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Hypoplastic Left Heart Syndrome and the Staged Norwood Procedure
Updated: Jul 15, 2008
Introduction
Hypoplastic left heart syndrome (HLHS) refers to a constellation of congenital cardiac anomalies characterized by marked hypoplasia or absence of the left ventricle and severe hypoplasia of the ascending aorta.
The first successful palliation of HLHS was reported by Norwood et al in a series of infants who underwent surgery from 1979-1981.1 The procedure has been technically refined over the years, but the essential components remain (1) atrial septectomy, (2) anastomosis of the proximal pulmonary artery to the aorta with homograft augmentation of the aortic arch, and (3) aortopulmonary shunt (or right ventricle–to–pulmonary artery conduit [RVPAC]). Staged orthoterminal correction of HLHS with a Fontan operation using the right ventricle as the systemic ventricle was first reported in 1983 by Norwood et al.2 More recent reviews describe continued improvement in short-term and long-term survival rates.
An alternative approach to staged reconstructive surgery is orthotopic cardiac transplantation. This was first successfully performed by Bailey in November 1985 when he transplanted the heart and ascending aorta of an 8-day-old neonate into a 4-day-old 2.8-kg infant.3 This followed years of research, including experimentation with xenotransplantation.4 The advantage of cardiac transplantation is replacement of an abnormal circulation with a normal 4-chambered heart in a single operation. Chief disadvantages of this approach are the limited availability of donor hearts and the requirement for lifelong immunosuppression.
Dramatic improvements in both staged reconstructive approaches and transplantation techniques have been achieved in recent years. Currently, both staged reconstruction and transplantation have a role in the management of HLHS. Staged reconstruction includes 3 procedures with an overall 5-year survival rate of approximately 70%. Long-term durability of the tricuspid valve and right ventricle at systemic workloads remains to be determined.
Cardiac transplantation offers a single operation with, perhaps, a lower operative mortality rate; however, 25% of neonates listed for transplantation do not receive donor hearts. In addition, after transplantation, neonates face a lifetime of immunosuppression with the attendant risks of rejection and infection. Both staged reconstructive surgery and transplantation have shown remarkable improvements in results with ongoing evolution of surgical techniques and improvements in perioperative care.
Supportive care only, without intervention, is becoming a less acceptable alternative for neonates with HLHS. Recommendations by any given pediatric cardiac surgical unit must take into consideration that center's results and expertise with the 2 approaches. Surgical techniques and results of staged reconstruction are reviewed in this article (see Surgical therapy).
History of the Procedure
The term hypoplastic left heart syndrome was introduced by Noonan and Nadas in 1958 to describe the morphologic features of combined aortic atresia and mitral atresia.5 This followed Lev's description in 1952 of congenital cardiac malformations associated with underdevelopment of the chambers on the left side and a small ascending aorta and arch.6
Frequency
HLHS is a relatively common form of congenital heart disease, occurring in 7-9% of neonates in whom heart disease is diagnosed in the first year of life. Without surgical intervention, HLHS is fatal, accounting for 25% of cardiac deaths in the first week of life.
Etiology
Although the etiology of HLHS is unknown, Lev has postulated that premature narrowing of the foramen ovale leads to a faulty transfer of blood from the inferior vena cava (IVC) to the left atrium during fetal life.7 Thus, altered intrauterine hemodynamics may be the physiologic cause of HLHS. Other authors have postulated that the embryologic cause is severe underdevelopment of the left ventricular outflow in the form of isolated aortic valve atresia. This aortic atresia results in abnormal development of the remaining cardiac structures, resulting from the associated blood flow patterns.
Pathophysiology
Systemic circulation depends on the right ventricle via a patent ductus arteriosus, and obligatory mixing of pulmonary and systemic venous blood occurs in the right atrium.
Presentation
HLHS is often diagnosed in patients during the newborn period because of tachypnea and cyanosis within 24-48 hours of birth. When the ductus arteriosus begins to close, diminished systemic perfusion rapidly occurs, with pallor, lethargy, and diminished pulses. Cardiac examination reveals a dominant right ventricular impulse, a single second heart sound, and a nonspecific soft systolic murmur at the left sternal border. Ductal closure results in diminished systemic perfusion with the development of metabolic acidosis and renal failure.
Indications
The presence of hypoplastic left heart syndrome (HLHS) is an indication for therapy. Without intervention, HLHS is essentially universally fatal within the first month of life. As survival rates for both staged repair and transplantation have improved, the continued role of comfort-measures-only therapy can be questioned. Certainly, both pediatric and adult patients routinely undergo therapy for conditions with far worse prognosis than HLHS.
Relevant Anatomy
Hypoplastic left heart syndrome (HLHS) refers to a constellation of congenital cardiac anomalies characterized by marked hypoplasia or absence of the left ventricle and severe hypoplasia of the ascending aorta.
Pathologic findings by Bharati et al in a series of 230 patients with HLHS included 105 with aortic atresia and mitral stenosis (45%), 95 with aortic and mitral atresia (41%), and 30 with severe aortic and mitral stenosis (13%).8 The dilated and hypertrophied right ventricle is the dominant ventricle and forms the apex of the heart. The tricuspid valve annulus is invariably dilated, and significant anomalies in morphology have been described in 5-7% of patients. Clinically significant tricuspid regurgitation has been reported by both Barber and Chang in 8-10% of patients studied and has been identified as a significant risk factor in short-term and long-term survival.9,10
In 95% of these infants, the ventricular septum is intact and the left ventricular cavity is only a small slit with thick endocardial fibroelastosis. The ascending aorta is usually very small, ranging in size from 1-8 mm as measured using 2-dimensional echocardiography; mean diameter is 3.8 mm, and, in 55% of patients, the ascending aorta is smaller than 3 mm. The portion of ascending aorta between the atretic valve and the innominate artery serves only as a conduit for the retrograde flow of blood into the coronary arteries. The main pulmonary artery is very large and is the origin of a large ductus arteriosus that carries blood from the right ventricle into the aorta. A localized coarctation of the aorta is present in 80% of patients.
Contraindications
Other than the presence of a lethal chromosomal anomaly, other anomalies, or an extremely poor clinical condition, no absolute contraindications to surgical repair are recognized. However, several factors have been noted to convey higher surgical risk. Patients older than 1 month undergoing the Norwood procedure, patients with severe obstruction to pulmonary venous return, patients with significant noncardiac congenital conditions (eg, prematurity, low birth weight, chromosomal anomalies), and patients with the anatomic subtype of hypoplastic left heart syndrome (HLHS) with aortic atresia are at increased risk. Details of the outcomes for patients who are at standard-risk and those who are at high-risk are outlined in Outcome and Prognosis.
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References
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Further Reading
Keywords
hypoplastic left heart syndrome, staged Norwood procedure, HLHS, left ventricular hypoplasia, absence of left ventricle, ascending aorta hypoplasia, staged orthoterminal correction, cardiac anomaly, cardiac disease, cardiac surgery, heart surgery, heart disease, orthotopic cardiac transplantation, cardiac transplantation, staged reconstructive cardiac surgery, right ventricle–to–pulmonary artery conduit, RVPAC, heart transplantation, aortic atresia, mitral atresia, congenital heart disease, patent ductus arteriosus, metabolic acidosis, renal failure, aortic stenosis, mitral stenosis, tricuspid regurgitation, cardiomegaly, obstructed pulmonary venous return, atrial septal defect, Fontan procedure
Overview: Hypoplastic Left Heart Syndrome and the Staged Norwood Procedure