eMedicine Specialties > Emergency Medicine > Pulmonary
Pneumonia, Immunocompromised
Updated: May 29, 2009
Introduction
Background
Pneumonia in the immunocompromised host involves infection and inflammation of the lower respiratory tract. Regardless of the reason for altered immune function, pneumonia carries a high mortality rate in immunocompromised patients.1
Human immunodeficiency virus
Patients with human immunodeficiency virus (HIV) are at risk for a number of pulmonary infections. Pneumocystis jiroveci remains the most common opportunistic infection in this group; however, the epidemiology of pulmonary infections among patients with HIV is changing.2
- Bacterial pneumonia: The most common bacterial pathogen causing illness in patients with HIV is Streptococcus pneumoniae. These patients develop pneumonia more frequently than their non-HIV infected counterparts, and they have more severe clinical courses when they are infected.3 For more information, see Pneumonia, Bacterial.
- Tuberculosis: Patients with HIV are more likely to develop active tuberculosis (TB) once infected, and they have a higher risk of death with TB disease. HIV is the most important recognized risk factor for progression from latent to active tuberculosis.4 For more information, see Tuberculosis.
- Mycobacterium avium complex: Mycobacterium avium complex (MAC) infection refers to infection with either of two nontuberculous mycobacterial species, either M avium or Mycobacterium intracellulare. These infections can occur in non-HIV infected patients; however, it is much more frequently encountered in the setting of HIV. For more information, see Mycobacterium Avium-Intracellulare.
- Histoplasmosis: For the immunocompetent host, this infection is frequently asymptomatic. In the setting of HIV, this infection is much more common and frequently progresses to disseminated disease. Immunocompromised persons living in endemic areas are at increased risk of disease. For more information, see Histoplasmosis.
- Coccidioidomycosis: This fungal infection is caused by Coccidioides immitis, an organism endemic to large parts of the southwestern United States. Life-threatening infections have been described in patients both with HIV and impaired cellular immunity. For more information, see Coccidioidomycosis.
- Varicella-zoster virus pneumonia: Varicella pneumonia is not a common infection in patients with HIV. Few cases have been reported; these have included both primary and reactivation disease.5
- Cryptococcal pneumonia: Cryptococcal pneumonia is more severe in patients with HIV. Patients with pulmonary disease frequently progress to disseminated disease.6
- Pneumocystis jiroveci pneumonia: PCP remains the most common opportunistic infection among patients with HIV; however, its epidemiology is changing. Adoption of highly active antiretroviral therapy (HAART) has resulted in lower frequency of this infection. For more information, see Pneumocystis (carinii) jiroveci Pneumonia.
Patients with cystic fibrosis experience progressive lung disease leading to respiratory insufficiency and failure. For more information, see Cystic Fibrosis, Thoracic.
Primary immunodeficienciesPatients with primary immunodeficiencies are challenged by a number of pulmonary infections. The spectrum of illnesses they face is largely determined by their underlying immune dysfunction: humoral deficiencies, cellular deficiencies, or combined deficiencies.
Transplant immunosuppressionBoth solid organ and bone marrow transplant patients are at heightened risk of pulmonary infections. Timing since transplantation, use of immunosuppressive medications, and the type of transplant are all important for predicting these complications.
LeukemiaLeukemia itself (primarily chronic lymphocytic leukemia) is characterized by frequent infectious episodes. Patients who are undergoing chemotherapy are additionally at risk for severe neutropenia and subsequent pulmonary infections.7
LymphomaWhen lymphoma compromises airway lumen, secondary postobstructive pneumonias can develop. Patients with lymphoma are often taking steroids, which increase their risk of pulmonary infections.
Solid organ malignancy chemotherapyPatients who are undergoing chemotherapy for solid organ tumors are at increased risk of infections. Pulmonary infections are common.
AlcoholicsFor many reasons, alcoholics are at increased risk of pneumonias. For more information, see Pneumonia, Aspiration.
Chronic steroids
Patients who are taking steroids long term are at higher risk of pulmonary infections.8 Additionally, patients taking steroids long term for sarcoidosis have the same risk of pulmonary infections as other chronic steroid users, plus complications from postobstructive infections secondary to compressive granulomas.
Autoimmune diseasesBoth primarily and from immunosuppressive therapies, patients with autoimmune diseases are at higher risk of infectious pulmonary complications.
Asplenic patientsThese patients are at particularly high risk of acquiring infections from encapsulated organisms.9 They also have a higher rate of infection from pneumonias overall. For more information, see Asplenia.10
Functionally immunocompromised
Poorly managed secretions and frequent aspiration are risk factors for pneumonitis and pneumonias. Reasons for a breakdown in this component of pulmonary defense can be functional, resulting in an overwhelmed immune system, include the following: cognitive dysfunction, spinal cord injuries, and neuromuscular disorders. For more information, see Pneumonia, Aspiration.
Extremes of ageBoth the old and the young are at increased risk of pneumonia.
PregnancyPregnancy itself has an immunosuppressive effect. Further, a reluctance to perform imaging in pregnant patients may lead to delayed detection of pneumonias.
BurnPulmonary complications are common.11 For more information, see Initial Evaluation and Management of the Burn Patient.
Diabetes
Hyperglycemia and diabetes cause neutrophil dysfunction and are independent predictors of poor outcomes in patients with pneumonia.
Pathophysiology
Many pulmonary pathogens reliably plague the host with a dysfunctional immune system. Others are encountered more frequently with certain causes of immune suppression. Therefore, the pathophysiology can be appreciated in both general and more specific contexts.
Conceptually, pneumonia susceptibility from immunosuppression stems from neutrophil defects, immunoglobulin defects, or T-cell defects. The underlying reason for immune suppression may suggest certain pulmonary pathology.
Malignancy
Neutrophil defects, immunoglobulin defects, and T-cell defects are all seen in patients with cancer.
- Cancer chemotherapy: Many treatment protocols exist. Common adverse reactions are leukopenia and lymphopenia.
- Immune dysfunction: Underlying malignancy itself is a risk factor for subsequent infections.12
T-cell dysfunction in the setting of HIV leads to a number of infectious complications.
- TB: HIV is considered to be the greatest risk factor for TB.13 Early diagnosis is more difficult because of the lack of specific clinical findings, such as an abnormal chest radiograph or a positive purified protein derivative (PPD) skin test result.
- Bacterial pneumonia: HIV causes dysfunction of cell-mediated as well as humoral immunity. CD4 T cells principally help other cells achieve their effector function. As such, at low CD4 levels, a disruption of B-cell differentiation occurs. Impaired B-cell functions, particularly of memory cells, are postulated to account for increased risk of infection.14 Even after the initiation of HAART therapy, patients with HIV have reduced marginal zone B-cell percentages.
- PCP: Transmission and infection from P jiroveci is incompletely understood. Traditionally, infection in a patient with HIV has been thought to represent reactivation latent colonization. Now, however, some evidence exists that the epidemiology of this infection is defined on a more local geographical level.15 As molecular analysis of P jiroveci improves, so will the understanding of the transmission and epidemiology of this opportunistic infection.
Chest radiograph demonstrating diffuse bilateral infiltrates in a patient with Pneumocystis carinii pneumonia.
- Histoplasmosis: Spores of the mold phase are inhaled and cause a localized or patchy bronchopneumonia. CD4 lymphocytes normally activate macrophages to control the infection. In patients with HIV and low CD4 counts, the likelihood of developing both pulmonary and disseminated histoplasmosis is increased.16
- Coccidioidomycosis: Spores are inhaled and then ingested by pulmonary macrophages. Impaired cell-mediated immunity in the HIV patient accounts for their increased risk of infection.17
- Cryptococcus: Most cases are the result of reactivation from a latent infection. Recognition and treatment are important because pulmonary cryptococcus is thought to herald the onset of disseminated disease.
- HSV and VZV: The pathophysiology of these infections in the setting of HIV is not well understood.
- MAC: This infection is thought to represent a recent acquisition of organisms rather than a reactivation of latent infections.
- Humoral deficiencies: Patients with defects of humoral immunity are unable to create functional antibodies. Their complications are characterized by severe, recurrent upper and lower respiratory tract infections.
- Cellular deficiencies: Cellular deficiencies are rare conditions that affect T-cell development and function. Dysfunction of T cells invariably has an impact on B-cell activity; therefore, most of these conditions manifest as combined deficiencies.
- Combined deficiencies: In combined deficiencies, both T-cell and B-cell function is disturbed. These patients present not only with recurrent episodes of respiratory syncytial virus (RSV), herpes simplex virus (HSV), VZV, influenza, and other viral respiratory infections but also chronic diarrhea and chronic mucocutaneous candidiasis.
Transplant immunosuppression
For both solid organ and bone marrow transplant patients, the time since transplant is a major predictor of infectious complications. Induction regimens are used in the early posttransplant period, while maintenance therapies are long-term later medication strategies.
- Solid organ transplant: A variety of antilymphoproliferative agents are used commonly including cyclosporine, azathioprine, and tacrolimus. Additionally, both monoclonal and polyclonal antibodies to hematopoietic antigens are increasingly being used. The full medication history should be available through the patient’s transplant coordinator.
- Bone marrow transplant: Like solid organ transplant patients, various antilymphoproliferative agents are used commonly. Distinguishing between CMV, idiopathic pneumonia syndrome, and graft-versus-host disease is challenging.18
Pregnancy
Pregnancy results in immunologic changes that predispose to infections. There is a decrease in helper-T-cell numbers, reduced activity of natural killer cells, and decreased cell-mediated immune function.19 Cardiopulmonary changes that occur as a part of normal pregnancy may result in a diminished capacity to compensate for the effects of respiratory disease.20 The elevated serum concentrations of progesterone and 17beta-estradiol observed in the latter half of pregnancy can stimulate the growth and maturation of Coccidioides immitis.21
Alcohol consumptionAlcohol consumption affects both systemic and pulmonary immune function. Current alcohol use is an independent risk factor for severe community-acquired pneumonia. Additionally, patients who are alcoholics are frequently also smokers. The negative effect of these risk factors for pulmonary infections are additive. Chronic alcohol drinkers also have decreased saliva production, an important component of mucosal defense.22 Patients who are receiving treatment with corticosteroids for alcoholic hepatitis are at increased risk of developing Pneumocystis pneumonia.23
Cystic fibrosisIn cystic fibrosis, abnormal chloride and sodium transport in the respiratory epithelium, leads to thick, viscous secretions. Chronic airway obstruction leads to colonization by pathogenic bacteria, including Pseudomonas aeruginosa.24
Autoimmune diseases- Systemic lupus erythematosus: Distinguishing infection from an autoimmune flare is important. Treatment with steroids in the setting of infection could be deleterious. Susceptibility to infections derives from therapeutic and disease-related factors. Complement deficiencies and elevated Fc gamma III and granulocyte-macrophage colony-stimulating factor (GM-CSF) levels may contribute to increased susceptibility to infection.25 Deficiencies of functional mannose-binding lectin do not appear to be the reason for increased infection burden.26 Low complement, use of more than 20 mg prednisone daily, and use of cyclophosphamide were important risk factors in multivariate analyses.27 Severe manifestations of disease are treated with immunosuppressive therapies.25
- Connective tissue diseases: Both the primary condition and the use of immunosuppressive medications place patients at increased risk. Of 5,411 cases reviewed, 29% of patients developed a serious infection; 24% died from this infection—most reported as bacteremia or pneumonia.28
Functionally immunocompromised
- Neuromuscular disease: Pneumonia is a leading cause of death. Impairment of cough and swallowing mechanisms contributes to increased risk of pneumonia.29 Gastroesophageal reflux is more common, persistent, and severe in patients with cerebral palsy. Kyphoscoliosis secondary to unequal muscle tone leads to restrictive lung function and predisposes to atelectasis.30
- Cognitive dysfunction: Drooling, feeding problems, and aspiration place these patients at higher risk of pulmonary infections. Asynchrony between swallowing and breathing results in increased risk of aspiration.30
- Spinal cord injury: Muscular weakness may contribute to dysfunctional cough reflex.30
Older patients may complain of fewer symptoms than younger patients, making the diagnosis more challenging.31
Children and infants at risk of RSV infection include those younger than 24 months with chronic lung disease who have required medical therapy within 6 months of RSV season onset, preterm infants born prior to 32 weeks’ gestation, preterm infants born at 32-35 weeks’ gestation with at least 2 additional risk factors, and those with hemodynamically significant heart disease.32
Burn
Complications arise from both direct lung injury and indirect pulmonary effects (eg, decreased lung expansion secondary to circumferential burns). Bacterial clearance is impaired in patients with inhalational injury.11 Mechanisms for impaired clearance include impaired cough, impaired mucociliary action, airway plugging, and impaired alveolar macrophage function.
Frequency
United States
The spectrum of diseases in immunocompromised patients has changed in the last 10 years.2 Part of this stems from different causes of immunosuppression in the community; part of this reflects other epidemiological trends.
HIV
The rate of bacterial pneumonia is higher in HIV-positive patients than matched HIV-negative controls at all CD4 levels. In HIV-positive patients, the rate of bacterial pneumonia was inversely related to the baseline CD4 lymphocyte count.3 S pneumoniae is the most commonly identified bacterial pathogen; their risk of pneumonia is 10-100 times greater than non-HIV infected persons.9
From 2005-2006, among patients with TB with known HIV status, a decline from 13% to 12.4% occurred.4 The frequency of extensively resistant (XDR) TB declined in HIV-positive patients from 2000-2006 compared with 1993-1999.4 HAART reduces but does not eliminate the risk of TB.33 Globally, 11.4 million adults (aged 15-49 y) are co-infected with HIV and TB.34
In patients with PCP,risk of infection is strongly correlated with CD4 count. In patients with a CD4 count between 201 and 350, the incidence was 0.5%.35 PCP remains a leading cause of death in patients with HIV.2
In patients with MAC, the risk of infection increases when the CD4 count falls below 50.
In patients with histoplasmosis, the risk of infection increases when CD4 count falls below 150.
Infection with Coccidioides requires specific climatic conditions (ie, a period of moisture, followed by a dry period, followed by dispersal to the host). In Arizona, this is the third most commonly reported opportunistic infection among patients with HIV.
The etiologic agent is not identified in approximately half of cases of community-acquired pneumonia in pregnancy.20 Streptococcus pneumoniae and Haemophilus influenzae are the most frequently identified bacterial agents.20
Cystic fibrosis
Cystic fibrosis affects 30,000 persons in the United States and 60,000 persons worldwide. One in 1,900 to 3,700 persons in the US white population are affected; it is less frequent in the Hispanic, Asian, and African American population.
Transplant immunosuppression
The depth and duration of neutropenia are risk factors for infection.36 Risk factors for pulmonary nocardial disease were receipt of high-dose steroids, cytomegalovirus disease in the past 6 months, and high median calcineurin inhibitor level.37
In renal transplant patients,the etiology of pneumonia is 23% bacterial, 20% tuberculosis, 9% fungal, 4% PCP, 4% Nocardia, and 2% viral.38 PCP can occur even in patients who are on prophylactic treatment with trimethoprim-sulfamethoxazole.38
Bacterial infection is the leading cause of death in single and double lung transplant patients in the first 3 months after transplantation.39 CMV is the most common viral cause of morbidity and mortality and usually occurs 1-4 months after transplantation.39 Approximately 50% will have infection or disease.39 Nocardia has the highest frequency in lung transplant patients.37 The incidence of PCP declined with the routine use of prophylaxis.
In heart transplant patients, the overall rate of infections in one 2-year period was 70%, with pneumonia listed as the second most common infection (19%). The etiology of the pneumonias was not described by the authors.40 Another study of 34 patients had 28% with pneumonias during the follow-up period: 16% had community-acquired pneumonia, 9% with a fungal etiology, and 3% with hospital-acquired pneumonia. These infections also tended to occur during the first 6 months after transplantation.41
In liver transplant patients, the etiology of pneumonia is 26% bacterial, 15% viral, 11% PCP, and 6% fungal.42
Both infectious and noninfectious pulmonary complications occur in bone marrow transplant recipients. Autopsy findings among 63 patients included 96 pulmonary complications. Twenty-eight percent were infectious: bacterial pneumonia (48%), pulmonary aspergillosis (41%), CMV (7%), and Candida bronchopneumonia (4%).43 Fungal infections were difficult to diagnose antemortem.44
Cancer chemotherapy
The depth and duration of neutropenia are risk factors for infection.36
Extremes of age
Adults older than 85 years were 16 times more likely to die from influenza than those aged 65-69 year.45 Hospitalization rates for influenza are substantially increased in patients older than 65 years.46 Elderly patients have a significantly higher rate of community-acquired pneumonia compared with younger patients.47
Chronic steroids
Both the dose and duration of use are predictive of increased risk of pneumonia. Low-dose and short-term use carry minimal additional risk of pneumonia; dosages more than 10 mg/d or cumulatively 700 mg of prednisone increased patients' risk of pulmonary infection.48
Alcoholic
The frequency of severe pneumonia (as defined by American Thoracic Society [ATS] criteria), bilateral pneumonia, multilobar pneumonia, mental confusion, admission to ICU, and mechanical ventilation requirements is more common among alcoholic patients.49
Asplenic patients
In asplenic patients, the overall incidence of invasive pneumococcal disease is 500 cases per 100,000 per year.9
Autoimmune diseasesOverall, infectious diseases are a major cause of mortality, but they have not been rigorously investigated. A better understanding of infection risks secondary to immunosuppressive therapies and underling autoimmunity is needed. The role of prophylactic antibiotics has not been well described.28
In patients with SLE, themost frequent infection is bacterial community-acquired pneumonia.50 Intravenous steroids and immunosuppressants are independent risk factors for infection.50 In one series of patients with SLE over the course of 3 years, pneumonia was the third most common infection, behind urinary tract infection and skin/soft tissue infection. Risk factors for infection were low CH50 levels and taking more than 20 mg prednisone daily.27 The frequency of pulmonary infections has been higher in other published SLE cohorts.26
Mortality/Morbidity
Overall, 13.7% of immunocompromised patients with community-acquired pneumonia died in a Canadian study. Mortality correlated with etiology of immunosuppression.51
HIV
From 1999-2000, the leading cause of death was from PCP.52 More than 50% of patients who died were not on or were not adherent to HAART.52
The case-fatality rate in patients with TB is higher in patients co-infected with HIV.53
For community-acquired pneumonia, the in-patient mortality rate is 9.1%.54 Clinical staging system predicts mortality: neurological symptoms, elevated respiratory rate, and elevated creatinine.54
Elderly persons
Pneumonia is the leading cause of infection-related death.47 Patients older than 90 years have twice the pneumonia mortality rate of patients aged 65-69 years.55 Elderly persons have a disproportionate rate of ICU admission and mechanical ventilation.47
Mortality from influenza and RSV disproportionately affects elderly persons.45
The traditional pneumonia severity index (PSI) may not be applicable to elderly patients; a modified PSI that incorporates performance status has been described.56
Cognitive impairment
Cognitive impairment, especially in the setting of stroke, is a major risk factor for pulmonary infections.57
Sex
An increased male-to-female ratio for pneumococcal disease has been described. This is thought to be related to underlying conditions, such as alcoholism and smoking, which are more common in males.9
Age
Patients at the extremes of age should be considered immunocompromised; these patients have increased burden of morbidity and mortality due to pneumonia.
Clinical
History
The underlying cause of immunosuppression is a crucial aspect of the history.
Nonspecific findings may include the following:- Fever
- Exertional dyspnea, followed by dyspnea at rest with progression of disease
- Cough, most often nonproductive in patients with AIDS
- Pleuritic chest pain
- Anorexia and weight loss
- Abdominal pain
Physical
Pulmonary findings may be nonspecific or nonexistent in immunocompromised patients.
Findings at physical examination may include the following:
- Fever
- Tachypnea
- Tachycardia or bradycardia
- Rales or crackles
- Rhonchi
- Decreased breath sounds
- Dullness to percussion
- Egophony
Causes
The etiologic agents responsible for pneumonias in immunocompromised patients are often different than those found in immunocompetent patients.
Infectious causes
- Bacterial pneumonia
- Coccidioides species
- CMV
- TB
- Histoplasma species
- Aspergillus species
- MAC
- PCP
- Influenza
- HSV
- VZV
- Legionella species
- Nocardia species
- Cryptococcus neoformans
- Mucoraceae species
- Strongyloides species
- Toxoplasma species
- Capnocytophaga species
Noninfectious causes
- Pulmonary hemorrhage
- Pneumonitis
- Congestive heart failure
- Pulmonary embolism
- Myocardial infarction
- Pneumothorax
- Drug-induced injury
- Radiation-induced injury
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Further Reading
Keywords
bacterial pneumonia, coccidioidomycosis, cytomegalovirus, CMV, tuberculosis, TB, histoplasmosis, aspergillosis, Mycobacterium avium complex, MAC, influenza, herpes simplex virus, HSV, varicella zoster virus, VZV, , , , Mucoraceae, , toxoplasmosis, , acquired immune deficiency syndrome, AIDS, atypical pneumonia, dyspnea, emphysema, human immunodeficiency virus, HIV, Pneumocystis jiroveci pneumonia, Pneumocystis jiroveci, Pneumocystis carinii, PCP, chronic steroids, sarcoidosis, immune dysfunction, immunocompromised, immune system disorder, opportunistic infection




Overview: Pneumonia, Immunocompromised