Chronic Obstructive Pulmonary Disease (COPD) Guidelines

Updated: Sep 24, 2017
  • Author: Zab Mosenifar, MD, FACP, FCCP; Chief Editor: John J Oppenheimer, MD  more...
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Guidelines

Guidelines Summary

Guidelines related to chronic obstructive pulmonary disease (COPD) screening have been issued by the US Preventive Services Task Force (USPSTF). [100] Additionally, this organization published guidelines on preventing tobacco use and smoking cessation. [101]

Other guidelines include general COPD management guidelines (eg, GOLD guidelines) [4, 102] and US Department of Veterans Affairs/Department of Defense (VA/DoD) guidelines. [103] Joint guidelines for stable COPD management have been issued by the American College of Physicians, American College of Chest Physicians, American Thoracic Society, and European Respiratory Society. [34]

Finally, the Canadian Critical Care Trials Group and the Canadian Critical Care Society Noninvasive Ventilation Guidelines Group issued guidelines on noninvasive positive-pressure ventilation (NIPPV), [104] and the American College of Chest Physicians and Canadian Thoracic Society released guidelines on COPD exacerbation prevention. [105]

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Screening Guidelines

In 2016, the USPSTF retained its 2008 recommendation against screening for COPD in individuals who do not have related symptoms. [100] The task force found inadequate evidence in support of the value of questionnaires or spirometry in improving health outcomes (quality of life, morbidity, or mortality) of asymptomatic individuals. It found the screening procedures not overtly harmful, but costly in terms of time and expense. Moreover, the task force concluded that because screening and available drug treatments do not alter the course of the disease, screening offers no net benefit. This recommendation does not apply to adults who present with symptoms, such as chronic cough or dyspnea.

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Tobacco Use Guidelines

According to the USPSTF guidelines on preventing tobacco use and tobacco-caused disease, clinicians should ask all adult patients about their use of tobacco products and provide cessation interventions to current users. [101] The guideline engages a "5-A" approach to counseling that includes the following:

  • Ask about tobacco use
  • Advise to quit through personalized messages
  • Assess willingness to quit
  • Assist with quitting
  • Arrange follow-up care and support

Brief behavioral counseling (<10 min) and pharmacotherapy are each effective alone—although they are most effective when used together. The USPSTF also advises clinicians to ask all pregnant women, regardless of age, about tobacco use. Those who currently smoke should receive pregnancy-tailored counseling supplemented with self-help materials.

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Management Guidelines

General management guidelines

The 2017 report from the GOLD guidelines on COPD by 22 COPD expert collaborators is summarized as follows [106, 102] :

  • COPD should be considered in any patient with dyspnea, chronic cough or sputum production, and/or a history of exposure to risk factors.

  • Spirometry is required to make the diagnosis; a postbronchodilator FEV1/FVC of less than 0.70 confirms the presence of persistent airflow limitation.

  • The goals of COPD assessment are to determine the level of airflow limitation, the impact of disease on the patient’s health status, and the risk of future events (eg, exacerbations, hospital admissions, death) to guide therapy.

  • Concomitant chronic diseases occur frequently in COPD patients and should be treated because they can independently affect mortality and hospitalizations.

  • Smoking cessation is key. Pharmacotherapy and nicotine replacement increase long-term smoking abstinence rates. The effectiveness and safety of e-cigarettes as a smoking cessation aid is uncertain.

  • Pharmacologic therapy can reduce COPD symptoms, reduce the frequency and severity of exacerbations, and improve health status and exercise tolerance.

  • Each pharmacologic treatment regimen should be individualized and guided by the severity of symptoms; risk of exacerbations; adverse effects; comorbidities; drug availability and cost; and the patient’s response, preference, and ability to use various drug delivery devices.

  • Inhaler technique needs to be assessed regularly.

  • Influenza and pneumococcal vaccinations decrease the incidence of lower respiratory tract infections.

  • Pulmonary rehabilitation improves symptoms, quality of life, and physical and emotional participation in everyday activities.

  • In patients with severe resting chronic hypoxemia, long-term oxygen therapy improves survival.

  • In patients with stable COPD and resting or exercise-induced moderate desaturation, long-term oxygen treatment should not be prescribed routinely; however, individual patient factors should be considered.

  • In patients with severe chronic hypercapnia and a history of hospitalization for acute respiratory failure, long-term noninvasive ventilation may decrease mortality and prevent rehospitalization.

  • In select patients with advanced emphysema refractory to optimized medical care, surgical or bronchoscopic interventional treatments may be beneficial.

  • Palliative approaches are effective in controlling symptoms in advanced COPD.

  • In stable COPD, an inhaled corticosteroid combined with a long-acting beta-agonist (LABA) is more effective than the individual components in improving lung function and health status and reducing exacerbations in patients with exacerbations and moderate to very severe COPD.

  • Regular treatment with inhaled corticosteroids increases the risk of pneumonia, especially in those with severe disease.

In the 2016 update of the GOLD guidelines, a rubric is used that assesses symptoms, breathlessness, spirometric classification, and risk of exacerbations to classify patients according to the following groups [4] :

  • Group A (low risk/less symptoms): Stage I or II, 1 or fewer exacerbation per year no hospitalization, modified Medical Research Council (mMRC) 0-1 or COPD Assessment Test (CAT) less than 10

  • Group B (low risk/more symptoms): Stage I or II, 1 or fewer exacerbation per year no hospitalization, mMRC 2 or higher or CAT 10 or higher

  • Group C (high risk/less symptoms): Stage III or IV, 2 or more per year 1 or more exacerbation with hospitalization, mMRC 0-1 or CAT less than 10

  • Group D (high risk/more symptoms): Stage III or IV, 2 or more per year 1 or more exacerbation with hospitalization, mMRC 2 or higher or CAT 10 or higher

The GOLD patient group-based management recommendations include the following [4] :

  • Group A-D: Reduction of risk factors (influenza and pneumococcal vaccine); smoking cessation; physical activity; short-acting anticholinergic or short-acting beta-adrenergic agonists as needed

  • Group B: Long-acting anticholinergics or long-acting beta-adrenergic agonists; cardiopulmonary rehabilitation

  • Group C: Inhaled corticosteroid and long-acting beta-adrenergic agonists or long-acting anticholinergics; cardiopulmonary rehabilitation

  • Group D: Inhaled corticosteroid and long-acting beta-adrenergic agonists and/or long-acting anticholinergics; cardiopulmonary rehabilitation; long-term oxygen therapy (if criteria met); consider surgical options such as lung volume reduction surgery (LVRS)

In 2014, the VA/DoD released updated guidelines for the management of COPD. [103] These guidelines were endorsed with qualifications by the Institute of Clinical Systems Improvement (ICSI) in 2016. [107] The VA/DoD guidelines classify patients with COPD into the following two groups:

  • Patients who experience frequent exacerbations (two or more/year, defined as prescription of corticosteroids, prescription of antibiotics, hospitalization, or emergency department visit)
  • Patients without frequent exacerbations

Major management recommendations include the following:

  • Prevention and risk reduction efforts include smoking cessation and vaccination

  • Short-acting beta-adrenergic agonists as needed for rescue therapy

  • Long-acting bronchodilators to patients with stable COPD who continue to have respiratory symptoms (eg, dyspnea, cough)

  • Inhaled long-acting antimuscarinic agent (LAMA) tiotropium as first-line maintenance therapy in patients with stable COPD respiratory symptoms (eg, dyspnea, cough) and as first-line therapy for patients with severe airflow obstruction (ie, post bronchodilator FEV1<50%) or a history of COPD exacerbations

  • For clinically stable patients who have not had exacerbations on short-acting antimuscarinic agents (SAMA), continue treatment rather than switch to long-acting bronchodilators (Note: ICSI qualifies this guidance and recommends offering first-line therapy of LAMA but allows for continuance of SAMA if patient preference or cost considerations make it preferred.)

  • Inhaled corticosteroid should not be used as a first-line monotherapy in symptomatic patients with stable COPD

  • Combination therapy with long-acting antimuscarinic agent and long-acting beta-adrenergic agonists for patients who have persistent dyspnea on monotherapy; inhaled corticosteroid may be added as a third medication if dyspnea persists or patient experiences exacerbations

  • Offer pulmonary rehabilitation to stable patients with exercise limitation despite pharmacologic treatment and to patients who have recently been hospitalized for an acute exacerbation

Stable COPD guidelines

In 2011, the American College of Physicians, American College of Chest Physicians, American Thoracic Society, and European Respiratory Society issued joint guidelines for the diagnosis and management of stable COPD. The major recommendations include the following [34] :

  • In symptomatic patients, use of spirometry to diagnose airflow obstruction; spirometry should not be used to routinely screen for airflow obstruction in asymptomatic individuals (strong recommendation)
  • Inhaled bronchodilators may be used to treat symptomatic patients with FEV 1 between 60% and 80% predicted (weak recommendation) and for symptomatic patients with FEV 1 less than 60% predicted (strong recommendation)
  • Monotherapy using either long-acting inhaled anticholinergics or long-acting inhaled beta-adrenergic agonists for symptomatic patients with FEV 1 less than 60% predicted (strong recommendation); choice of specific monotherapy should be based on patient preference, cost, and adverse effect profile
  • Combination inhaled therapies (long-acting inhaled anticholinergics, long-acting inhaled beta-adrenergic agonists, or inhaled corticosteroids) may be considered for symptomatic patients with FEV 1 less than 60% predicted (weak recommendation)
  • Pulmonary rehabilitation for symptomatic patients with an FEV 1 less than 50% predicted (strong recommendation); pulmonary rehabilitation may be considered for symptomatic or exercise-limited patients with an FEV 1 greater than 50% predicted (weak recommendation)
  • Continuous oxygen therapy in patients who have severe resting hypoxemia (PaO 2 ≤55 mm Hg or SpO 2 ≤88%) (strong recommendation)
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NIPPV Guidelines

In 2011, the Canadian Critical Care Trials Group and the Canadian Critical Care Society Noninvasive Ventilation Guidelines Group issued guidelines encouraging the use of noninvasive ventilation (NIPPV or continuous positive airway pressure [CPAP]) to avoid intubation for patients in acute care with respiratory failure. Key recommendations relevant to COPD include the following [104] :

  • NIPPV should be the first-line choice for supporting patients with a severe exacerbation of COPD.

  • In facilities with extensive NIPPV experience, patients with COPD can be considered for a trial of early extubation to NIPPV.

  • Patients with hypoxemia or acute respiratory distress after undergoing surgery or in immunosuppression can be considered for a trial of NIPPV.

  • Routine use of helium-oxygen is not recommended with NIPPV in patients with severe exacerbation of COPD

Commentary accompanying the Canadian Critical Care guideline urges close patient monitoring and 24-hour availability of an experienced rescue team in case noninvasive ventilation fails and rapid intervention is required. [104]

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Acute Exacerbation Guidelines

In 2015, the American College of Chest Physicians and Canadian Thoracic Society released guidelines on the prevention of acute exacerbations of COPD. [105]

Major recommendations include the following:

  • The 23-valent pneumococcal vaccine is recommended; however, evidence is insufficient that pneumococcal vaccination prevents COPD acute exacerbations

  • Administer the influenza vaccine annually

  • Provide smoking cessation counseling and treatment

  • Provide pulmonary rehabilitation for those with moderate, severe, or very severe COPD who have had a recent exacerbation

  • Provide education with a written action plan and case management

  • For patients with a history of COPD acute exacerbations, education and case management should include direct access to a healthcare specialist at least monthly

  • Telemonitoring is not beneficial compared with usual care

In patients with moderate-to-severe COPD, recommendations are as follows:

  • Long-acting beta-2 agonists are beneficial, but LAMAs are superior to prevent moderate-to-severe acute exacerbations

  • Use a SAMA rather than a short-acting beta2-agonist as monotherapy to prevent acute mild-to-moderate exacerbations

  • Use a SAMA plus a short-acting beta2-agonist to prevent acute moderate exacerbations of COPD

  • Use long-acting beta2-agonist monotherapy rather than SAMA monotherapy to prevent acute exacerbations of COPD

  • Use a LAMA instead of a SAMA to prevent acute moderate-to-severe exacerbations

  • A combination of a SAMA plus a long-acting beta2-agonist is better than long-acting beta2-agonist monotherapy to prevent acute mild-to-moderate exacerbations

In patients with stable, moderate, severe, and very severe COPD, recommendations are as follows:

  • A maintenance combination of inhaled corticosteroid and long-acting beta2-agonist therapy is better than corticosteroid monotherapy or beta2-agonist monotherapy to prevent acute exacerbations of COPD

In patients with stable COPD, recommendations are as follows:

  • Use a maintenance combination of inhaled corticosteroid and long-acting-beta2 agonist therapy or inhaled long-acting anticholinergic monotherapy for acute exacerbations

  • A maintenance combination of inhaled long-acting anticholinergic, corticosteroid, and long-acting beta2-agonist therapy or inhaled long-acting anticholinergic monotherapy are both effective to prevent acute exacerbations

In patients aged 40 years who are smokers or have a history of smoking, recommendations are as follows:

  • Use a long-term macrolide to prevent acute exacerbations in patients with moderate-to-severe COPD with a history of one or more moderate or severe exacerbations in the prior year despite optimal maintenance inhaler therapy

  • In patients with an acute exacerbation, systemic corticosteroids should be given orally or intravenously to prevent hospitalization for subsequent acute exacerbations of COPD in the first 30 days (only) after the initial exacerbation

  • For patients with moderate-to-severe COPD and chronic bronchitis and a history of at least one exacerbation in the last year, use roflumilast to prevent acute exacerbations

  • For stable patients, use an oral slow-release theophylline twice daily to prevent acute exacerbations

  • For patients with moderate-to-severe COPD and two or more exacerbations in the last 2 years, use oral N-acetylcysteine to prevent acute exacerbations

  • For stable patients who continue to have acute exacerbations in spite of maximal therapy to reduce them, oral carbocysteine should be used to prevent acute exacerbations if available

  • For those with moderate-to-severe COPD at risk for exacerbations, statins are not recommended to prevent exacerbations

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