eMedicine Specialties > Pediatrics: Cardiac Disease and Critical Care Medicine > Neonatology

Anemia of Prematurity

Author: Charles F Potter, MD, Consulting Neonatologist, Newborn Care Physicians of Southeastern Wisconsin
Coauthor(s): W Michael Southgate, MD, Professor of Pediatrics, Pediatrics Program Director, Medical University of South Carolina
Contributor Information and Disclosures

Updated: Jan 15, 2009

Introduction

Background

All infants experience a decrease in hemoglobin concentrations after birth, as the infant transitions from a relatively hypoxic state in utero to a relatively hyperoxic state in room air. Increased tissue oxygenation leads to a decline in erythropoietin (EPO) concentration and, for the term infant, a physiologic and usually asymptomatic anemia at age 8-12 weeks. Anemia of prematurity (AOP) is an exaggerated and pathologic response of the preterm infant to this transition. AOP is a normocytic, normochromic, hyporegenerative anemia that is characterized by the existence of a low serum EPO level in an infant who has what may be a remarkably reduced hemoglobin concentration.

Although the physiology and pathophysiology for AOP are well studied, controversy surrounds the timing, method, and effectiveness of therapeutic interventions for AOP. This article reviews the pathophysiology of AOP, the means of reducing its impact on premature infants, and its treatment through blood transfusion or recombinant EPO.

Pathophysiology

The 3 basic mechanisms for the development of AOP include inadequate RBC production for a growing premature infant, shortened RBC life span or hemolysis, and blood loss.

Inadequate RBC production

The first mechanism of anemia is inadequate RBC production for the growing premature infant. The location of EPO and RBC production changes during gestation of the fetus. EPO synthesis initially occurs in the fetal liver, with production gradually shifting to the kidney. By the end of gestation, the liver remains a major source of EPO.

In the first few weeks of embryogenesis, fetal erythrocytes are produced in the yolk sac. This site is succeeded by the fetal liver, which, by the end of the first trimester, has become the primary site of erythropoiesis. Bone marrow then begins to take on a more active role in producing erythrocytes. By approximately 32 weeks' gestation, the burden of erythrocyte production in the fetus is shared evenly between the liver and bone marrow. By 40 weeks' gestation, the marrow is the sole erythroid organ. Premature delivery does not accelerate the ontogeny of these processes.

Although EPO is not the only erythropoietic growth factor in the fetus, it is the most important. EPO is synthesized in response to both anemia and hypoxia. The degree of anemia and hypoxia required to stimulate EPO production is far greater for the fetal liver than for the fetal kidney. EPO production may not be stimulated until a hemoglobin concentration of 6-7 g/dL is reached. As a result, new RBC production in the extremely premature infant (whose liver remains the major site of EPO production) is blunted despite what may be marked anemia.

In addition, EPO, whether endogenously produced or exogenously administered, has a larger volume of distribution and is more rapidly eliminated by neonates, resulting in a curtailed time for bone marrow stimulation. Erythroid progenitors of premature infants are quite responsive to EPO when that growth factor finally is produced or administered, but the response may be blunted if iron stores are insufficient. Although the infant's response may produce increased EPO concentrations and reticulocyte counts, the infant's rapid growth may prevent the appropriate increase in hemoglobin concentration.

Shortened RBC life span or hemolysis

Secondly, the average life span of a neonatal RBC is only one half to two thirds that of the RBC life span in an adult. Cells of the most immature infants may survive only 35-50 days. The shortened RBC life span of the neonate is a result of multiple factors, including diminished levels of intracellular ATP, carnitine, and enzyme activity; increased susceptibility to lipid peroxidation; and increased susceptibility of the cell membrane to fragmentation.

Blood loss

Finally, blood loss may contribute to the development of AOP. If the neonate is held above the placenta for a time after delivery, a fetal-placental transfusion may occur. Conversely, delayed cord clamping may lessen the degree of AOP. More commonly, because of the need to closely monitor the tiny infant, frequent samples of blood are removed for various tests. These losses are often 5-10% of the total blood volume.

Taken together, the premature infant is at risk for the development of AOP because of limited synthesis during rapid growth, diminished RBC life span, and increased loss of RBCs.

Frequency

United States

Frequency of AOP is inversely related to the gestational age and/or birthweight of the population. As many as 50% of infants less than 32 weeks' gestational age develop symptoms as a result of AOP.

Mortality/Morbidity

Although a premature infant is unlikely to be allowed to become so severely anemic as to die, complications from necessary blood transfusions can ultimately be responsible for the death of a patient. Anemia is blamed for various signs and symptoms, including apnea, poor feeding, and inadequate weight gain (see History).

Race

Race has no influence on the incidence of AOP.

Sex

Although the presence of testosterone in the male infant is believed to be at least partially responsible for a slightly higher hemoglobin level at birth, this effect is of no significance with regard to individuals with AOP.

Age

The more immature the infant, the more likely the development of AOP. AOP is not typically a significant issue for infants born beyond 32 weeks' gestation. The nadir of the hemoglobin level is typically observed when the tiniest infants are aged 4-10 weeks, with concentrations of 8-10 g/dL if birthweight was 1200-1400 grams, or 6-9 g/dL if birthweight was less than 1200 grams.

AOP spontaneously resolves by the time most patients are aged 3-6 months.

Clinical

History

Few symptoms are universally accepted as attributable to anemia of prematurity (AOP); however, the following are among the symptoms that clinicians attribute to AOP:

  • Poor weight gain/difficulty feeding
  • Apnea
  • Tachypnea
  • Decreased activity
  • Pallor
  • Tachycardia
  • Flow murmurs

Physical

Debate regarding the presence or absence of physical findings in the infant with AOP is ongoing. Clinical trials designed to determine the efficacy of blood transfusions in relieving these findings have produced conflicting results.

  • Poor growth
    • Inadequate weight gain despite adequate caloric intake is often attributed to AOP.
    • The response of weight gain to transfusions has been inconsistent in the literature.
  • Apnea
    • If severe enough, anemia may result in respiratory depression manifested by increased periodic breathing and apnea.
    • Although some studies have demonstrated a decrease in frequency of these symptoms subsequent to blood transfusions, others have found similar results with simple crystalloid volume expansion.
  • Decreased activity: Lethargy is frequently attributed to anemia, with subjective improvement subsequent to transfusion.
  • Metabolic acidosis
    • Significant anemia can result in decreased oxygen-carrying capacity less than the needs of the tissue, resulting in increased anaerobic metabolism with production of lactic acid.
    • Blood transfusions have been documented to decrease lactic acid levels in otherwise healthy infants who are anemic and premature. Some medical professionals have suggested using lactate levels as an aid in determining the need for transfusion.
  • Tachycardia
    • Infants with AOP may respond by increasing cardiac output through increased heart rates, presumably in response to inadequate oxygen delivery to the tissues caused by anemia.
    • Blood transfusions have been associated with a lowering of the heart rate in infants who are anemic.
  • Tachypnea
  • Flow murmurs

Causes

  • AOP results from a combination of relatively diminished RBC production, shortened RBC life span, and blood loss (see Pathophysiology).
  • Nutritional deficiencies of iron, vitamin E, vitamin B-12, and folate may exaggerate the degree of anemia.

More on Anemia of Prematurity

Overview: Anemia of Prematurity
Differential Diagnoses & Workup: Anemia of Prematurity
Treatment & Medication: Anemia of Prematurity
Follow-up: Anemia of Prematurity
References

References

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Further Reading

Keywords

anemia of prematurity, AOP, erythropoietin, EPO, hemoglobin, red blood cell, hemolysis, blood loss, tachycardia, metabolic acidosis, respiratory depression, apnea, lactic acid, necrotizing enterocolitis, NEC, brain hemorrhage, periventricular leukomalacia, cytomegalovirus, CMV, Epstein-Barr virus, retroviruses, Yersinia enterocolitica

Contributor Information and Disclosures

Author

Charles F Potter, MD, Consulting Neonatologist, Newborn Care Physicians of Southeastern Wisconsin
Charles F Potter, MD is a member of the following medical societies: American Academy of Pediatrics and American Medical Association
Disclosure: Nothing to disclose.

Coauthor(s)

W Michael Southgate, MD, Professor of Pediatrics, Pediatrics Program Director, Medical University of South Carolina
W Michael Southgate, MD is a member of the following medical societies: American Academy of Pediatrics and National Perinatal Association
Disclosure: Nothing to disclose.

Medical Editor

Scott MacGilvray, MD, Clinical Associate Professor of Pediatrics, East Carolina University School of Medicine
Scott MacGilvray, MD is a member of the following medical societies: American Academy of Pediatrics and American Medical Association
Disclosure: MedImmune Speakers Bureau Honoraria Speaking and teaching

Pharmacy Editor

Mary L Windle, PharmD, Adjunct Assistant Professor, University of Nebraska Medical Center College of Pharmacy, Pharmacy Editor, eMedicine
Disclosure: Pfizer Inc Stock Investment from financial planner; Avanir Pharma Stock Investment from financial planner ; WebMD Salary and stock Employment and investment from financial planner

Managing Editor

Brian S Carter, MD, FAAP, Professor of Pediatrics (Neonatology), Vanderbilt University School of Medicine; Co-director, Pediatric Advance Comfort Team, Monroe Carell Jr Children's Hospital at Vanderbilt
Brian S Carter, MD, FAAP is a member of the following medical societies: Alpha Omega Alpha, American Academy of Pediatrics, National Hospice and Palliative Care Organization, and National Perinatal Association
Disclosure: Nothing to disclose.

CME Editor

Carol L Wagner, MD, Professor of Pediatrics, Medical University of South Carolina
Carol L Wagner, MD is a member of the following medical societies: American Academy of Pediatrics, American Chemical Society, American Medical Women's Association, American Public Health Association, American Society for Bone and Mineral Research, American Society for Clinical Nutrition, Massachusetts Medical Society, National Perinatal Association, and Society for Pediatric Research
Disclosure: Nothing to disclose.

Chief Editor

Ted Rosenkrantz, MD, Professor, Departments of Pediatrics and Obstetrics/Gynecology, Division of Neonatal-Perinatal Medicine, University of Connecticut School of Medicine
Ted Rosenkrantz, MD is a member of the following medical societies: American Academy of Pediatrics, American Medical Association, American Pediatric Society, Connecticut State Medical Society, Eastern Society for Pediatric Research, and Society for Pediatric Research
Disclosure: Nothing to disclose.

 
 
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