Updated: Jan 15, 2009
All infants experience a decrease in hemoglobin concentrations after birth, as the infant transitions from a relatively hypoxic state in utero to a relatively hyperoxic state in room air. Increased tissue oxygenation leads to a decline in erythropoietin (EPO) concentration and, for the term infant, a physiologic and usually asymptomatic anemia at age 8-12 weeks. Anemia of prematurity (AOP) is an exaggerated and pathologic response of the preterm infant to this transition. AOP is a normocytic, normochromic, hyporegenerative anemia that is characterized by the existence of a low serum EPO level in an infant who has what may be a remarkably reduced hemoglobin concentration.
Although the physiology and pathophysiology for AOP are well studied, controversy surrounds the timing, method, and effectiveness of therapeutic interventions for AOP. This article reviews the pathophysiology of AOP, the means of reducing its impact on premature infants, and its treatment through blood transfusion or recombinant EPO.
Inadequate RBC production
The first mechanism of anemia is inadequate RBC production for the growing premature infant. The location of EPO and RBC production changes during gestation of the fetus. EPO synthesis initially occurs in the fetal liver, with production gradually shifting to the kidney. By the end of gestation, the liver remains a major source of EPO.
In the first few weeks of embryogenesis, fetal erythrocytes are produced in the yolk sac. This site is succeeded by the fetal liver, which, by the end of the first trimester, has become the primary site of erythropoiesis. Bone marrow then begins to take on a more active role in producing erythrocytes. By approximately 32 weeks' gestation, the burden of erythrocyte production in the fetus is shared evenly between the liver and bone marrow. By 40 weeks' gestation, the marrow is the sole erythroid organ. Premature delivery does not accelerate the ontogeny of these processes.
Although EPO is not the only erythropoietic growth factor in the fetus, it is the most important. EPO is synthesized in response to both anemia and hypoxia. The degree of anemia and hypoxia required to stimulate EPO production is far greater for the fetal liver than for the fetal kidney. EPO production may not be stimulated until a hemoglobin concentration of 6-7 g/dL is reached. As a result, new RBC production in the extremely premature infant (whose liver remains the major site of EPO production) is blunted despite what may be marked anemia.
In addition, EPO, whether endogenously produced or exogenously administered, has a larger volume of distribution and is more rapidly eliminated by neonates, resulting in a curtailed time for bone marrow stimulation. Erythroid progenitors of premature infants are quite responsive to EPO when that growth factor finally is produced or administered, but the response may be blunted if iron stores are insufficient. Although the infant's response may produce increased EPO concentrations and reticulocyte counts, the infant's rapid growth may prevent the appropriate increase in hemoglobin concentration.
Shortened RBC life span or hemolysis
Secondly, the average life span of a neonatal RBC is only one half to two thirds that of the RBC life span in an adult. Cells of the most immature infants may survive only 35-50 days. The shortened RBC life span of the neonate is a result of multiple factors, including diminished levels of intracellular ATP, carnitine, and enzyme activity; increased susceptibility to lipid peroxidation; and increased susceptibility of the cell membrane to fragmentation.
Blood loss
Finally, blood loss may contribute to the development of AOP. If the neonate is held above the placenta for a time after delivery, a fetal-placental transfusion may occur. Conversely, delayed cord clamping may lessen the degree of AOP. More commonly, because of the need to closely monitor the tiny infant, frequent samples of blood are removed for various tests. These losses are often 5-10% of the total blood volume.
Taken together, the premature infant is at risk for the development of AOP because of limited synthesis during rapid growth, diminished RBC life span, and increased loss of RBCs.
Frequency of AOP is inversely related to the gestational age and/or birthweight of the population. As many as 50% of infants less than 32 weeks' gestational age develop symptoms as a result of AOP.
Although a premature infant is unlikely to be allowed to become so severely anemic as to die, complications from necessary blood transfusions can ultimately be responsible for the death of a patient. Anemia is blamed for various signs and symptoms, including apnea, poor feeding, and inadequate weight gain (see History).
Race has no influence on the incidence of AOP.
Although the presence of testosterone in the male infant is believed to be at least partially responsible for a slightly higher hemoglobin level at birth, this effect is of no significance with regard to individuals with AOP.
The more immature the infant, the more likely the development of AOP. AOP is not typically a significant issue for infants born beyond 32 weeks' gestation. The nadir of the hemoglobin level is typically observed when the tiniest infants are aged 4-10 weeks, with concentrations of 8-10 g/dL if birthweight was 1200-1400 grams, or 6-9 g/dL if birthweight was less than 1200 grams.
AOP spontaneously resolves by the time most patients are aged 3-6 months.
Debate regarding the presence or absence of physical findings in the infant with AOP is ongoing. Clinical trials designed to determine the efficacy of blood transfusions in relieving these findings have produced conflicting results.
| Anemia, Acute | Parvovirus B19 Infection |
| Anemia, Chronic | Periventricular Hemorrhage-Intraventricular
Hemorrhage |
| Birth Trauma | |
| Head Trauma | |
| Hemolytic Disease of Newborn |
Bone marrow infiltration
Diamond-Blackfan anemia
Disseminated intravascular coagulation
Elliptocytosis
G-6-PD deficiency
GI bleeding
Glucose kinase deficiency
Immune-mediated hemolysis
Iron deficiency
Pancytopenia
Spherocytosis
Twin-to-twin transfusion syndrome
Vitamin E deficiency
The following studies are indicated when assessing anemia of prematurity (AOP):
The medical care options available to the clinician treating an infant with anemia of prematurity (AOP) are prevention, blood transfusion, recombinant erythropoietin (EPO) treatment or observation.
Prevention
Blood transfusion
Observation
In infants who are asymptomatic, no longer acutely ill, and receiving adequate nutrition, including sufficient iron and other vitamins, observation may be the best course of action.
Reducing the number of donor exposures
In addition to reducing the number of transfusions, reducing the number of donor exposures is important. This can be accomplished as follows:
Recombinant erythropoietin treatment
These agents are hormones that stimulate production of red cells from the erythroid tissues in the bone marrow.
Used to stimulate erythropoiesis and decrease the need for erythrocyte transfusions in high-risk preterm neonates. Stimulates division and differentiation of committed erythroid progenitor cells. Induces release of reticulocytes from bone marrow into blood stream.
Infants require supplemental iron. Some physicians also use vitamin E and folate.
200-400 U/kg/dose IV/SC for a total cumulative dose of 600-1400 U/kg/wk; if administered IV, give continuously or over at least 4 h
None reported
Documented hypersensitivity; uncontrolled hypertension
C - Fetal risk revealed in studies in animals but not established or not studied in humans; may use if benefits outweigh risk to fetus
Monitor with weekly CBC count for neutropenia and check for response; multidose vials contain benzyl alcohol
These are organic substances required by the body in small amounts for various metabolic processes. They are used clinically for the prevention and treatment of specific deficiency states.
Nutritionally essential inorganic substance. Mainstay treatment for treating patients with iron deficiency anemia.
PO: 2-4 mg/kg/d (based on elemental iron content); 6 mg/kg/d PO if infant is receiving Epoetin alpha;
IV: 0.4-1 mg/kg/d IV via continuous infusion
Supplemental dose should take into consideration the amount of iron the infant is receiving in the diet.
Absorption is enhanced by ascorbic acid; interferes with tetracycline absorption; food and antacids impair absorption
Documented hypersensitivity
A - Fetal risk not revealed in controlled studies in humans
May cause lethargy, hypotension, and GI upset including nausea, constipation, and erosion of gastric mucosa; may exacerbate vitamin E deficient hemolysis; iron toxicity can be fatal; parenteral (IV) administration may increase the risk of infection; allergic reactions and phlebitis may occur at infusion site
Protects polyunsaturated fatty acids in membranes from attack by free radicals and protects RBCs against hemolysis. Available as PO liquid drops (15 IU/0.3 mL).
5-25 IU/d PO initially; measure plasma tocopherol within 1 wk and adjust dose accordingly
Mineral oil decreases absorption; delays absorption of iron and increases effects of anticoagulants
Documented hypersensitivity
B - Fetal risk not confirmed in studies in humans but has been shown in some studies in animals
Vitamin E may induce vitamin K deficiency; may increase the incidence of sepsis and necrotizing enterocolitis
Water-soluble vitamin used in nucleic acid synthesis. Required for normal erythropoiesis. Important cofactor for enzymes used in production of RBCs
50 mcg/d PO
Increase in seizure frequency and decrease in subtherapeutic levels of phenytoin reported when used concurrently
Documented hypersensitivity
A - Fetal risk not revealed in controlled studies in humans
C - Fetal risk revealed in studies in animals but not established or not studied in humans; may use if benefits outweigh risk to fetus
Benzyl alcohol present in some products as preservative
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anemia of prematurity, AOP, erythropoietin, EPO, hemoglobin, red blood cell, hemolysis, blood loss, tachycardia, metabolic acidosis, respiratory depression, apnea, lactic acid, necrotizing enterocolitis, NEC, brain hemorrhage, periventricular leukomalacia, cytomegalovirus, CMV, Epstein-Barr virus, retroviruses, Yersinia enterocolitica
Charles F Potter, MD, Consulting Neonatologist, Newborn Care Physicians of Southeastern Wisconsin
Charles F Potter, MD is a member of the following medical societies: American Academy of Pediatrics and American Medical Association
Disclosure: Nothing to disclose.
W Michael Southgate, MD, Professor of Pediatrics, Pediatrics Program Director, Medical University of South Carolina
W Michael Southgate, MD is a member of the following medical societies: American Academy of Pediatrics and National Perinatal Association
Disclosure: Nothing to disclose.
Scott MacGilvray, MD, Clinical Associate Professor of Pediatrics, East Carolina University School of Medicine
Scott MacGilvray, MD is a member of the following medical societies: American Academy of Pediatrics and American Medical Association
Disclosure: MedImmune Speakers Bureau Honoraria Speaking and teaching
Mary L Windle, PharmD, Adjunct Assistant Professor, University of Nebraska Medical Center College of Pharmacy, Pharmacy Editor, eMedicine
Disclosure: Pfizer Inc Stock Investment from financial planner; Avanir Pharma Stock Investment from financial planner ; WebMD Salary and stock Employment and investment from financial planner
Brian S Carter, MD, FAAP, Professor of Pediatrics (Neonatology), Vanderbilt University School of Medicine; Co-director, Pediatric Advance Comfort Team, Monroe Carell Jr Children's Hospital at Vanderbilt
Brian S Carter, MD, FAAP is a member of the following medical societies: Alpha Omega Alpha, American Academy of Pediatrics, National Hospice and Palliative Care Organization, and National Perinatal Association
Disclosure: Nothing to disclose.
Carol L Wagner, MD, Professor of Pediatrics, Medical University of South Carolina
Carol L Wagner, MD is a member of the following medical societies: American Academy of Pediatrics, American Chemical Society, American Medical Women's Association, American Public Health Association, American Society for Bone and Mineral Research, American Society for Clinical Nutrition, Massachusetts Medical Society, National Perinatal Association, and Society for Pediatric Research
Disclosure: Nothing to disclose.
Ted Rosenkrantz, MD, Professor, Departments of Pediatrics and Obstetrics/Gynecology, Division of Neonatal-Perinatal Medicine, University of Connecticut School of Medicine
Ted Rosenkrantz, MD is a member of the following medical societies: American Academy of Pediatrics, American Medical Association, American Pediatric Society, Connecticut State Medical Society, Eastern Society for Pediatric Research, and Society for Pediatric Research
Disclosure: Nothing to disclose.
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