Sudden Infant Death Syndrome
- Author: Lynn Barkley Burnett, MD, EdD; Chief Editor: Kirsten A Bechtel, MD more...
Sudden unexpected infant deaths (SUIDs) are deaths in infants younger than 12 months of age that occur suddenly, unexpectedly, and without obvious cause. Sudden infant death syndrome (SIDS), the leading cause of SUID in the United States, is diagnosed only after a thorough investigation of the scene, interview of caregivers, and a complete forensic autopsy. Development of Emergency Department guidelines for the reporting and evaluation of SUID, in collaboration with the local medical examiner and child death review teams, will enable ED practitioners to collect important information in a compassionate manner that will be valuable to the investigating personnel.
The image below illustrates the incidence of SIDS in the United States, 1985-2008.
Sudden Unexpected Infant Deaths (SUIDs)
Sudden unexpected infant deaths (SUIDs) are specified as deaths in infants younger than 12 months of age that occur suddenly, unexpectedly, and without obvious cause in the ED. These cases require a complete investigation of the environmental circumstances at the time of death and a forensic autopsy. In the United States, approximately 4,500 infants die suddenly of no immediately obvious cause every year; about half of these deaths are due to SIDS, the leading cause of all infant deaths.
Sudden Infant Death Syndrome (SIDS)
SIDS is defined as the sudden, unexpected death of an infant less than 1 year of age that cannot be explained despite a thorough investigation, including a complete autopsy, examination of the death scene, and review of the clinical and social history. SIDS is the leading cause of death among infants aged 1–12 months, and is the third leading cause overall of infant mortality in the United States. SIDS may occur in infants and children younger than 16 months of age, but the peak incidence is between 2 and 4 months of age. Although the overall rate of SIDS in the United States has declined by more than 50% since 1990, rates for non-Hispanic black and American Indian/Alaska Native infants remain disproportionately higher than the rest of the US population.
SIDS should not be used as an emergency department diagnosis. It is more accurate to use “Sudden Unexpected Infant Death” if there is no external evidence of injury to the infant and no scene information to suggest another cause of death. To confirm the diagnosis of SIDS, a complete forensic autopsy needs to be performed, using information gathered from the scene investigation, interview of caregivers and review of medical and social history. After a thorough case investigation, some of these SUIDs may be explained. Poisoning, metabolic disorders, hyper- or hypothermia, child abuse and neglect resulting in homicide, and suffocation are all explainable, but much less common, causes of SUID.
The medical examiner’s diagnosis of SIDS is one of exclusion. Recently the pathological diagnosis of SIDS was revised by an expert panel of pediatric and forensic pathologists and pediatricians; they developed a new, general definition of SIDS for administrative and vital statistics purposes. Another category, unclassified sudden infant deaths, was introduced for cases that do not meet the criteria for a diagnosis of SIDS and for which alternative diagnoses of natural or unnatural conditions were equivocal.
The recent discovery of morphological differences in the brainstem of infants who have died from SIDS indicates that such cases may represent immature development of centers responsible for arousal, cardiovascular, and respiratory functions. When the cardiorespiratory system becomes compromised due to noxious environmental conditions (hypoxia, hypercarbia) during sleep, such infants may not become aroused to defend against these conditions, resulting in sudden death.[4, 5, 6, 7] This has lead to the development of the “triple risk model for SIDS”: underlying vulnerability in the infant; critical stage of development; and exogenous stressor.
Even when a thorough investigation is conducted, it may be difficult to separate SIDS from other types of SUIDs, especially unintentional suffocation in an adult bed.
When cases of SIDS are identified after a complete forensic investigation, it may be found that multiple modifiable environmental factors likely contributed to the infant’s sudden death, such as prone sleep position, bed sharing with another adult/child, and maternal smoking.[9, 10]
Signs and symptoms
Live patients may be seen following an apparent life-threatening event (ALTE). ALTE survivors share many risk factors for SUID; however, debate exists as to whether ALTEs are interrupted SUIDS events, separate phenomena, or SUIDS-related events.
The observations most commonly reported with apparent life-threatening events (ALTEs) are as follows:
Breathing difficulties (50%)
Abnormal limb movements (35%)
After an ALTE, many patients present to the emergency department (ED) in no acute distress. In 50% of these infants, physical examination is entirely normal. Pyrexia is documented in 25% of patients, infection in 25%.
The following questions should be asked:
Did the infant have a foreign body, trauma, or ingestion?
Does the infant have a history of apnea?
What activity did the infant exhibit before the ALTE?
What was the time and amount of the last meal?
Was the baby asleep or awake?
What was the child’s position?
What was observed first?
What was the period of apnea (in seconds)?
Did the infant change color?
What was the baby’s tone (eg, limp, stiff, or shaking)?
What was the duration of the event?
What was done (eg, cardiopulmonary resuscitation [CPR]), and how was it done?
The classic presentation of SIDS begins with an infant who is put to bed, typically after breastfeeding or bottle-feeding. Checks of the baby at varying intervals are unremarkable, but the baby is found dead, usually in the position in which he or she had been placed at bedtime or naptime. Although most of infants are apparently healthy, many parents state that their babies "were not themselves" in the hours before death.
Efforts must be made to distinguish death from death by suffocation (as in abuse). Such efforts should take the following into account:
The circumstances surrounding the infant’s death
The course of pregnancy, delivery, and infancy
Previous involvement of law enforcement or child protective services
Care should be taken at the scene of death to examine for signs of environmental factors that may have contributed to the death.
Several physical findings may help distinguish suspected infanticide. Findings consistent with SIDS include the following:
Serosanguineous watery, frothy, or mucoid discharge from mouth or nose
Reddish-blue mottling on the face and dependent portions of the body
Marks on pressure points of the body
Well-cared-for appearance, with no significant skin trauma
No environmental contribution to the unexpected death (i.e. unsafe sleeping environment)
Findings that raise the suspicion of child abuse include the following:
Malnutrition or neglect
Cutaneous injuries, traumatic lesions, or abnormalities of the head or body
Distribution of hypostasis indicating that the child was in a different position from that stated
Pressure ischemia over the nose and mouth
In addition to bruising, the following may be observed:
Pinch or human bite marks
Wounds in different stages of healing
Scalds or burns, including those caused by cigarettes
Fractures, particularly if of different ages
See Presentation for more detail.
If the infant is seen after an apparent life-threatening event (ALTE), workup includes the following:
Appropriate blood and urine tests
Radiography and computed tomography (CT) when warranted
A 12-lead electrocardiogram (ECG)
Electroencephalography (EEG), if indicated by findings from the history or physical examination
In patients younger than 2 months and those with significant evidence of infection, a complete septic workup
A diagnosis of SIDS is established by excluding recognizable causes of sudden unexplained infant death (SUID). The necessary data set includes information obtained from the scene of death, infant and family medical and social history, and autopsy examination
See Workup for more detail.
Infants who have experienced an ALTE must be transported to the ED, even those who appear well when examined by emergency medical services (EMS) personnel. Initial care includes the following:
Resuscitation and general stabilization
Cardiac and respiratory monitoring, including arterial oxygen saturation
Blood glucose determination
All infants presenting with nontrivial apnea or ALTEs associated with cyanosis or alterations in mental status or tone should be admitted. Inpatient evaluation may include the following:
Evaluation for gastroesophageal reflux (GER) or swallowing incoordination
Cultures for occult infection
Arterial blood gas determination
Upper airway studies to identify suspected obstruction
Electrocardiography (ECG), echocardiography, and other studies
Transfer is indicated if inpatient facilities are not available to meet the patient’s needs for monitoring and critical care.
In the setting of a sudden unexpected infant death (SUID), health professionals must do the following:
Communicate with and inform the family in a compassionate, empathic, supportive, and nonaccusatory manner
Simultaneously, conduct a thorough investigation of the death
Suggested measures for preventing SIDS include the following:
Start prenatal care early
Avoid cigarettes, alcohol, and other drugs while pregnant
If possible, breastfeed the baby
Burp the baby during and after feedings, especially before putting the baby to sleep
Place the baby on a firm, flat mattress in a safety-approved crib; avoid pillows, blankets, sheepskins, foam pads, or water beds
Do not restrain the baby during sleep
Consider using a fan in the infant’s room to improve ventilation
Sudden infant death syndrome (SIDS) is defined as the sudden death of an infant younger than 1 year that remains unexplained after a thorough case investigation, including performance of a complete autopsy, examination of the death scene, and a review of the clinical history. Cases that fail to meet this definition, including those without a postmortem investigation, should not be classified as SIDS; cases that include autopsy and careful investigation but remain unresolved may be designated as undetermined or unexplained.
Some changes in terminology have occurred. Sudden unexpected infant death (SUID), has been used as an umbrella term under which “pure” SIDS would fall (eg, the unexpected death of a supine sleeping infant in whom the autopsy reveals no lethal lesion and the death scene investigation excludes potential asphyxiating stressors). The unavailability of a universally accepted classification scheme poses challenges for researchers, clinicians, and aggrieved families.
It has been suggested that the pathogenesis of SIDS involves a persistence of fetal reflex responses into early infancy, during which enhanced inhibitory and depressed excitatory cardiorespiratory reflex responses to local stressors are present, leading to sudden death during sleep in otherwise normal-appearing infants. The defects in these critical life-sustaining neural pathways likely arise during fetal development and, in some cases, are further influenced by prenatal and postnatal exposure to cigarette smoke and alcohol.[13, 14]
The sudden demise of an infant, thankfully, is not a common occurrence. SIDS predominates as the single leading cause of unexpected deaths in infancy; however, alternative diagnoses are identified in as many as 15-25% of SUIDs. In most series, SIDS accounts for 35-55% of deaths within the postneonatal period (ie, age 1 month to 1 year). Despite intensive study and advances in the understanding of associated factors, the specific cause or causes of SIDS remain unknown.
The diagnosis of SIDS is one of exclusion and thus should be demystified, with the specific evidence in each infant death subject to careful and complete examination. Although death from SIDS is much more common than death from child abuse, the possibility of homicide, nevertheless, is an omnipresent etiologic overlay. Presentation of an infant with a life-threatening event thus creates many unique challenges for emergency physicians and has a high potential for producing cognitive dissonance.
Elicitation of the history of present illness, vital to every workup, may reveal inconsistencies that raise the suspicion of human agency as the underlying cause of the infant’s condition. Physical examination directed toward the identification of medical problems may reveal evidence of intentional trauma.
Treatment of physiologic instability must be conducted simultaneously with efforts aimed at identifying and preserving potential physical evidence. Even emotional support of the parents, which is integral to comprehensive medical management and compassionate medical practice, should be carried out in a manner that does not compromise possible subsequent legal proceedings.
Informing parents of the death of a child is cited as the most stressful experience physicians confront in emergency settings. These events often are compounded by feelings of guilt and inadequacy, which many physicians experience after an unsuccessful pediatric resuscitation. These reactions may be markedly different, qualitatively and quantitatively, from the emotions generally experienced in other crises.
Although multiple hypotheses have been proposed as the pathophysiologic mechanisms responsible for SIDS, none have been proven. The triple-risk model, proposed by Filiano and Kinney, suggests that SIDS represents an intersection of factors, including the following :
A vulnerable infant possessing intrinsic abnormalities in cardiorespiratory control
A critical period in the development of homeostatic control mechanisms
Exogenous extrinsic stressors (triggering factors)
SIDS rarely occurs in infants who are risk free or those who have only one risk factor. Ostfeld et al (2010) report that in one study, 96.3% of decedents had 1 to 7 risk factors, with 78.3% having 2 to 7. In another report, 57% of SIDS infants had one intrinsic risk factor and 2 extrinsic factors.
Death occurs when vulnerable infants are subjected to stressors at times when normal defense mechanisms may be structurally, functionally, or developmentally deficient.
The triple-risk model allows for the possibility of multiple stressors and for heterogeneous underlying vulnerabilities that manifest as SUID. Epidemiologic data suggest that genetic factors play a role, and many studies have attempted to identify SIDS-associated genes. A copious literature implicates various genes, encoded proteins, and signaling pathways in the pathogenesis of SIDS, including central nervous system (CNS) pathways, cardiac channelopathies, immune dysfunction, metabolic pathways, and nicotine responses.
QT interval hypothesis
Although both prolongation of the QT interval (long QT syndrome [LQTS]) and shortening of the QT interval (short QT syndrome [SQTS]) are associated with increased risk of cardiac arrhythmia and sudden death, it is QT prolongation that has received the greatest attention in SIDS. Clinically, these dysrhythmias may present as syncope, seizures, or sudden cardiac death. According to conservative estimates, 30-35% of infants who subsequently die of SIDS have prolongation of the QT interval in the first week of life.
The QT interval is heart rate−dependent and is calculated according to Bazett’s formula. Prolongation of the corrected QT interval (QTc) is a marker of reduced cardiac electrical stability and is strongly associated with SIDS. Some clinicians consider the QTc to be prolonged when it exceeds 440 msec; others consider it to be prolonged when it exceeds 450-475 msec.
The QTc increases during the second month of life but returns to values recorded at birth by the sixth month. These findings are derived from a large prospective study of infants born over a 19-year period, and another study, which together examined more than 40,000 infants. The odds ratio for SIDS among all infants with prolonged QTc was 41:1; for boys, the odds ratio was approximately 47:1.
Prolongation of the QTc may act as an arrhythmogenic substrate that requires other postnatal factors to trigger development of life-threatening arrhythmias. The trigger is usually a sudden increase in sympathetic activity, which, during the first year of life, may have a number of causes, including sudden noise, apnea leading to a chemoreceptive reflex, exposure to cold, and rapid eye movement (REM) sleep and arousal.
Developmental alteration in cardiac sympathetic innervation is one hypothesis proposed to explain QTc prolongation. Such innervation continues after birth for approximately 6 months. Occasionally, right and left sympathetic nerves develop at different rates, creating a temporary neural imbalance. During this stage, a sudden increase in sympathetic activity may cause a lethal arrhythmia in these electrically unstable hearts. This is most commonly the torsades de pointes variant of ventricular tachycardia, due to early after-depolarizations.
A second hypothesis proposes a variant of congenital LQTS. Patients with this syndrome are at high risk for sudden death, especially under conditions of stress, but also during sleep.
Congenital LQTS has several distinct genetic forms or may arise as a spontaneous mutation. An autosomal dominant form (Romano-Ward) and an autosomal recessive form (Jervell and Lange-Nielsen) are recognized. The latter is associated with sensorineural deafness. LQTS may also occur sporadically. The genes encoding ion-channel proteins regulating sodium and potassium ion flux have been described. Multiple mutations involving 8 genes on 5 separate chromosomes have been identified to date.[20, 21, 22, 23, 24]
A long-term prospective study, involving 34,442 newborns over an 18-year period, explored the relation of QTc prolongation to SIDS. Within this large cohort, 24 infant deaths occurred that were attributed to SIDS. Twelve of the 24 infants exhibited prolongation of the QT interval on their newborn electrocardiogram (ECG). The authors suggested that these deaths might have been preventable with medications (beta-blockers) known to suppress the development of the fatal dysrhythmias associated with QTc prolongation.
Although other traditional SIDS risk factors (eg, prone sleeping position, maternal smoking, and bed sharing) have odds ratios markedly lower than that observed with QTc prolongation, the American Academy of Pediatrics considers it unlikely that this electrical irregularity explains more than a small minority of SIDS cases. Future studies will help to determine whether targeted or population-based screening for QTc prolongation among newborns is the best evidence-based strategy.
Apnea (cessation of respiratory airflow) can be manifested in several different forms, including the following:
Apnea of infancy
Definitions of these terms (see below) are based on those promulgated by the National Institutes of Health Consensus Development Conference on Infantile Apnea and Home Monitoring, supplemented as noted.
An ALTE is frightening to observe and is characterized by some combination of apnea (central, occasionally obstructive), color change (usually cyanotic or pallid, occasionally erythematous or plethoric), marked change in muscle tone (usually limpness), choking, or gagging. In some cases, observers fear the infant has died. ALTE survivors share many risk factors for SIDS and are at increased risk for the syndrome; however, debate exists as to whether ALTEs are interrupted SIDS events, separate phenomena, or SIDS-related events.
The estimated frequency of ALTE among healthy term infants is 1-3%. A potential relation between SUID and ALTE is suggested by the observation that the risk of subsequent death among infants experiencing an ALTE is 1-2%. The risk increases to 4% for infants whose ALTE is associated with respiratory syncytial virus (RSV) infection and rises to 8-10% for infants who experience ALTE during sleep or require some form of cardiopulmonary resuscitation (CPR). Among infants with SIDS, only 5% have a history of an ALTE preceding the death.
Approximately 25-30% of ALTEs remain unexplained even after a thorough evaluation. The most conditions commonly associated with ALTE include gastroesophageal reflux disease (GERD), lower respiratory tract infection (bronchiolitis), pertussis, urinary tract infection (UTI), respiratory control disorder, and seizure. Less common causes include cardiac dysrhythmia (LQTS), anemia, structural CNS anomaly, and cardiac or airway anomaly.
Periodic breathing is a breathing pattern in which 3 or more respiratory pauses of more than 3 seconds’ duration are separated by less than 20 seconds of respiration between pauses. This breathing pattern can be normal.
Pathologic apnea involves an abnormal pause in respiration. A respiratory pause is abnormal if it is prolonged (>20 sec) or if it is associated with cyanosis; abrupt, marked pallor; hypotonia; or bradycardia.
Apnea of prematurity is characterized by periodic breathing with pathologic apnea in a premature infant. Apnea of prematurity usually ceases by 37 weeks’ gestation (postmenstrual dating) but occasionally persists for several weeks past term.
Apnea of infancy is characterized by an unexplained episode of cessation of breathing for 20 seconds or longer or by a briefer respiratory pause associated with cyanosis, pallor, marked hypotonia, or bradycardia. This term is generally applied to infants who are older than 37 weeks’ gestational age at the onset of pathologic apnea. Typically, their ALTEs are idiopathic but are considered to be related to apnea. Accordingly, the apnea of infancy classification is generally reserved for those infants for whom no specific ALTE cause can be identified.
Several anatomic and physiologic findings support the role of apnea in SIDS. SIDS, despite its name, is not always sudden.
Meny et al reviewed data from 6 infants who died while on home monitors. Of the 6 deaths, 3 were ascribed to SIDS. All SIDS patients had bradycardia that preceded (n = 2) or occurred simultaneously with (n = 1) central apnea; 1 had tachycardia before bradycardia. The monitor printout of 1 patient showed a slow decrease in heart rate for about 2 hours before death. One infant who had rapid CPR could not be revived, which suggested that myocardial depression secondary to hypoxemia may have preceded the bradycardia.
Other evidence also implicates hypoxia (acute and chronic) in SIDS. Hypoxanthine, a marker of tissue hypoxia, is elevated in the vitreous humor of patients who die of SIDS as compared with control subjects who die suddenly. This adds biochemical support to the concept that in some cases, SIDS is a relatively slow process. In addition, a number of infants who die of SIDS manifest necropathologic evidence of chronic hypoxia, including changes in the bronchiolar walls, pulmonary neuroendocrine cells in the lungs, and elevated fetal hemoglobin levels.
Alveolar hypoxia stimulates pulmonary vasoconstriction and, eventually, pulmonary vascular smooth muscle cell hyperplasia. Muscularity of the pulmonary vasculature causes pulmonary vasoconstriction, increased right ventricular afterload, and heart failure with more tissue hypoxia. Arterial hypoxemia and ischemia result in astrogliosis of the brainstem, which promotes hypoventilation and further astrogliosis.
Another significant autopsy finding is pleural petechiae, whose formation reflects acute hypoxia in a physiologically intact infant. Hypoxic asphyxia in newborns occurs in the following well-defined stages:
Stage 1 - Tachypnea for 60-90 seconds followed by apparent loss of consciousness, passage of urine, and no respiratory effort
Stage II - Deep, gasping respiratory efforts separated by 10-second periods of respiratory silence
Stage III - Formation of pleural petechiae, ultimately resulting in cessation of gasping
Stage IV – Death, if resuscitation is not initiated
The latter stages of asphyxia are triggered when arterial oxygen tension (PaO2) falls toward zero. Asphyxia may occur with the airway open, partially occluded, or closed.
Although SIDS autopsies often demonstrate no pathologic findings, most infants who die of SIDS have an extremely large number of petechiae. Their presence suggests that repeated episodes of asphyxia occurred in a period of hours to days before death, causing recurrent gasping episodes with associated petechiae formation. Studies in newborn animals have shown that metabolic recovery from asphyxia takes hours. Thus, repeated asphyxia episodes that were previously self-limited by arousal and autoresuscitation might eventually prove fatal.
In general, apnea may be classified into the following 3 basic types:
Central or diaphragmatic (ie, no respiratory effort)
Obstructive (usually due to upper airway obstruction)
Whereas short central apnea (< 15 sec) can be normal at all ages, prolonged apnea that disrupts physiologic function is never normal. Some pathologic evidence and ample theoretical evidence support central apnea as a cause of SIDS and obstructive apnea as playing an associated, if not key, role in some infants. Expiratory apnea (lung collapse) also has been proposed as a cause of SIDS; however, necropathologic evidence of its presence is found in only a small minority of cases.
Developing infants have normal sites of anatomic and physiologic vulnerability that, alone or combined, may transiently predispose to airway obstruction. Among these vulnerabilities are the following:
Cephalad position of the tongue and epiglottis
More compliant rib cage
Positioning may predispose the newborn to upper airway obstruction as well. Although infants with anatomic anomalies are at particular risk, obstruction may also occur in those with normal anatomy. Most infants are obligate nasal breathers for the first few months of life. The nares flare anteriorly, with the nose forming no protrusion. Four to 6 months represents the period of cardinal transition from nose breathing to mouth breathing.
Hypoxemia of sufficient severity to produce electroencephalographic (EEG) evidence of cerebral hypoxia does not begin until 60-70 seconds after the onset of obstruction. Although infants placed in the prone position on a level sleeping surface may turn their faces to maintain oxygen flow, respiratory obstruction with compression of the nose and backward displacement of the mobile mandible has been implicated as a cause of asphyxia in the prone position.
Gastroesophageal reflux (GER) may play a role in obstructive apnea as well. Regurgitation increases mucosal adhesive forces, a development of particular significance with the more pliable airways of infants. The occurrence of this phenomenon in infants who have laryngeal inflammation secondary to chronic regurgitation increases the risk of obstructive apnea.
Unlike older children and adults, normal neonates and infants may exhibit a reflexlike apneic response to a number of physiologic and pathophysiologic conditions, such as hypoxia, hypoglycemia, intracranial bleeding, infection, some toxins, and stimulation of the upper larynx.
Studies of the cry characteristics of SIDS siblings demonstrate hyperadductional vibratory behavior of the vocal fold. The acid regurgitated in GER may affect a putative laryngochemoreceptor, causing respiratory pause, airway closure, and swallowing. This may result in an awake apneic event, which is not uncommonly reported by parents.
Such apneic responses are probably due to incomplete development of the CNS, increased vagal tone, and decreased respiratory muscle reserve. Although no statistical association has been established between such episodes of apnea and SIDS, the potential for the immature nervous system to interrupt its respiratory cycle easily may be a critical precondition for SIDS shared by all normal infants.
Infants with subclinical dysfunction of the autonomic nervous system or those undergoing physiologic stress may be predisposed to fatal evolution of an otherwise benign episode of apnea. Hypoxia, hypercarbia, and other noxious stimuli normally cause arousal and generalized alertness of the musculoskeletal and nervous systems, in addition to tachypnea and gasping. This development is followed by cycles of apnea alternating with a gasp.
SIDS is rare during the first month of life, perhaps in part because neonates have better aerobic capacity than older infants and a gasp may raise their PaO2 to over 20 mm Hg and allow them to continue breathing. If such is not the case, each gasp becomes weaker than the preceding one, until terminal apnea and death occur. Indirect evidence suggests that slowly progressive hypoxia inhibits protective ventilatory reflexes in normal infants. When these infants are acutely rechallenged, hypoventilation and apnea result, rather than a tachypneic response.
Acquired ventilatory dysfunction may explain the chronic tissue hypoxia seen in many infants who die of SIDS. Several, but not all, studies suggest that at-risk infants have subclinical ventilatory impairment that is midway between normal infants and those with central hypoventilation syndrome. Infants who demonstrate diminished ventilatory response to hypoxia and hypercapnia have significantly diminished arousal response. Such diminished arousal response is correlated with future episodes of apnea that require resuscitation.
Death may result during abnormal sleep, from dysfunction of the brainstem, or during normal sleep, when a pathophysiologic setting incites a lethal cascade of events. Diminished arousal response has been identified in newborns who subsequently suffer an ALTE, as well as in asymptomatic siblings of infants who died of SIDS, which suggests that some cases are congenital. Such diminished arousal also may be seen in some healthy infants (who do not have impaired ventilation).
Prone sleeping results in hypoxemia and hypercarbia, findings that attach special significance to these abnormal responses to subclinical hypoxemia and hypercarbia and their possible relation to SIDS.
Infants at risk have a relative inability to awaken and remain awake from all stages of sleep. Term infants have more episodes of nonperiodic apnea during rapid-eye-movement (REM) sleep, which is autonomically active, than during quiet sleep.
Relaxation of respiratory and accessory muscles has been documented in conjunction with skeletal muscle relaxation during REM sleep. Infants who subsequently died of SIDS had significantly more REM-associated obstructive breathing events; however, sleep-related airway obstruction did not occur in high-risk infants as long as there was arousal. Increased respiratory effort, occasionally with transient obstructive apnea, has been noted during quiet, non-REM sleep.
Critical diaphragm failure
Siren and Siren (2011) propose a critical diaphragm failure theory of SIDS (SIDS-CDF), and present the following rationale:
Prone sleeping significantly increases the workload on the diaphragm
Infants younger than 6 months have undeveloped respiratory muscles that are susceptible to CDF. At approximately age 6 months, the infant diaphragm achieves the same fiber composition and pressure-generating capacity as the adult diaphragm
The younger the infant, the smaller the oxidative capacity of the respiratory muscles, and consequently a greater risk of respiratory muscle fatigue (low-birth-weight infants or premature infants have a 4 times greater risk of SIDS than do full-term infants)
Systemic infection can induce significant reduction in the adenosine triphosphate (ATP)–generating capacity of diaphragmatic muscle tissue, and even minor infections can significantly decrease diaphragmatic strength
Intercostal muscles show both phasic and tonic inhibition during REM sleep that renders them largely or totally inactive; while incapacitation of the intercostal muscles is usually not lethal, bilateral diaphragmatic paralysis usually eventuates in respiratory failure; off further significance, a 3-month-old spends 38% of sleep time in REM phase, whereas a premature infant spends 80%
Developmental disability of infantile neurorespiratory control is posited, occurring during the transition period when protective subcortical reflexes are no longer present and voluntary defensive responses mediated via the cortex (ie, those that allow reestablishment of ventilation when it has been compromised) have not yet been sufficiently learned.
This hypothesis proposes that infants so affected manifest global passivity from ill-defined constitutional, arousal, or behavioral disabilities. Those infants, in turn, have less opportunity to respond, learn, and benefit from experience, including early exposure to normal (partial or brief) airway obstructions.
Primary autonomic nervous system instability
This theory proposes that apnea and bradycardia are the result of primary autonomic dysfunction or sympathetic imbalance.
Defective neuronal development, receptor deficiency, and genetic polymorphism
Numerous structural and functional nerve cell abnormalities have been described in infants with SIDS. Evidence suggesting delayed development of the brain stem has been demonstrated in 2 studies in which elevated dendritic spine counts were noted among infants who have died of SIDS.[30, 31] Reductions in the degree of myelination of specific brain regions of infants with SIDS provide further evidence of defective neuronal development.
Several studies have demonstrated neurotransmitter abnormalities in infants with SIDS.[32, 33, 34, 35] Studies of brainstem nuclei taken from babies who died of SIDS have revealed deficiencies in muscarinic receptors (whose neurotransmitter is acetylcholine), kainite receptors (whose neurotransmitter is glutamate), and lysergic acid receptors (whose neurotransmitter is serotonin).
The receptor deficiencies were found to be concentrated in nuclei that control cardiorespiratory response to a variety of stimuli. These receptor deficiencies were noted much more frequently in SIDS victims than in babies dying of other causes. For example, 60-70% of SIDS babies had serotonin receptor defects. It is unlikely that any single defect is solely responsible for SIDS.
The medullary serotonin system (5-HT) is thought to play a key role in autonomic nervous system regulation of cardiorespiratory control, the sleep-wake cycle, and thermoregulation.[36, 37, 38] Autopsy-derived data and animal model studies have helped to identify key structural and functional components of these pathways and their potential relationships to SIDS.[14, 39, 40, 41, 42, 43, 44, 12]
Genetic polymorphisms have been described in association with defects in components of serotonin-binding neural pathways.[45, 46] Polymorphisms in the serotonin transporter promoter genes were identified more often in SIDS patients than in control subjects.
Ten cardiac channelopathy susceptibility genes are implicated in SIDS. At least 1 in 5 SIDS victims carries a mutation in a cardiac ion channel–related gene, of which the majority are a malignant phenotype. It has been postulated that latent functional defects may only become malignant in the presence of certain conditions, such as acidosis or high temperature. For example, several immunologic polymorphisms that facilitate uncontrolled inflammatory responses are more frequently found in SIDS victims versus controls. One hypothesis is that pathogenic toxins may give rise to an overwhelming proinflammatory cytokine response that then causes the altered physiology resulting in death. Altered cytokine response has also been suggested as a pathophysiologic mechanism by which cigarette smoke can contribute to SIDS.
Mutations in genes responsible for encoding the cardiac potassium channels can cause LQTS or SQTS, either of which may result in increased risk for ventricular arrhythmias and sudden cardiac death. Such genetic mutations are found in 5-10% of SIDS cases.
In addition to LQTS, other heritable cardiac arrhythmia syndromes (eg, Brugada syndrome and catecholaminergic polymorphic ventricular tachycardia) account for 10-15% of SIDS cases. Most SIDS-related mutations occur in the cardiac sodium channel. The polymorphism S1103Y-SCN5A is associated with increased susceptibility to ventricular arrhythmia and has a prevalence of 13% among African Americans (who have the second highest rate of SIDS in the US). Infants homozygous for Y1103 were found to have a 24-fold increased risk of SIDS.
The sodium proton exchanger subtype 3 system (NHE3) plays a role in controlling breathing. Animal studies showed that alveolar ventilation during wakefulness is inversely correlated with expression of NHE3 mRNA in the brainstem; thus, NHE3 expression seems to be related to the set point of normal breathing. This set point is one of the keys to the stability of respiration during sleep. A study of the brainstems of infants who died of SIDS revealed elevated NHE3 expression, suggesting that this might be a causative factor in SIDS.
Vertebral artery compression
Anatomic dissections have demonstrated that the vertebral arteries of infants are vulnerable to compression on neck extension or rotation. The structural factors productive of such compression are as follows:
The lateral mass on the superior surface of C1 is small and does not provide a good means of preventing downward compression of the vertebral arteries
The arch of the atlas is smaller than the foramen magnum and may invert up into the foramen magnum during neck extension, with resultant compression of the vertebral arteries
The ligamentous support for the atlanto-occipital junction is poorly formed, with greater mobility in infants than in adults
The vertebral artery lies exposed on the surface of C1 and not in a bony groove as in adults
The posterior atlanto-occipital membrane is often thick and compresses the vertebral artery during extension because of its position immediately above the vertebral artery
In approximately 40% of infants, flow in one vertebral artery is less than half that in the contralateral vessel; thus, if the larger vessel is occluded, the brainstem is jeopardized much more than it would be if flow were bilaterally equal. If both vertebral arteries are compressed, flow continues, given normal anatomy, via the posterior communicating arteries of the internal carotids. However, flow through the posterior communicating arteries in infants is only 13% of basilar artery flow, and the brainstem is thereby placed at risk.
The peak incidence of SIDS is during the second to fourth months of life. Around the third month, a decrease is seen in the passive immunity conferred by the mother, as the infant’s immune system is activated. Early active immunity triggers localized immunologic responses to several substances, including respiratory irritants and infectious agents, with the potential for bronchospasm, pulmonary edema, and cytokine-mediated effects (eg, fever).
Raised concentrations of immunoglobulin G (IgG), immunoglobulin M (IgM), and immunoglobulin A (IgA) have been recovered from infants who died of SIDS but not from infants who died from explained causes.
The peak incidence of SIDS coincides with critical periods in the development of the immune system; at such a time, the infant might be transiently vulnerable to lethal infection. SIDS incidence increases in the winter, during viral epidemics in a community, and 2 weeks after viral infection.
Compared with healthy control infants and infants who died of known causes, infants who died of SIDS are more likely to harbor toxigenic bacteria, such as Escherichia coli, Staphylococcus aureus, and Clostridium difficile, as well as influenza virus and respiratory syncytial virus (RSV). Most strongly implicated is RSV, which is well known for its association with central apnea. Approximately 70% of infants with SIDS have a history of recent mild upper respiratory or gastrointestinal (GI) tract illness in the days preceding death.
Elevated interleukin (IL)-6 levels have been identified in the cerebrospinal fluid (CSF) of SIDS infants. Abnormal IL-6 receptor expression on serotonin-binding neurons within the arcuate nucleus of the medulla (a region involved in carbon dioxide sensing and in the mediation of responses of heart rate, respiration, blood pressure, and arousal to changes in carbon dioxide) has been noted. These findings suggest a role for infection in modifying life-sustaining responses to asphyxial stressors in the sleep microenvironment.
Defects of fatty acid beta-oxidation
Severe fatty change in the liver is noted at autopsy in a small proportion of SUID cases. Such change may be observed in various conditions, including severe dehydration associated with an enterocolitis, systemic sepsis, or inherited metabolic disorders. Previously, as many as 10% of SIDS deaths were thought to be due to definable inherited metabolic diseases.
In the fed state, glucose is the primary substrate for energy metabolism. In the fasted state, fat replaces glucose as a source of fuel. Long-chain fatty acids are mobilized from adipose tissue and are metabolized within the mitochondrion by progressive beta-oxidation. The first steps in the processing of fats are facilitated by acyl-CoA dehydrogenases. Three distinct acyl-CoA dehydrogenases have been identified, with varying affinities for long-, medium-, and short-chain fatty acids. Inherited defects of all 3 dehydrogenases are now recognized.
The most common disorder of fatty acid beta-oxidation is medium-chain acyl-CoA dehydrogenase deficiency (MCADD). MCADD is an autosomal recessive disorder. Studies of its molecular basis have demonstrated that in approximately 90% of those affected, the condition is caused by a single point mutation (G-985). Use of polymerase chain reaction (PCR) techniques to determine the frequency of the G-985 mutation in SIDS and control populations has failed to demonstrate the homozygous condition in SIDS.
Affected children typically present within the first 2 years of life with altered mental status and hypoglycemia brought on by periods of reduced nutritional intake associated with acute viral respiratory or GI illnesses. Previously, as many as 25% of children affected with MCADD were estimated to have presented with sudden unexpected death.
In most US centers and many centers worldwide, MCADD testing has been incorporated into expanded newborn metabolic screening programs. Tandem mass spectrometry blood spot screening established an incidence of MCADD of 1:14,600 (95% confidence interval [CI], 1:13,500-1:15,900) in 8.2 million newborns worldwide. Other prospective screening studies identified the prevalence of 1:8930 and 1:12,000. Most children identified by newborn screening do well, but adverse outcomes have not been entirely avoided.
Defects in fatty acid beta-oxidation should be considered in instances of sudden death associated with fatty change of the liver on autopsy or in situations of SIDS with atypical features (eg, early neonatal death, death in children older than 1 year, or a history of SIDS within a family).
Unstable homeostatic control
It has been proposed that SIDS results from a developmental malfunction of brainstem centers that control respiratory or cardiac functions during sleep. This malfunction occurs as the body’s thermostats change from fetal to mature mode, usually during the second to third months of life.
At some point, in healthy infants aged 8-16 weeks, 2 sleep-related temperature patterns emerge: a precipitous drop in rectal temperature amounting to several tenths of a degree Celsius, followed by hourly oscillations throughout sleep. These temperature fluctuations are thought to herald maturation of the brainstem during months 2-4 of life (which is also the peak period for the occurrence of SIDS).
Temperature maturation occurs earlier (closer to 8 weeks than 16 weeks) in infants who are breastfed and firstborn, who sleep in a lateral or supine position, whose mothers are older, and who are born into more affluent families (all factors associated with decreased incidence of SIDS). Oyen et al posit that preterm babies probably have a delay in their vulnerable period, because they die later than term infants do (mean ages at death, 19.6 weeks and 15 weeks, respectively).
As the baby grows, heightened metabolism and increasing body fat prompt a shift from the neonate’s susceptibility to cold stress to the infant’s increased vulnerability to heat stress. The shift occurs at about the same time as the highest risk for SIDS. This hyperthermic response may be aggravated by the increased metabolism seen during the early stages of a viral infection, as well as via IL-mediated vasoconstriction. Thus, even small elevations in body temperature can profoundly affect the respiratory rate, resulting in hypoventilation and apnea.
Vulnerable periods in brainstem maturation may be critical when associated with the prone sleeping position. In this position, infants often sleep with the face down, especially in response to cold stimulus to the face.
Healthy infants aged 6 months or younger were studied as they slept in the prone position on soft and firm bedding. Even though all of the infants were able to turn their heads from this position, they slept face down an average of 14% of total sleep time on hard bedding and 35% on soft bedding. Babies aged 13-24 weeks (the time of peak risk for SIDS) are more mobile than younger infants are; however, they may not have the motor ability to extricate themselves from dangerous positions (eg, face down on soft bedding).
A study of infants aged 3-37 weeks who never slept on their stomachs found that the infants did not learn the behaviors that could reduce their risk of SIDS if they were prone. When the researchers placed a comforter over a foam rubber mattress directly under the babies’ faces, all babies awoke after about 5 minutes and sought fresher air. Those experienced in sleeping prone lifted and turned their heads to the side; however, those inexperienced in sleeping prone only nuzzled the bedding or briefly lifted their heads and then resumed sleeping face down.
An infant sleeping prone, surrounded by a soft mattress, blankets, or other bedding—and possibly sleeping in the same bed with adults and compressed by or between large bodies—is in an environment that predisposes to progressive increase in carbon dioxide-rich, oxygen-poor air. The normal responses to rebreathing expired air are increased ventilation and arousal. Repetitive exposure to hypoxia causes a blunting of arousal and autonomic response ; with normal responses blunted, hypoxia and hypercarbia may proceed unchecked.
A study using the cadavers of infants aged 6-9 weeks who were found dead in their cribs measured resistance to airflow pumped through the upper respiratory tract. When the body was placed face down on a pillow on various types of bedding, respiratory resistance increased 30- to 40-fold. Moisture of respiration, regurgitated milk, and mucus from the nostrils may dampen bedding material, increasing the obstructive effect when this material is compressed against the mouth and nose. When the pillow was damp, mean pressure increased by 235%.
Thermal stress and rebreathing of carbon dioxide may be interrelated as contributors to SIDS. Hyperpnea secondary to rebreathing increases the production of heat; rebreathing of warmed, expired air reduces respiratory heat exchange and enhances thermal stress; heat stress is presumably associated with an increased production of carbon dioxide, which could increase the risk of suffocation.
Sleeping in a hyperthermic environment also may alter the response to hypoxia or hypercarbia. An inadequate response to a critical incident may precipitate SIDS in a vulnerable infant who has acquired deficits in arousal or other physiologic aberrations in utero that are enhanced during postnatal development.
The dangers of prone sleeping also may stem from more episodes of quiet sleep, sleep for longer periods with fewer arousals, and decreased ability to lose heat, which is a phenomenon that may be enhanced by a heated room, excessive wrapping, fever, or illness.
In view of the relationship between the risk of SIDS and increased temperature, it is reasonable to ask, Why does the incidence of SIDS increase in cold temperature? Evidence suggests that autonomic dysfunction in at-risk infants is greatest at the lowest ambient temperature, even though body temperature remains normal. This cold-induced autonomic dysfunction may explain the association between SIDS and the cold ambient temperatures of winter.
An interesting correlation between several of the factors discussed above and the possibility of vertebral artery compression has been suggested. For example, in the prone sleeping position, infants who have the ability to do so will attempt to clear their nose from bedding by extending or rotating their head. These are the exact neck positions potentially productive of vertebral artery compression with resultant brainstem ischemia.
During the first months of life, the infant brainstem is particularly vulnerable to ischemia as a result of blood flow lagging behind the rapidly growing brainstem. SIDS is not common before the age of 1 month or after the age of 6 months. In the first month of life, infants may lack both the strength and the coordination to rotate or extend their heads to the degree required for compression of the vertebral artery. By age 6 months, however, the adverse anatomy that may predispose to arterial compression has begun to resolve.
The vertebral arteries arise from the subclavian arteries; thus, the vertebrobasilar circulation is in competition with the vascular beds of the upper extremities for flow. Heating of the limbs has the potential to increase blood flow to the upper extremities by 4-5 times the norm, thus potentially diverting blood flow that would otherwise go to the vertebral arteries and necessitating vasodilation of the vertebrobasilar system to maintain constant flow to the posterior fossa.
Passive smoking has been found to impair vasodilatation in young adults. Should a similar mechanism be operative in infants, the vertebral arteries may lack the ability to dilate adequately to prevent subclavian steal resulting from overheating.
Synthesis of pathogenetic hypotheses
SIDS is probably caused by maldevelopment, or delayed maturation, of the neural network in the brainstem that operates to affect arousal and physiologic responses to life-threatening events during sleep.
Most cases of SIDS probably result from a lethal sequence of events initiated by a temporary defect in neural control of either respiratory or cardiac function during vulnerable periods in the maturation of respiratory control, sleep-wake development, and thermoregulation. Cardiorespiratory function, arousal and gasp reflexes, autonomic mechanisms, chemoreceptor sensitivity, thermoregulation, and sleep control are all controlled by the medullary and related structures of the brainstem.
Autopsy examinations of the brainstems of infants with a diagnosis of SIDS have demonstrated hypoplasia or decreased neurotransmitter binding of the arcuate nucleus, the region of the brain believed to be involved with hypercapnic ventilatory response, chemosensitivity, and blood pressure responses.
The exact nature of the possible brainstem dysfunction is unknown. One hypothesis involves exaggeration of the postulated developmental lag between loss of infantile protective neuroreflexes and development of mature integrative connections in the brainstem. Another proposes that brainstem dysfunction may be congenital or may be the result of arrested maturation of the otherwise normal brain by an internal or external agent. If this hypothesis is true, SIDS is an acquired, and therefore potentially preventable, cause of death.
Yet another hypothesis is that SIDS is the result of a transient physiologically vulnerable period during maturation of a normal CNS, in which the coincidence of several risk factors may cause apnea and death.
Regardless of the exact mechanism or mechanisms responsible, it can be theorized that the infant responds to a range of stimuli, insults, and risk factors with prolonged apnea, bradycardia, and death. This theory sets the stage for a spectrum of brainstem pathologies that include the following:
Infants with normally functioning brainstems who are at no risk for SIDS, no matter the nature or the quantity of risk factors
Infants with relatively minor brainstem dysfunction who will develop prolonged apnea and die only in the presence of multiple risk factors
Infants with greater brainstem dysfunction who require only 1 additional risk factor (eg, additional warmth and decreased air circulation resulting from an extra blanket or benign viral infection that causes a relatively minor subglottic airway obstruction)
Infants at the far end of the continuum whose brainstems are so dysfunctional that they will have virtually unprovoked SIDS
This theory can incorporate other proposed SIDS mechanisms, such as abnormal infantile respiratory patterns leading to apnea, exaggerated vagal response to GER, sleep disorders, and autonomic dysfunction. It also can account for the variable epidemiologic and pathophysiologic findings and the frequent lack of demonstrable pathology at autopsy.
Over 70 different causes of SIDS have been proposed, and there is frequent disagreement in the literature regarding the relative risk (or absence thereof) posed by disparate conditions. Several authors classify risk factors into groups such as the following:
Biologic factors (eg, deficiency in asphyxial arousal)
Maternal factors (eg, drug use during pregnancy, unmarried, anemia during pregnancy, weight gain < 20 lb during pregnancy, urinary tract infection during pregnancy),
Epidemiologic factors (eg, prone sleeping position and lower socioeconomic status)
Infants at increased risk for SIDS include term infants who have had an ALTE, premature infants of low birth weight, infants of substance-abusing mothers, and infants with apnea of infancy.
To identify which risk factors are specific for SIDS, rather than characteristic of postneonatal deaths in general, data were reviewed on 11,734 infants. In this population, 649 deaths had been attributed to SIDS, and 1221 postneonatal deaths had been attributed to other causes. Factors examined included the following:
Very low birth weight (< 1500 g) and low birth weight (< 2500 g)
Gestational age of less than 37 weeks at birth
5-minute Apgar score lower than 7
More than 2 previous pregnancies
Maternal age younger than 20 years
Maternal education level less than 12 years
Maternal smoking during pregnancy
Perinatal and sociodemographic risk factors were not independently associated with SIDS. Of the risk factors examined, only maternal smoking during pregnancy was independently associated with SIDS.
Despite extensive workup, no definitive cause can be found for more than 50% of ALTEs.
Prematurity and low birth weight
One in 5 infants dying of SIDS is premature.
Low birth weight, whether resulting from premature birth or from other causes, is associated with a maturational delay in the ability to turn the head to the face-down position. The face-down position is not desired, but turning out of this position is a skill that is perfected only after development of the ability to turn face down. If low birth weight could be prevented, as many as 16.2% of SIDS deaths could be avoided. In a study by Esani et al, 9% of infants with an ALTE were small for their gestational age, versus 19% who died of SIDS.
In the general population, 1-3% of infants experience an ALTE. Of all infants who die of SIDS, 5-7% have a history of ALTE. A large study that reviewed all types of ALTEs found a 1% risk of subsequent SIDS. These data should be interpreted within the context that most studies of ALTEs and SIDS have excluded infants with a history of prematurity, chronic lung disease, or congenital heart disease.
Strong data associate “serious” ALTEs (those that were experienced during sleep or necessitated vigorous stimulation or CPR) and SIDS. Infants with such an ALTE have an 8-10% risk of SIDS. Infants with a history of more than 1 serious ALTE have a 28% risk of SIDS despite use of home monitoring.
Among the causes of ALTEs are infection (5-40%, depending on the season), laryngeal chemoreceptor stimulation secondary to GER (20%), and seizures and other neurologic disorders (15-20%). Cardiac dysrhythmias and abuse (including Munchausen syndrome by proxy) should also be included in the differential diagnosis. Cyanotic congenital heart disease generally presents in the first few weeks of life, with difficulty in feeding, poor weight gain, and diaphoresis.
Anecdotal, pathologic, physiologic, and epidemiologic data suggest that apnea of infancy is a risk factor for SIDS, though there is no conclusive evidence. Patients with apnea of infancy have a mortality in the range of 2-6%. The rate climbs to 10% for infants who manifest apnea during sleep on 1-2 occasions; the risk of death triples if there are more than 2 incidents.
Only 2-4% of infants who die of SIDS have a record of apnea of prematurity.
Regurgitation of gastric contents with acidic pH can cause reflexive apnea with resultant hypoxia. Although autoresuscitation might be possible in the absence of regurgitation, it is not possible when regurgitation has occurred.
At the time of death, 30-50% of otherwise healthy infants have an acute infection, such as gastroenteritis, otitis media, or, in particular, upper respiratory tract infection (URTI). Infantile botulism may be the cause of 5-10% of sudden infant deaths. Of particular note, RSV is associated with life-threatening apneic episodes, particularly in premature infants and those with a history of apnea. During RSV season, the virus reported causes as many as 40% of ALTEs.
In older male infants, there appears to be an association between infection and SIDS. Approximately 65% of SIDS deaths occur in autumn and winter, and infection may play a role in these deaths. Lazoff and Kauffman maintain that SIDS is not associated with changes in core body temperature; this view is not universal. The incidence of SIDS increases with colder outdoor temperature and warmer indoor (room) temperature.
Berkowitz reported a higher incidence of SIDS in infants with residual bronchopulmonary dysplasia (11% of premature infants in 1 study) ; however, Gausche maintained that infants with bronchopulmonary dysplasia are not at increased risk for SIDS.
Increased apoptosis in the brainstem of SIDS infants has been found to be affected by postconceptional age, male gender, prone sleep position, and exposure to cigarette smoke. The increased cell death in the dorsal column nuclei could result in dampening or loss in relay of touch and proprioception, creating difficulty when an infant in the prone position attempts to turn into the supine position.
A study from New Zealand suggests that infants who are not breastfed are at increased risk for SIDS. Other studies, conducted in countries with a low incidence of SIDS, have failed to demonstrate a similar correlation.
In a study reported by Esani et al, the mothers of SIDS infants were more likely to be young (11% were aged 18 years or younger) than were the mothers of infants who experienced an ALTE (5% were aged 18 years or younger).
In 3 studies, a link was found between SIDS and maternal psychiatric disorders. ; 2 of them reported a link between SIDS and postnatal depression, and 1 identified a link between a history of depression in the year before birth and a (statistically nonsignificant) trend toward an association between SIDS and depression after birth.
Maternal smoking and drug use
Cigarette smoking during pregnancy is highly significant as a risk factor in the pathogenesis of SIDS. In the 1980s, the smoking rate among SIDS mothers was reported to be 70%, whereas it decreased to 42% in the 1990s. The incidence of SIDS is 7 times higher among infants whose mothers smoked more than 1 pack per day during pregnancy. A risk factor independent of prenatal exposure to tobacco is the chronic exposure to cigarette smoke that infants experience when parents smoke. Infants so exposed demonstrate a modest increase in SIDS.
Early neuropathologic changes in autonomic pathways are noted with prenatal exposure to maternal smoking. Research implicates prenatal exposure to nicotine in the alteration of the infant’s arousal mechanism, a possible explanation for the increased risk for SIDS associated with prone sleeping position. Decreased volume and compliance of the lung, and decreased heart rate variability in response to stress, are also reported.
Data indicate that if women refrained from smoking (a completely modifiable risk factor) during pregnancy, as many as 30-46.7% of SIDS deaths might be prevented.
Abuse of drugs other than nicotine is less strongly associated with SIDS. Prenatal exposure to cocaine may cause cocaine-induced maturational delay. Term newborns exposed to cocaine prenatally have respiratory instability similar to that seen in preterm infants not exposed to cocaine. The risk posed by heroin—or, in particular, the synthetic narcotic methadone—is higher than that conferred by cocaine.
Research reported in 2007 found a greatly increased risk of SIDS among infants born to HIV-infected mothers who used opioids during pregnancy. The SIDS rate of 14.9 per 1000 live births did not appear to be mediated by prematurity, low birth weight, perinatal HIV infection, or antiretroviral drug exposure. The investigators noted that QT-interval prolongation has been observed in methadone maintenance patients, raising the possibility that a similar phenomenon may have been operative in these SIDS deaths.
O’Leary and colleagues (2013) report that 16.4-25% of SIDS deaths are the result of maternal alcohol use.
Caffeine can cross the placental barrier and reach the fetus, an effect potentiated in the third trimester, when caffeine elimination from the mother is reduced about 3-fold. Ford et al first reported an association between caffeine intake in pregnancy and SIDS, documenting heavy caffeine consumption throughout pregnancy in 14% of control mothers and in 28% of mothers whose infants died from SIDS.
Some studies have found an association between caffeine intake and low birth weight and spontaneous abortion. Withdrawal from caffeine at birth can induce apnea in newborns. Even though caffeine has a respiratory stimulant effect, maternal caffeine use during pregnancy has been associated with central apnea in infants. This raises the possibility that the fetal respiratory center may be altered in the presence of high caffeine concentrations, only to be left with an inadequate respiratory drive when exposed to stressors in the absence of caffeine.
The pathophysiologic mechanism may involve adenosine receptor sites in the brainstem. Long-term caffeine exposure causes an increase in the number of adenosine receptors, with caffeine serving as a competitive antagonist. Adenosine, which can induce respiratory depression in newborn animals, is produced during episodes of severe hypoxia. Prior in utero exposure to caffeine may increase the vulnerability of an infant who is exposed to episodes of hypoxia after birth.
After adjustments are made for confounding variables (eg, maternal smoking), the relative risk of SIDS for infants born to mothers with heavy caffeine use (defined as consumption of more than 400 mg/day, as in 4 cups of coffee or 10 cups of tea or glasses of cola) is 1.30 for the first trimester, 1.46 for the third trimester, and 1.65 for heavy caffeine use throughout pregnancy.
Risk for siblings
The incidence of SIDS is higher in multiple births, with twins or triplets having a rate 2.5 times that of singleton babies. According to Gausche, the incidence for triplets is 8.3 cases per 1000 infants.
Gausche further states that siblings of an infant who dies of SIDS are not at increased risk for SIDS. Reece supports this view and reports that when families matched for maternal age and birth rank are compared, there is no statistically significant difference in SIDS rate or total infant mortality between families with a history of SIDS and those without such a history. Other authors, however, indicate that siblings of infants who have succumbed to SIDS are in fact at higher risk.
Some studies have found that siblings of an infant who dies of SIDS have approximately a 5-fold increased risk of death from SIDS and a 6-fold increase in risk of death from other causes, though it should be noted that the research design of these studies has been criticized. The theory advanced is that siblings would be affected both by genetic factors and by the environmental milieu that may have contributed to the death of the first infant.
Many of the epidemiologic risk factors for SIDS and other causes of infant mortality are identical.
Sleeping position and bedtime environment
According to Gilbert-Barness et al, unequivocal evidence indicates that a substantial number (by some estimates, as many as 73.7%) of deaths from SIDS can be prevented by avoiding the prone sleeping position, particularly on any type of soft bedding. As pointed out by Lazoff and Kauffman, however, prone sleeping is common in Hong Kong and Sweden, both of which have a very low incidence of SIDS.
Oyen et al reported that the combined effect of nonsupine sleeping and other prenatal and maternal risk factors carried very high SIDS risks. The combination of prone sleeping and birth weight lower than 2500 g was far greater than the sum of the risk from each risk factor alone. In infants aged 13-24 weeks, the combined effect of nonsupine sleeping and lower birth weight carried the highest risk for SIDS.
A study by Ackerman et al examined 15 fatalities in which infants aged 3 months or younger were placed face down in a level, suspended rocking cradle. In 14 of the cases, a locking pin to prevent cradle movement was not used. Whether because the cradle was set in motion, or because infants shifted to one end of the cradle during normal sleep movements, Infants were typically found lying in the dependent end, with the head pressed against the mesh, a position that makes it harder to move or turn the head.
Although the rocking cradles involved in these deaths have been removed from the US market, those already sold may still be passed on from one baby to another or bought secondhand. Such cradles constitute a potentially lethal sleeping environment unless the locking mechanism is used.
Sleeping in the same bed with a parent and sleeping on a soft surface or polystyrene-filled cushion also have been implicated as risk factors for SIDS.
A meta-analysis by Pease et al researched SIDS risk for infants swaddled for sleep. The study concluded that current advice to avoid front or side positions for sleep especially applies to infants who are swaddled as the risk for SIDS may increase.[77, 78]
Overall, 2 of every 3 infants are in nonparental child care for varying periods of time. About 50% are cared for by relatives, 10% are cared for by an in-home baby sitter, and 40% are in some other form of organized child care.
The overall reduction in SIDS deaths has not been mirrored in childcare settings, where the incidence of SIDS remains higher. It is thought that this difference may be attributable to infants still being placed prone by a nonparental caregiver. This practice carries great potential risk because when an infant is placed in a prone sleep position to which he or she is not accustomed, the risk of SIDS increases by as much as 18 times.
The circumstances surrounding mistreatment of a child may range from a sudden isolated loss of control by a parent, to long-standing premeditated acts intended to harm the child. Multiple personal, familial, and environmental pressures may accumulate to push parents or other caregivers beyond the thresholds of restraint. Consequently, there is a need for a thorough and competent death investigation that must include an evaluation of the infant and family medical history and review of the scene of death to distinguish natural from nonnatural infant deaths.
Several features have been identified that may aid in making this distinction. A study of 81 covert nonnatural infant deaths documented the following:
77% of the infants had a history of an ALTE manifesting as apnea, cyanosis, marked pallor, loss of muscle tone, or seizure
48% had been hospitalized within the week preceding the death
Evidence of either somatization disorder or Munchausen syndrome was present in 48% of the perpetrators
At autopsy, 43% of the infants were found with frank blood within or around the nose or mouth, as opposed to the common serosanguineous discharge that may be present in SIDS
Unusual bruises or petechiae on the face or neck were observed in 14% of the nonnatural deaths
Alveolar hemosiderin-laden macrophages (HLMs) were found in histologic sections of the lung, reflecting previous pulmonary hemorrhage; the presence of HLMs, though not diagnostic, is more common in infants who have experienced abusive trauma 
Lazoff et al reported that 10-25% of apparent SIDS cases are actually homicides and that human agency is causal in as many as 33% of infant deaths in families with multiple cases of apparent SIDS. Samuels et al reported that child abuse was the cause of ALTEs in 33% of patients who received cardiopulmonary resuscitation.
In a landmark study, Southall et al used covert video recordings to study 39 infants (median age, 9 months; range, 2-44 months), most of whom were referred for evaluation of an ALTE. Of the 39 suspected cases, 33 involved abuse. Intentional suffocation was documented in 30 cases, with poisonings, deliberate fracture, and other emotional and physical abuse identified in the remainder. The first ALTE occurred at a median age of 3.6 months (corrected for expected date of delivery).
Of the 41 siblings of the suspect patients, 12 died, with 11 of the deaths attributed to SIDS. When parents were confronted with video surveillance evidence, 4 of them admitted to the deliberate suffocation of 8 of the children. In comparison, of the 52 siblings of the 46 control subjects, 2 died, with SIDS listed as the cause of 1 death. The high number of deaths in siblings is evidence of the long-term risk posed to children in severely dysfunctional families.
United States statistics
In spring 1992, a multiagency statement directed by officials at the National Institutes of Child Health and Human Development (NICHD) was issued, informing health care providers and the general public that a supine sleep position could significantly reduce SIDS. In spring 1994, this was followed by the federal “Back to Sleep” campaign (see the image below), sponsored by the NICHD, the American Academy of Pediatrics (AAP), the Association of SIDS and Infant Mortality Programs (ASIP), the SIDS Alliance, and the United States Public Health Service.
After the “Back to Sleep” campaign, federal SIDS researchers carried out annual surveys to examine how infant sleep practices and SIDS rates have changed. These studies, conducted by NICHD, demonstrated that the rate of prone sleeping for infants decreased from approximately 75% in 1992 to a low of 11.3% in 2002. The observation that the rate of prone sleeping increased to 14.5% in 2008 is of some concern.
Since 1992, SIDS rates have fallen by approximately 58% in the United States (see the image below). In 1992, the incidence of SIDS was 1.2 cases per 1000 live births; in 2004, the incidence had dropped to 0.51. In 2004, 2246 deaths were certified as SIDS, accounting for 8% of infant deaths. In 2006, the National Center for Health Statistics reported a total of 2323 SIDS deaths nationwide, for an incidence of 0.54 per 1000 live births.
Simultaneously with this decrease in SIDS, postneonatal mortalities associated with several other causes of sudden unexpected death have increased significantly, particularly since 1999.[59, 85, 86, 87] It is postulated that some deaths previously classified as SIDS are now being more correctly categorized and that the true SIDS rate since 1999 may be static. A survey of medical examiners and coroners in 6 jurisdictions found that most used to certify many more deaths as SIDS than they do now.
Although cases of true SIDS are decreasing, concern exists that the proportion of unexplained infant deaths resulting from child abuse may be increasing. Notably, the AAP estimates that the incidence of infanticide among cases designated as SIDS ranges from less than 1% to 5%.
Significant reductions in the prevalence of SIDS have been observed worldwide, though rates of decline have leveled off in the past few years. These changes followed public health campaigns that emphasized the use of the supine sleep position as a simple means of lowering the risk of SIDS. These campaigns began in overseas centers in the late 1980s.[90, 91]
In many Asian countries, the current incidence of SIDS is 0.04 per 1000 live births. Japan has a rate of 0.09/1000, and Hong Kong has a rate of approximately 0.2/1000. Some Scandinavian countries have rates in the range of 0.1-0.06/1000. In Italy, the incidence is 0.7/1000. Before the recommendation of the supine sleeping position, the incidence of SIDS United Kingdom was 3.5/1000; this figure is now 0.41/1000. . The incidence in New Zealand was once approximately 4.5/1000 but is now 0.8/1000.
In many of these countries, rates of prone sleeping have fallen to 2-5%. As an illustration of the impact of this single factor, Dwyer et al estimated that 70% of the overall decline in SIDS rates could be attributed to a change to the supine sleep position. They further noted that of 38 additional infant care variables studied, no other individual factor explained more than 7% of the overall decline in SIDS.
With a change to supine sleep for infants, cigarette smoke exposure has emerged as one of the most important potentially modifiable risk factors for SIDS. Infants of mothers who smoke have a 2-fold to 5-fold higher risk of SIDS, and postnatal smoking by one or both parents has been identified as an independent SIDS risk factor. Despite emphasis within “Back to Sleep” campaigns on avoidance of cigarette smoke exposure (prenatal and postnatal), rates of maternal smoking during pregnancy have changed little in most countries.
Other infant care practices have been found capable of modifying the risk of SIDS, as follows:
Bed-sharing may lead to compromise of an infant’s airway, especially before the age of 3-4 months [96, 97, 98, 99] ; sharing a couch or sofa is associated with an unusually high risk for SIDS and should be avoided
Room-sharing reduces SIDS risk by 50% 
The effect of breastfeeding on SIDS risk varies; in a German infant cohort, breastfeeding reduced the risk of SIDS by approximately 50% at all ages throughout infancy 
Pacifier (dummy) use may reduce the risk of SIDS [102, 103, 104]
Overbundling of infants during sleep should be avoided; this advice appears to be more important for prone-sleeping infants than for supine-sleeping infants
Covering the infant’s head with bedding or bed clothing is a risk factor for SIDS [105, 106] ; it is estimated that avoidance of head covering could reduce SIDS deaths by more than one quarter
After "Back to Sleep" initiatives in Germany, Vennemann et al reexamined SIDS risk factors and noted that although only 4.1% of infants slept prone, those infants were at high risk for SIDS. Infants unaccustomed to sleeping prone were at very high risk, as were those who turned to prone. Bed-sharing, duvets, sleeping prone on a sheepskin, sleeping in the house of a friend or a relative, and sleeping in the living room increased the risk of SIDS. Pacifier use during sleep continued to be associated with a significantly reduced risk of SIDS.
About two-thirds of SIDS deaths occur in infants aged 2-4 months. Ninety percent of deaths occur in children younger than 6 months, and 95% of deaths occur in children younger than 8 months; few occur in children younger than 1 month or older than 8 months. This age-at-death profile suggests a relation to neurobiologic components of infant development (see Pathophysiology). Slightly higher proportions of SIDS-certified deaths occurring in the neonatal period and after 6 months were reported in 2001 than were reported in 1992.
Approximately 60-70% of SIDS deaths occur in males. Despite other notable changes in SIDS epidemiology, the male-to-female ratio has remained relatively unchanged in most population studies.
Risk among racial and ethnic groups in the United States varies substantially. In 2003, SIDS rates were highest for American Indian/Alaskan Native and non-Hispanic black mothers—2.5 and 2.2 times higher, respectively, than the rate for non-Hispanic white mothers. African Americans are twice as likely to place infants prone for sleep, and they are also twice as likely to bed-share than other racial groups are.
In contrasted, the SIDS rate for Mexican mothers was 51% lower than the rate for non-Hispanic white mothers, and the SIDS rate for Central American and South American mothers was 62% lower. The following data have been reported for the incidence of SIDS in various racial and ethnic groups (as number of cases per 1000 live births):
Central Americans and South Americans - 0.20
Asian/Pacific Islanders - 0.28
Mexicans - 0.24
Puerto Ricans - 0.53
Whites - 0.51
African Americans - 1.08
American Indian - 1.24
These variations remain unexplained but appear to be independent of other risk factors, such as low birth weight, young maternal age, or high parity. They appear to mirror those observed for infant mortality in general.
Physicians should use appropriate opportunities to provide education to parents about the prevention of SIDS, including the supine sleep position, prevention of overheating, and nonsmoking. Knowledge of various theories concerning the etiology of SIDS, as well as the limitations of current understanding, is useful in parental discussions concerning ALTEs and SIDS. When an infant has died, it is helpful to provide parents with information about SIDS and the telephone number of a local SIDS support group (if one exists).
The following organizations are useful resources for information on SIDS and related issues:
NICHD Back to Sleep Campaign, 31 Center Drive, Room 2A32, Bethesda, MD 20892-2425; 301- 496-5133; toll-free: 800-505-CRIB; fax: 301-496-7101
Sudden Unexpected Infant Death and Sudden Infant Death Syndrome. Centers for Disease Control and Prevention. Available at http://www.cdc.gov/sids/aboutsuidandsids.htm. Accessed: November 13, 2014.
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