would be important in preventing the indiscriminate use of diagnostic and/or therapeutic blocks.
Biomechanical studies of the facet joint during extension and of facet capsular ligaments strained during rotation initially provided the belief that facet joint pain is worse with extension and rotation. Early studies by Helbig and Lee provided initial credence to this belief, but later studies by Revel and coauthors and by Schwarzer and colleagues did not support it.
Revel's investigation found that an increase in pain during hyperextension and extension-rotation was, in fact, less frequent in the group that responded to the facet joint injection than in the group that did not.24
The characteristics of lumbar facet joint pain include the following:
- Location of pain.
- Lumbar facet joint pains are lateralized and can radiate below the knee. They rarely, if ever, cause axial or central back pain.
- In their study of 26 patients selected by way of differential diagnostic blocks, Schwarzer and colleagues observed that no patients with central pain responded to diagnostic blocks of the facet joints.17,18 This study also refuted the commonly held notion that pain below the knee is unlikely to be referred from the facet joint.
- Clinical features of facet joint pain.
- In their large 1988 study, Jackson and coauthors could not identify clinically specific facet syndromes or predict with any degree of accuracy which patients were more likely to respond to facet diagnostic blocks.15 They concluded that facet syndrome is not a reliable clinical diagnosis.
- Studies addressing the pattern of referred pain have been unable to distinguish pain from different levels. However, a generally held belief is that facet joint pain is more prevalent among the older population, is more lateralized, and is a more likely diagnosis when radiographic findings show severe facet arthritis.
Physical
See History.
Causes
The cause of most lumbar facet pain is unknown. On occasion, the lumbar facet joints are affected by systemic inflammatory arthritides, such as rheumatoid arthritis and ankylosing spondylitis. The following is a more specific look at sources of low back pain (LBP):
- Microtrauma of the facet joints can produce pain. Small fractures, capsular tears, splits in the articular cartilage, and hemorrhage have been documented on postmortem studies of trauma victims who had normal radiographic findings. Whether these abnormalities were painful was not recorded.
- Osteoarthritis is another cause of lumbar facet joint pain. However, not all cases of facet arthritis are painful; the radiographic changes of osteoarthritis are as common in patients with LBP as in those without it. Some studies report that severely degenerated joints are more likely to cause symptoms.
In a 2008 report, multidetector computed tomography (CT) scanning in 188 individuals revealed lumbar facet osteoarthritis in 59.6% of males and 66.7% of females.26 In this study population, however, the report found no association between osteoarthritis at any level of the lumbar spine and the development of LBP. - Dory attributed LBP from facet syndrome to distention and inflammation of the synovial capsule, with resultant stimulation of the nociceptive nerve endings.27 Expanded synovial recesses may also compress nerve roots in the spinal canal and neural foramina, which may explain the presence of radicular pain in patients with facet syndrome. Lippitt attributed pain in facet syndrome to a combination of synovitis, segmental instability, and degenerative arthritis.28
- Other theories regarding the causes of LBP include meniscoid entrapment, synovial impingement, joint subluxation, chondromalacia facette, capsular and synovial inflammation, mechanical injury to the joint capsule, and the restriction of normal articular motion from soft or articular causes.
Related eMedicine topics:
Osteoarthritis [Orthopedic Surgery]
Osteoarthritis [Physical Medicine and Rehabilitation]
Osteoarthritis [Rheumatology]
Osteoarthritis, Primary
Pathophysiology of Chronic Back Pain
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Further Reading
Keywords
lumbar facet arthropathy, back pain, lower back pain, osteoarthritis, low back pain, facet joint, chronic back pain, lumbar spine, arthropathy, radiofrequency ablation, facet syndrome, facet arthropathy, lumbar facet, chronic low back pain, chronic lower back pain, facet joints, facet arthrosis, facet block, back osteoarthritis, nerve ablation, RF ablation, facet joint injection, facet joint injections, zygapophyseal joint arthropathy, zygapophysial joint arthropathy, facet joint syndrome, radiofrequency nerve ablation, RF nerve ablation
Overview: Lumbar Facet Arthropathy