Updated: Oct 27, 2008
In 1679, Lazarus Riverius (1589-1655) recorded the first reported case of a congenital diaphragmatic hernia (CDH); this was following postmortem examination of a 24-year-old male.1 The first attempt at surgical repair for congenital diaphragmatic hernia was by Nauman of Sweden in 1888; the 19-year-old patient presented with acute respiratory distress and an acute abdomen, and a laparotomy was performed. In 1889, J. O'Dwyer, MD, carried out the first repair of congenital diaphragmatic hernia in an infant. The first successful repair occurred in 1905. The patient was aged 9 years, and Heidenhain (at the Municipal Hospital for Worms, Germany) reduced the hernia and closed the diaphragmatic defect through a midline laparotomy incision. Approximately 20 years later, Carl Hedbolm reported a 58% mortality rate for patients undergoing surgical intervention for congenital diaphragmatic hernia.
In 1940, William Ladd and Robert Gross based their diagnosis of congenital diaphragmatic hernia on history, physical examination findings, and findings on chest radiography with or without a barium meal.2 They advocated early surgical intervention (within the first 48 h). Gross also described a 2-staged closure of the abdominal wall in difficult cases; closure of skin and subcutaneous fascia at the initial surgery and closure of the abdominal wall 5-6 days later. In 1950, C. Everett Koop and Julian Johnson suggested the transthoracic approach as a means of closing the defect under more direct vision.3
As surgical expertise improved, innovative strategies were developed to address large diaphragmatic defects and agenesis of the hemidiaphragm. These techniques included the use of rotational muscle flaps, perirenal fascia, and synthetic patch repairs.
The exponential elucidation of the pathophysiology of congenital diaphragmatic hernia was instrumental in improving the survival rate in infants. Congenital diaphragmatic hernia was no longer considered a primarily surgical disease but rather a disease associated with pulmonary hypoplasia, pulmonary hypertension, pulmonary immaturity, and an increased susceptibility of the lungs to ventilation-induced lung injury. This led to a delayed approach to surgical repair and to a gentle but more ingenious respiratory support.
Associated anomalies are present in 10-50% of patients with congenital diaphragmatic hernias; these anomalies confer a 2-fold relative risk of mortality when compared with patients with isolated congenital diaphragmatic hernias.4 Frequently associated anomalies include cardiac defects, chromosomal anomalies (ie. trisomies 21, 18, and 13), renal anomalies, genital anomalies, and neural tube defects.
Congenital diaphragmatic hernia occurs in 1 per 3000 live births.5
Mortality
The Congenital Diaphragmatic Hernia Study Group recorded a 63% survival rate in 1995-1996 based on data from 62 centers in North America, Europe, and Australia.6 Survival rates are 60-90% for patients who present within the first few hours of life (see Media file 1).7
Relevant embryology
The diaphragm is derived from 4 embryonic structures: the septum transversum, the pleuroperitoneal membranes, mesoderm of the body wall, and esophageal mesenchyme. Following folding of the fetal head at 4-5 weeks' gestation, the septum transversum comes to lie as a semicircular shelf, which separates the heart from the liver. The septum transversum does not completely separate the thoracic cavity from the peritoneal cavity but allows pericardioperitoneal canals to exist on either side of the esophagus.
During the fifth week of gestation, the pleuroperitoneal membranes develop along a line connecting the root of the 12th rib with the tips of the 7th to 12th ribs. The pleuroperitoneal membranes grow ventrally to fuse with the posterior margins of the septum transversum and the dorsal mesentery of the esophagus. Hence, at 6-7 weeks' gestation, the pleuroperitoneal canals are closed; the left closes after the right. The mesentery of the esophagus condenses to form the left and right crura of the diaphragm, and the mesoderm of the body wall forms the outer rim of diaphragmatic muscle.
The posterolateral diaphragmatic defect is postulated to result from failure of closure of the pleuroperitoneal canals. The canal remains open when the intestines return to the abdomen at 10 weeks' gestation. Some intestine and other viscera enter the thorax and lead to compression of the developing lung at the crucial pseudoglandular stage and shifting of the mediastinum to the contralateral side. This causes compression of the heart and the contralateral lung as well.
In 1984, Iritani proposed a different concept of diaphragmatic development. He suggested that a posthepatic mesenchymal plate develops between the septum transversum and the pericardioperitoneal canals.8 Lateral growth of this plate leads to closure of the pericardioperitoneal canals, and congenital diaphragmatic hernia results from a disturbance in growth of the posthepatic mesenchymal plate.
Causes
The pathophysiology of congenital diaphragmatic hernia involves pulmonary hypoplasia, pulmonary hypertension, pulmonary immaturity, and potential deficiencies in the surfactant and antioxidant enzyme system.
Because of bowel herniation into the chest during crucial stages of lung development, airway divisions are limited to the 12th to 14th generation on the ipsilateral side and to the 16th to 18th generation on the contralateral side. Normal airway development results in 23-35 divisions. Because airspace development follows airway development, alveolarization is similarly reduced.
Development of the pulmonary arterial system parallels development of the bronchial tree, and, therefore, fewer arterial branches are observed in congenital diaphragmatic hernia. Abnormal medial muscular hypertrophy is observed as far distally as the acinar arterioles, and the pulmonary vessels are more sensitive to stimuli of vasoconstriction.9 Pulmonary hypertension resulting from these arterial anomalies leads to right-to-left shunting at atrial and ductal levels. This persistent fetal circulation leads to right-sided heart strain or failure and to the vicious cycle of progressive hypoxemia, hypercarbia, acidosis, and pulmonary hypertension observed in the neonatal period.
The surfactant system is demonstrably deficient in the lamb model of congenital diaphragmatic hernia.10 Postnatal administration of surfactant in these lambs is associated with dramatic increases in gas exchange, lung compliance, and pulmonary blood flow. However, in human neonates, reports on the status of the surfactant system are inconsistent.11,12
Infants with congenital diaphragmatic hernias also have impairment of the pulmonary antioxidant enzyme system and are more susceptible to hyperoxia-induced injury.
In addition, a left ventricular smallness and hypoplasia are observed with congenital diaphragmatic hernia. This is believed to arise from decreased in utero blood flow to the left ventricle, the mechanical compression of the herniated viscus similar to that observed in the lungs, and/or a primary yet unidentified developmental defect that simultaneously causes the diaphragmatic hernia and lung problems.
Prenatal
The diagnosis of congenital diaphragmatic hernia is frequently made prenatally prior to 25 weeks' gestation.
Congenital diaphragmatic hernia is usually detected in the antenatal period (46-97%), depending on the use of level II ultrasonography techniques. Ultrasonography reveals polyhydramnios, an absent intra-abdominal gastric air bubble, mediastinal shift, and hydrops fetalis. Ultrasonography demonstrates the dynamic nature of the visceral herniation observed with congenital diaphragmatic hernia. The visceral hernia has moved in and out of the chest in several fetuses.
Differential diagnoses on prenatal ultrasonography are as follows:
Postnatal
History and clinical findings vary with the presence of associated anomalies and the degree of pulmonary hypoplasia and visceral herniation. In the infant presenting in the neonatal period without prenatal diagnosis, variable respiratory distress and cyanosis, feeding intolerance, and tachycardia are noted.
In the physical examination, the abdomen is scaphoid if significant visceral herniation is present (see Media file 2).
Upon auscultation, breath sounds are diminished, bowel sounds may be heard in the chest, and heart sounds are distant or displaced.
Late presentation
Patients may present outside of the neonatal period with intestinal obstruction, bowel ischemia, and necrosis following volvulus.
No time for repair of congenital diaphragmatic hernia (CDH) is ideal, but the authors suggest that the window of opportunity is 24-48 hours after birth to achieve normal pulmonary arterial pressures and satisfactory oxygenation and ventilation on minimal ventilator settings.
The diaphragm is a musculotendinous structure that separates the thoracic cavity from the abdominal cavity. It is composed of a central nonmuscular portion (central tendon) surrounded by a muscular rim in addition to the right and left diaphragmatic cura. The right and left diaphragmatic cura are 2 muscular bands that originate from vertebral bodies L1-L3 and L1-L2 respectively. These muscular bands insert into the dorsomedial diaphragm.
Most diaphragmatic defects are posterolateral, with 85-90% of these occurring on the left. The label "posterolateral" may be a misnomer because, frequently, much larger areas of the diaphragm are missing and only a posterior rim of muscle can be found. A hernial sac is present in 10-20% of cases.
The Morgagni defect occurs posterior to the sternum and results from failure of sternal and costal fibers to fuse at the site where the superior epigastric artery crosses the diaphragm. The Morgagni defect is rare and is rarely a cause for surgery in the newborn.
The association of congenital diaphragmatic hernia (CDH) with lethal congenital abnormalities is a relative contraindication to repair of the diaphragmatic defect.
Level III ultrasonography and echocardiography should accompany a diagnosis of congenital diaphragmatic hernia. Prenatal echocardiography may identify cardiac anomalies (more commonly, ventricular hypoplasia, atrial septal defects, and ventricular septal defects).13
In contrast to historic management patterns, which focused on the actual repair of the diaphragmatic hernia, the contemporary management of congenital diaphragmatic hernia (CDH) places emphasis on the management of pulmonary hypoplasia and persistent pulmonary hypertension. Current management uses various gentle alveolar recruitment strategies and a nonurgent approach to the operative treatment of congenital diaphragmatic hernia.14,1
Immediately following delivery, the infant is intubated (bag and mask ventilation is avoided). A nasogastric tube is passed to decompress the stomach and to avoid visceral distention.
Adequate assessment involves continuous cardiac monitoring, ABG and systemic pressure measurements, urinary catheterization to monitor fluid resuscitation, and both preductal (radial artery) and postductal (umbilical artery) oximetry.
Pressure limited ventilation should be used, allowing the lowest airway pressures compatible with staying on the steep side of the pressure volume loop and preductal oxygen saturations greater than 90%. Peak inspiratory pressures (PIP) should be less than 30 cm H2 O. Hypercarbia is allowed as long as the pH can be buffered.15
Alternative means of support (eg, high-frequency oscillatory ventilation [HFOV], extracorporeal membrane oxygenation (ECMO), and inhaled nitric oxide [iNO]) should be considered for patients who fail to stabilize on conventional ventilation.
HFOV is recommended for infants with hypercarbia and hypoxemia resistant to conventional ventilation or requiring high PIP (>30 cm H2 O).16 HFOV uses an oscillating diaphragm to create a sinusoidal column of air within the airways. The diaphragm oscillates at a high frequency and improves gas exchange without increased ventilatory pressures. Increased gas exchange leads to elimination of carbon dioxide, which decreases the stimulus for pulmonary vasoconstriction and decreases pulmonary hypertension. At some institutions, HFOV is chosen as the primary means of ventilation.17
Surfactant rescue or prophylactic therapy is associated with an improvement in oxygenation in some neonates with congenital diaphragmatic hernia.18,19 Surfactant used as rescue therapy is administered within 24 hours of birth in neonates with congenital diaphragmatic hernia and a poor prognosis. As prophylactic therapy, surfactant (50-100 mg/kg of Infasurf R) is administered prior to the first breath in neonates with congenital diaphragmatic hernia who were given a poor prognosis antenatally. Prophylactic surfactant therapy and natural surfactants are thought to be more efficacious. No definitive evidence of a surfactant deficiency in human neonates has been identified, and surfactant as rescue therapy has not been shown to improve outcome.20
iNO has proven to be a highly selective pulmonary vasodilator and has been used as rescue therapy in infants with persistent pulmonary hypertension of newborn (PPHN). iNO produces pulmonary vasodilatation, decreases the ventilation-perfusion mismatch, and reverses the ductal shunting observed in PPHN. Limited success has been gained in the use of iNO in patients with congenital diaphragmatic hernia, but efficacy of iNO improves following surfactant therapy.21
The selection criteria for ECMO eligibility in congenital diaphragmatic hernia are the standard criteria used for other neonates with respiratory failure, as follows: a pH less than 7.15, oxygenation index greater than 40, and failure to respond to maximal medical treatment. ECMO should be reserved for patients who fail to respond to the alternative therapies if the extent of pulmonary hypoplasia is not considered to be lethal and when acute deterioration occurs in the postoperative period. ECMO in these cases provides respiratory support without additional barotrauma or oxygen toxicity. It allows time for the transition from fetal circulation, as well as the maturation of the pulmonary parenchyma (see Media file 4).
No ideal time for repair of congenital diaphragmatic hernia is recognized, but the authors suggest that the window of opportunity is 24-48 hours after birth to achieve normal pulmonary arterial pressures and satisfactory oxygenation and ventilation with minimal ventilator settings. However, surgical repair can be safely delayed in stable patients, and the operation can be scheduled on a semi-elective basis. Urgent surgical repair is almost never necessary and may worsen the pulmonary hypertension.
The priority of the preoperative care is focused on the ventilatory management of the newborn and determining if the patient has any other associated congenital anomalies, particularly cardiac abnormalities. Echocardiography should always be performed prior to surgical repair.
Continued care is provided for survivors of congenital diaphragmatic hernia by a multidisciplinary team consisting of a social worker, nutritionist, physiotherapist, pediatrician/neonatologist, neurologist, and pediatric surgeon.
The following screening tests could be performed prior to discharge:
In the outpatient clinic, chest radiography, pulmonary function tests, nutritional and developmental assessments, and repeated auditory, ophthalmology, and neurology evaluations are performed.
Complications observed in the early postoperative period include recurrent pulmonary hypertension and deterioration in respiratory mechanics and gaseous exchange. Less commonly observed complications include recurrence of the congenital diaphragmatic hernia (CDH), which is more common with patch repair;26 leakage of peritoneal fluid and blood into the thorax; and development of an ipsilateral hydrothorax. Small-bowel obstruction may occur secondary to adhesions or volvulus.
Long-term outcomes and prognosis are as follows:
For excellent patient education resources, visit eMedicine's Esophagus, Stomach, and Intestine Center. Also, see eMedicine's patient education article Hiatal Hernia.
Liquid ventilation uses perfluorocarbon (PFC), which is an inert compound with low surface tension and greater solubility for respiratory gases than blood. In partial liquid ventilation (PLV), the lungs are filled with PFC to the functional residual capacity, and conventional ventilation is superimposed. PLV is associated with improved oxygenation and decreased peak inspiratory pressure (PIP) requirements. This may be due to recruitment of atelectatic lungs and decreased ventilation-perfusion mismatch. Theoretically, PLV decreases the requirements for ventilation and so decreases barotrauma-induced and hyperoxia-induced pulmonary injury associated with congenital diaphragmatic hernia (CDH).
Preliminary clinical trials were conducted on infants with congenital diaphragmatic hernias and a high predicted mortality rate; while these infants were on extracorporeal life support, their lungs were filled with PFC and continuous positive airway pressure was maintained at 7-10 cm H2 O. Accelerated growth of the ipsilateral lung, improved gas exchange, and improved survival were observed after one week.
Experimental fetal surgery has been expanding rapidly over the last 2 decades. The fetus with congenital diaphragmatic hernia most likely to benefit from in utero intervention has lethal pulmonary hypoplasia and no coexisting other lethal congenital anomalies. To date, no prenatal parameter has been able to reliably predict the occurrence of lethal pulmonary hypoplasia. Hence, selection criteria for in utero intervention remain controversial. Current trends in fetal surgery for severe congenital diaphragmatic hernia focus on the manipulation of lung growth by temporary occlusion of the fetal trachea using minimal access surgery (see Media file 5).
The immature lung in fetuses with congenital diaphragmatic hernia should benefit from antenatally administered corticosteroids. In the fetal lamb model, corticosteroid administration at 24 and 48 hours prior to delivery was associated with significant increases in lung compliance. Clinical trials using late prenatal steroids have failed to demonstrate improved survival, length of stay, and duration of ventilation.27
Thoracoscopic repair of congenital diaphragmatic hernia in the neonatal period is now being attempted. This is associated with increased complication rates and longer operating times. As with most minimally invasive techniques, patient selection criteria prove to be the determining factor in successful thoracoscopic repair. Patients who require minimal ventilation support or those with an intra-abdominal stomach or delayed presentation are more likely to undergo a successful thoracoscopic repair.28
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Janssen DJ, Tibboel D, Carnielli VP, et al. Surfactant phosphatidylcholine pool size in human neonates with congenital diaphragmatic hernia requiring ECMO. J Pediatr. Mar 2003;142(3):247-52. [Medline].
Lotze A, Knight GR, Anderson KD, et al. Surfactant (beractant) therapy for infants with congenital diaphragmatic hernia on ECMO: evidence of persistent surfactant deficiency. J Pediatr Surg. Mar 1994;29(3):407-12. [Medline].
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congenital diaphragmatic hernia, CDH, posterolateral diaphragmatic hernia, Bochdalek hernia, retrosternal hernia, Morgagni's hernia, respiratory distress, pulmonary hypoplasia, pulmonary hypertension, pulmonary immaturity, neural tube defects, polyhydramnios, hydrops fetalis, cystic adenomatoid malformation, cystic teratoma, thymic cysts, foregut duplication cyst, neurogenic tumors, feeding intolerance, tachycardia, intestinal obstruction, bowel ischemia, necrosis, volvulus, ventricular hypoplasia, atrial septal defects, ventricular septal defects, metabolic acidosis, persistent-newborn pulmonary hypertension
Nicola Lewis, MBBS, FRCS, Specialist Registrar, Department of Surgery, Birmingham Children's Hospital, UK
Disclosure: Nothing to disclose.
Philip Glick, MD, MBA, Professor, Departments of Surgery, Pediatrics, and Gynecology and Obstetrics, Vice-Chairperson for Research and Development, Department of Surgery, State University of New York at Buffalo
Philip Glick, MD, MBA is a member of the following medical societies: Alpha Omega Alpha, American Academy of Pediatrics, American College of Surgeons, American Medical Association, American Pediatric Surgical Association, American Thoracic Society, Association for Academic Surgery, Association for Surgical Education, Central Surgical Association, Federation of American Societies for Experimental Biology, Medical Society of the State of New York, Phi Beta Kappa, Physicians for Social Responsibility, Royal College of Surgeons of England, Sigma Xi, Society for Pediatric Research, Society for Surgery of the Alimentary Tract, Society of Critical Care Medicine, and Society of University Surgeons
Disclosure: Nothing to disclose.
Robert K Minkes, MD, PhD, Professor of Surgery, University of Texas Southwestern; Chief of Surgical Services, Children's Medical Center of Dallas-Legacy
Robert K Minkes, MD, PhD is a member of the following medical societies: Alpha Omega Alpha, American College of Surgeons, American Medical Association, American Pediatric Surgical Association, and Phi Beta Kappa
Disclosure: Nothing to disclose.
Mary L Windle, PharmD, Adjunct Assistant Professor, University of Nebraska Medical Center College of Pharmacy, Pharmacy Editor, eMedicine
Disclosure: Pfizer Inc Stock Investment from broker recommendation; Avanir Pharma Stock Investment from broker recommendation
Andre Hebra, MD, Chief, Division of Pediatric Surgery, Medical University of South Carolina; Professor of Surgery and Pediatrics, Medical University of South Carolina
Andre Hebra, MD is a member of the following medical societies: Alpha Omega Alpha, American Academy of Pediatrics, American College of Surgeons, American Medical Association, American Pediatric Surgical Association, Association for Academic Surgery, Society of Laparoendoscopic Surgeons, South Carolina Medical Association, Southeastern Surgical Congress, and Southern Medical Association
Disclosure: Nothing to disclose.
H Biemann Othersen Jr, MD, Professor of Surgery and Pediatrics, Emeritus Head, Division of Pediatric Surgery, Medical University of South Carolina
H Biemann Othersen Jr, MD is a member of the following medical societies: Alpha Omega Alpha, American Academy of Pediatrics, American Association for the Surgery of Trauma, American Burn Association, American Cancer Society, American College of Surgeons, American Medical Association, American Pediatric Surgical Association, American Society for Parenteral and Enteral Nutrition, American Surgical Association, American Thoracic Society, British Association of Paediatric Surgeons, Society for Surgery of the Alimentary Tract, Society of Critical Care Medicine, South Carolina Medical Association, Southeastern Surgical Congress, Southern Medical Association, Southern Society for Pediatric Research, and Southern Thoracic Surgical Association
Disclosure: Nothing to disclose.
Marleta Reynolds, MD, Professor of Surgery, Feinberg School of Medicine, Northwestern University; Interim Head, Division of Pediatric Surgery, Department of Surgery, Children's Memorial Hospital of Chicago
Marleta Reynolds, MD is a member of the following medical societies: American Pediatric Surgical Association
Disclosure: Nothing to disclose.
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