eMedicine Specialties > Otolaryngology and Facial Plastic Surgery > Palatal & Maxillofacial Surgery

Snoring and Obstructive Sleep Apnea, CPAP

Author: Vittorio Rinaldi, MD, Resident in Otolaryngology, Department of the Campus Bio-Medico, University of Rome
Coauthor(s): Fabrizio Salvinelli, MD, Professor of Otolaryngology, Campus Bio-Medico, University of Rome; Manuele Casale, MD, Specialist in Otolaryngology, Campus Bio-Medico, University of Rome School of Medicine; Francesco Faiella, MD, Resident in Otolaryngology, Campus Bio-Medico University of Rome School of Medicine; Marco Pappacena, MD, Resident, Department of Otolaryngology, Campus Bio-Medico University, Rome; Karen Hall Calhoun, MD, William E Davis Professor and Chair, Department of Otolaryngology-Head and Neck Surgery, University of Missouri
Contributor Information and Disclosures

Updated: Oct 6, 2008

Introduction

Background

Upper airway obstruction occurring during sleep (ie, sleep-disordered breathing [SDB]) was first demonstrated in the 1960s. SDB represents a group of physiopathologic conditions that are characterized by an abnormal respiratory pattern during sleep that can be isolated or can coexist with other respiratory, nervous, cardiovascular, or endocrine diseases. Sleep-disordered breathing (SDB) is now known to be widely prevalent in the general population, and it is responsible for or contributes to numerous problems, ranging from fragmented sleep patterns to hypertension to traffic accidents.

Sleep-disordered breathing (SDB) includes obstructive sleep apnea (OSA), which consists of breathing cessations of at least 10 seconds occurring in the presence of inspiratory efforts during sleep. Central sleep apnea consists of similar apneas, but these instead take place in the absence of inspiratory efforts. 

The obstructive sleep apnea syndrome (OSAS) is defined by an apnea-hypopnea index (the total number of episodes of apnea and hypopnea per hour of sleep) of 5 or higher in association with excessive daytime somnolence.

Obstructive sleep apnea syndrome (OSAS) is a potentially disabling condition characterized by excessive daytime sleepiness, disruptive snoring, repeated episodes of upper airway obstruction during sleep, and nocturnal hypoxemia.

Risk factors for sleep apnea include obesity, increased neck circumference, craniofacial abnormalities, hypothyroidism, and acromegaly. Daytime consequences include excessive sleepiness, impaired cognitive performance, and disturbed moods with a reduced quality of life. Excessive daytime sleepiness is reported to be associated with a higher risk of motor vehicle accidents and work place injuries or poor work performance .

If not adequately diagnosed and treated, obstructive sleep apnea syndrome (OSAS) is associated with severe complications such as hypertension, strokes, coronary disease, and neurobehavioral complaints and is probably a predictor of premature death. At least 50% of patients with heart failure have sleep respiratory apneas, and patients with moderate-severe obstructive sleep apnea syndrome (OSAS) have a 3-fold increased risk of developing hypertension.

In general, everyone with sleep-disordered breathing (SDB) snores, but not everyone who snores has sleep-disordered breathing (SDB). Snoring in the absence of sleep-disordered breathing (SDB) is termed primary or simple snoring. However, some evidence indicates that snoring is one end of a clinical continuum with an opposite extreme of severe obstructive sleep apnea. Some health problems may be associated even with primary snoring.

Upper airway resistance syndrome (UARS) is characterized by snoring with increased resistance in the upper airway, resulting in arousals during sleep. This can disturb sleep architecture to the point of causing daytime somnolence. No distinct diagnostic criteria exist for this entity. Patients with upper airway resistance syndrome (UARS) can be treated with nasal continuous positive airway pressure (n-CPAP).

Laryngopharyngeal reflux can cause a patient to suddenly awaken from sleep, gasping for breath. A feeling of terror is often present.

Inadequate sleep time can cause excessive daytime sleepiness. This may be involuntary, as in insomnia, or voluntary. Insomnia is characterized by the inability to fall asleep or awakening during the night and being unable to fall back to sleep. Inadequate sleep time occurs for other voluntary reasons (eg, working more than one job, family responsibilities).

Patients with hypothyroidism can also present with fatigue, daytime somnolence, and obesity. Sleep-disordered breathing (SDB) and hypothyroidism can coexist.

Narcolepsy can also cause excessive daytime sleepiness.

Pathophysiology

Any factors that decrease upper airway size or patency during sleep can lead to intermittent obstruction during inspiration, despite inspiratory effort. If the obstruction is sufficiently prolonged, blood-oxygen levels drop. Then, the patient arouses or awakens. The arousals disrupt normal sleep architecture. These, together with the oxygenation drops, are responsible for the more severe accompaniments of sleep-disordered breathing (SDB), including hypertension, arrhythmias, and death.

Factors affecting upper airway size or patency include numerous anatomic variants and abnormalities (eg, nasal obstruction, retrognathia, macroglossia), obesity, alcohol or sedative intake, and body position during sleep.

Obesity contributes to sleep-disordered breathing (SDB) by changing pharyngeal size and shape. Fat storage in the neck may be particularly associated with risk for sleep-disordered breathing (SDB), although a subset of patients with sleep-disordered breathing (SDB) are of normal body weight. Many of these patients have a family history of snoring or sleep-disordered breathing (SDB).

Alcohol intake near bedtime can cause or worsen sleep-disordered breathing (SDB) by reducing the activity of the upper airway dilating muscles. Alcohol increases both the number and duration of apneic or hypopneic events.

Frequency

United States

Sleep apnea occurs in 4% of men and 2% of women aged 30-60 years. Hypersomnolence is reported with a percentage of 16% in men and 22% in women, while 24% of men and 9% of women have an apnea-hypopnea index of at least 5.

International

Some researchers have noticed an increased incidence of OSA in persons of Asian origin.

Mortality/Morbidity

Excessive daytime sleepiness resulting from sleep-disordered breathing (SDB) can impact focus and concentration, causing decreased work effectiveness. Even mild-to-moderate sleep-disordered breathing (SDB) increases reaction time, causing performance decreases similar to alcohol intoxication. This can lead to motor vehicle accidents and other serious accidents in situations where alertness is required for safety (eg, heavy machinery operators).

Moderate-to-severe obstructive sleep apnea (OSA) is associated with earlier death. The cardiovascular sequelae of untreated obstructive sleep apnea (OSA) include hypertension, cor pulmonale, arrhythmias, and increased risk of myocardial infarction or stroke.

Recent studies have examined the relationship between OSA and glucose tolerance, and many have shown a direct and independent relationship between obstructive sleep apnea (OSA) and diabetes. The Wisconsin Sleep Study Cohort showed a greater prevalence of diabetes in subjects with increasing levels of OSA.1 Recently, several studies have shown a beneficial effect on CPAP therapy on insulin resistance or glucose levels. The probable mechanisms connecting OSA with glucose tolerance and  type 2 diabetes mellitus includes the increased sympathetic activity, the sympathovagal dysfunction, alterations in neuroendocrine function (especially in GH and cortisol levels), high inflammatory state with an increase in the release of proinflammatory cytokines.

Race

The prevalence of obstructive sleep apnea syndrome (OSAS) among African-American persons seems to be at least equal to and may exceed that among white persons. The prevalence among men in urban India and men and women in Korea is similar to that observed in Western countries.

Sex

All the epidemiological studies indicate that sleep apnea syndrome is more common in men than in women (the male-to-female ratio is 2-3: 1). Epidemiologic studies have reported that obstructive sleep apnea syndrome (OSAS) is a common disorder affecting about 4% of adult males and 2% of adult females.

A retrospective study on 830 patients with OSAS reports a male-to-female ratio (M:F) that increases with the gravity of the disease: 2.2:1 in mild OSAS and 7.9:1 in severe OSAS.2
 
The discrepancy between the lower prevalence of obstructive sleep apnea (OSA), the greater frequency of obesity, and the smaller airway size in women compared with men suggests that a gender difference underlies this condition.

Men tend to have a larger but more collapsible airway during mandibular movement than women and this, in part, may play a role in the positional dependency and severity of obstructive sleep apnea (OSA) in men.

The gender-related protective effect decreases in females who are postmenopausal and not on hormone replacement therapy.

Another possible reason of the lower prevalence of OSAS may be due to the reluctance of many women to report symptoms, mostly considered inappropriate, like snoring, causing a clinical underestimation of the problem in females.

Age

The association between age and obstructive sleep apnea is complex. Several studies have shown a higher prevalence of obstructive sleep apnea in elderly persons compared with middle-aged persons, although daytime symptoms may be less common with advancing age.

The Sleep Heart Health Study demonstrated that the influence of male sex and body mass index on obstructive sleep apnea tends to wane with age. For unclear reasons, the overall prevalence of obstructive sleep apnea plateaus after 65 years of age.

Clinical

History

The first clue in the history of patients with sleep-disordered breathing (SDB) is loud snoring. This is accompanied by breathing cessation; gasping, choking, and snorting; frequent arousals from sleep; and respiratory effort with no air. Nocturnal arrhythmias and acute blood pressure increases may occur. Morning headaches that dissipate as the day goes on, excessive daytime sleepiness, and poor concentration affect daytime performance. The disorder has been linked to an increased risk of angina, myocardial ischemia, stroke and motor vehicle crashes.

Older men may report getting up numerous times during the night to urinate and are convinced that they awaken because of the urge to urinate. The truth is often the reverse, that they awaken as a result of sleep-disordered breathing (SDB) and then they notice the urge to urinate. These patients are often surprised at their decreased need for nocturnal urination after successful sleep-disordered breathing (SDB) treatment.

Physical

Most patients with sleep-disordered breathing (SDB) are overweight or obese. A patient with a short, thick neck may be predisposed to sleep-disordered breathing (SDB). Scalloped indentations along the lateral tongue (from teeth) are a marker for relative tongue/mandibular arch size mismatch, which may predispose individuals to sleep-disordered breathing (SDB).

Causes

Important clinical risk factors for sleep-disordered breathing (SDB) are as follows:

  • Nasal obstruction
  • Craniofacial abnormalities
  • Mandibular retrognathia
  • Micrognathia
  • Narrowed, tapered, and short maxillary arch
  • Overbite
  • Long soft palate
  • Modified Mallampati grade III or IV
  • Macroglossia
  • Tonsillar hypertrophy
  • Neck circumference more than 17 inches for men and more than 16 inches for women
  • Obesity

Other problems that can contribute to or exacerbate sleep-disordered breathing (SDB) are sedative or alcohol use and poor sleep hygiene.

A very small percentage of patients with sleep-disordered breathing (SDB) have central rather than obstructive sleep apnea. Central sleep apnea can be caused by various neurologic disorders or can be idiopathic.

More on Snoring and Obstructive Sleep Apnea, CPAP

Overview: Snoring and Obstructive Sleep Apnea, CPAP
Differential Diagnoses & Workup: Snoring and Obstructive Sleep Apnea, CPAP
Treatment & Medication: Snoring and Obstructive Sleep Apnea, CPAP
Follow-up: Snoring and Obstructive Sleep Apnea, CPAP
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Further Reading

Keywords

CPAP, apnea, sleep apnea, snoring, obstructive sleep apnea, sleep apnea snoring, obstructive sleep apnea syndrome, OSAS, upper airway obstruction occurring during sleep, sleep-disordered breathing, SDB, upper airway resistance syndrome, UARS, laryngopharyngeal reflux, insomnia, daytime somnolence, narcolepsy, nasal continuous positive airway pressure, n-CPAP, CPAP machine, CPAP machines, CPAP masks, CPAP mask, CPAP apnea, CPAP sleep, sleep apnea treatment, sleep, snore, sleep apnea machine, apnea treatment, sleep disorder

Contributor Information and Disclosures

Author

Vittorio Rinaldi, MD, Resident in Otolaryngology, Department of the Campus Bio-Medico, University of Rome
Disclosure: Nothing to disclose.

Coauthor(s)

Fabrizio Salvinelli, MD, Professor of Otolaryngology, Campus Bio-Medico, University of Rome
Disclosure: Nothing to disclose.

Manuele Casale, MD, Specialist in Otolaryngology, Campus Bio-Medico, University of Rome School of Medicine
Disclosure: Nothing to disclose.

Francesco Faiella, MD, Resident in Otolaryngology, Campus Bio-Medico University of Rome School of Medicine
Disclosure: Nothing to disclose.

Marco Pappacena, MD, Resident, Department of Otolaryngology, Campus Bio-Medico University, Rome
Disclosure: Nothing to disclose.

Karen Hall Calhoun, MD, William E Davis Professor and Chair, Department of Otolaryngology-Head and Neck Surgery, University of Missouri
Karen Hall Calhoun, MD is a member of the following medical societies: American Academy of Facial Plastic and Reconstructive Surgery, American Academy of Otolaryngic Allergy, American Academy of Otolaryngology-Head and Neck Surgery, American College of Surgeons, American Head and Neck Society, American Medical Association, American Rhinologic Society, Association for Research in Otolaryngology, Society of University Otolaryngologists-Head and Neck Surgeons, Southern Medical Association, Texas Medical Association, and Texas Medical Association
Disclosure: Nothing to disclose.

Medical Editor

Jack A Coleman, MD, Consulting Staff, Franklin Surgical Associates
Jack A Coleman, MD is a member of the following medical societies: American Academy of Facial Plastic and Reconstructive Surgery, American Academy of Otolaryngic Allergy, American Academy of Otolaryngology-Head and Neck Surgery, American Academy of Sleep Medicine, American Bronchoesophagological Association, American College of Surgeons, American Laryngological Rhinological and Otological Society, American Society for Laser Medicine and Surgery, and Association of Military Surgeons of the US
Disclosure: Influent  None Review panel membership; accarent, inc Honoraria Speaking and teaching

Pharmacy Editor

Francisco Talavera, PharmD, PhD, Senior Pharmacy Editor, eMedicine
Disclosure: Nothing to disclose.

Managing Editor

Robert M Kellman, MD, Professor and Chair, Department of Otolaryngology and Communication Sciences, State University of New York, Upstate Medical University
Robert M Kellman, MD is a member of the following medical societies: American Academy of Facial Plastic and Reconstructive Surgery, American Academy of Otolaryngology-Head and Neck Surgery, American College of Physician Executives, American College of Surgeons, American Medical Association, American Society for Head and Neck Surgery, and Medical Society of the State of New York
Disclosure: GE Healthcare Honoraria Review panel membership

CME Editor

Christopher L Slack, MD, Otolaryngology-Facial Plastic Surgery, Private Practice, Associated Coastal ENT; Medical Director, Treasure Coast Sleep Disorders
Christopher L Slack, MD is a member of the following medical societies: Alpha Omega Alpha, American Academy of Facial Plastic and Reconstructive Surgery, American Academy of Otolaryngology-Head and Neck Surgery, and American Medical Association
Disclosure: Nothing to disclose.

Chief Editor

Arlen D Meyers, MD, MBA, Professor, Department of Otolaryngology-Head and Neck Surgery, University of Colorado School of Medicine
Arlen D Meyers, MD, MBA is a member of the following medical societies: American Academy of Facial Plastic and Reconstructive Surgery, American Academy of Otolaryngology-Head and Neck Surgery, and American Head and Neck Society
Disclosure: Covidien Corp Consulting fee Consulting; US Tobacco Corporation unstricted gift unknown

 
 
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