Severe blunt injury to the chest continues to be one of the leading causes of morbidity and mortality in both young and old trauma victims.[1] Flail chest is one of the worst subset of these injuries and is likely the most common serious injury to the thorax seen by clinicians.
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Multiple care patterns and treatment modalities have emerged, many based on anecdotal clinical observation and evidence. Within the last 20 years, more rigorous scientific methods have been applied to the problem of flail chest, in both the clinical setting and laboratory. More advanced radiologic work-up with multislice computed tomography (MSCT) scanners is increasing the frequency of diagnosis of this problem. This article reviews the most salient data of the recent literature and discusses some of the diagnostic and treatment options that are now available in the treatment of flail chest.
Flail chest has been observed and reported for many years in the medical and emergency medical science literature. The relatively infrequent occurrence in any one geographic location made large-scale treatment trials difficult, if not impossible. The 1958 Emergency War Surgery NATO Handbook mentions flail chest twice, once as a potential cause of failed resuscitation and once to note field treatment. This field treatment consisted of "firm strapping" of the affected area to prevent the flail-like motion. By 1988, the Emergency War Surgery NATO Handbook (second US revision) mentions flail chest only once, without noting treatment recommendations and broaches the concept that the underlying lung injury—not the flail segment itself—is the major determinant of morbidity.
Older surgical textbooks contain photographs depicting the use of towel clips placed around rib segments and placed on traction to stabilize the rib cage. With the advent of intensive care units (ICUs), older textbooks often advocated orotracheal intubation with positive pressure ventilation to pneumatically stent the ribcage. However, this treatment was subsequently proven to increase morbidity and mortality in patients who did not need intubation for other reasons. Although many patients with flail chest require intubation, advances in the knowledge of physiology and chest wall mechanics, as well as the potential morbidity of prolonged mechanical ventilation, have reestablished that it is the severity of the underlying lung injury and not the flail segment that causes a problem.
Flail chest is traditionally described as the paradoxical movement of a segment of chest wall caused by fractures of 3 or more ribs anteriorly and posteriorly within each rib. Variations include posterior flail segments, anterior flail segments, and flail including the sternum with ribs on both sides of the thoracic cage fractured.
Flail chest is foremost a clinical finding and observation that is often accompanied by physiologic derangements, which are sometimes globally lumped into the diagnosis. The lumping of signs and symptoms has resulted in confusion regarding both the treatment strategies and the overall importance of the clinical finding.
Mechanically, flail chest generally requires a significant force diffused over a large area (ie, the thorax) to create multiple anterior and posterior rib fractures. If the structural components (ie, the ribs) are weakened for any reason (eg, osteoporosis), then much lower force may be required. The actual motion of the flail segment is usually limited by the surrounding structural components, the intercostals, and the surrounding musculature. This mechanical limitation of motion affects the actual size of the changes in thoracic volume and patient-generated tidal volume. Underlying pulmonary or cardiac disease determines the physiologic perturbations to respiration caused by the flail segment.
Even more important is the amount of injury to the underlying structures, specifically the lungs and heart. Respiratory insufficiency in flail chest is much more likely to be a result of the underlying severity of pulmonary contusion and ventilation perfusion mismatch than the actual structural defect to the chest wall. Thus, the adept surgeon usually looks past the structural deformity and determines the physiologic compromise caused by the pain of the rib fractures, the tidal volume changes, and the underlying pulmonary and cardiac injury.
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The exact incidence of flail chest is not precisely known. The Major Trauma Outcome Study of more than 80,000 patients documented about 75 patients with flail chest injuries.[2] From 1971 to 1982, Landercasper et al documented 62 consecutive patients.[3] From 1981 to 1987, the Detroit Receiving Hospital noted 57 patients with flail chest. In 1995, Ahmed and Mohyuddin documented 64 cases over a 10-year period.[4] Borman evaluated data from the Israel National Trauma Registry noting 262 fail chest diagnoses of 11,966 chest injuries (118,211 total patients) examined between 1998 and 2003.[5]
The true incidence of flail chest may be even higher than those noted above, based on newer diagnostic modalities and procedures including MSCT scanning of the chest. Based on these articles, an average American College of Surgeons (ACS)-verified level 1 or level 2 trauma center will see about 1-2 cases per month. The incidence of flail chest at nontrauma center facilities is currently unknown. Flail chest in a neonate has been reported as a potential marker of child abuse.[6]
Flail chest requires significant blunt force trauma to the torso to fracture the ribs in multiple areas. Such trauma may be caused by motor vehicle accidents, falls, and assaults in younger, healthy patients. Flail chest is an indicator of significant kinetic force to the chest wall and rib cage, but it may also may occur with lesser trauma in persons with underlying pathology, including osteoporosis, total sternectomy, and multiple myeloma, as well as individuals with congenital absence of the sternum.
In an adult, a transfer of significant kinetic energy in blunt trauma to the rib cage or a crushing rollover injury is the most frequent cause of flail chest. In children, who have a more compliant chest wall, flail chest is observed with lower frequency than injury to the underlying structures, including the lungs, heart, and mediastinal structures.
Flail chest is a clinical anatomic diagnosis noted in blunt trauma patients with paradoxical or reverse motion of a chest wall segment while spontaneously breathing. This clinical finding disappears after intubation with positive pressure ventilation, which occasionally results in a delayed diagnosis of the condition.
The strict definition of 3 ribs broken in 2 or more places can be confirmed only by x-ray, but the inherent structural stability of the chest wall due to the ribs and intercostal muscles usually does not show abnormal or paradoxical motion without 3 or more ribs involved. Patients may demonstrate only the paradoxical chest wall motion, and they may have minimal to incapacitating respiratory insufficiency, although these individuals usually show some tachypnea with a notable decrease in resting tidal volume due to fracture pain. The degree of respiratory insufficiency is typically related to the underlying lung injury, rather than the chest wall abnormality.
The chest wall is inherently stable, with 12 ribs attaching posteriorly to the spinal column and anteriorly to the sternum. Intercostal muscles with fascial attachments, coupled with other muscle groups, including the trapezius and the serratus groups, add further strength to the bony cage around the thoracic organs. The arch design of the ribs allows for some flexing, more so in children than adults, which can absorb small amounts of blunt kinetic energy. Crush or rollover injuries, especially with heavy objects or significant deceleration injury commonly breaks a rib in 1 position, but only a significant impact breaks a rib in 2 or more positions.
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Overall, patients with flail chest have a 5-10% reported mortality if they reach the hospital alive. Patients who do not need mechanical ventilation do better statistically, and overall mortality seems to increase with increasing injury severity scores (ISS), age, and number of total rib fractures.
Few long-term follow-up studies regarding flail chest are available. In the absence of concomitant lethal injuries, Freedland et al reported adverse outcomes to be more likely with more severe associated injuries noted by ISS scoring, excessive blood loss and transfusion requirements, bilateral flail chest, and patient age older than 50 years.[7] A report by Albaugh and associates in New Jersey noted flail chest mortality increased 132% with each decade of life,[8] but another report by Athanassiadi and associates found no correlation with age.[9] Both studies noted increasing mortality with increasing ISS. As previously noted, some reports suggest a high rate of disability after flail chest; however, most patients do well and return to normal function after 6-12 months.
Dehghan et al conducted a retrospective analysis of data from the National Trauma Data Bank of injury patterns, management, and clinical outcomes for 3,467 patients in whom flail chest was identified from 2007 to 2009. The mean age of the patients was 52 years; 77.5% were male. Treatment practices included use of epidural catheters (8%); surgical fixation of the chest wall (0.7%); and mechanical ventilation (59%). Complications included pneumonia (21%); adult respiratory distress syndrome (14%); sepsis (7%); and death (16%). More than 99% of patients were treated nonoperatively, and a small proportion (8%) received aggressive pain management with epidural catheters. The authors concluded that alternative methods of treatment, including more consistent use of epidural catheters for pain and surgical fixation, should be investigated.[10]
A study by Daskal et al included 407 patients with blunt trauma who had at least three rib fractures and were hospitalized at a level 2 trauma center. Both pneumothorax and hemothorax were more common among the 79 patients in the study with flail chest.[11]
Reports in the medical literature note a high level of long-term disability in patients sustaining flail chest. Beal and Oreskovich reported a 22% disability rate with over 63% having long-term problems, including persistent chest wall pain, deformity, and dyspnea on exertion.[12] Kishikawa et al, however, noted resolution of altered pulmonary function within 6 months, even with chest wall deformity still present.[13]
Laboratory studies are helpful in the management of flail chest and its associated physiologic abnormalities, but no single test confirms the diagnosis of the condition. Chest x-rays occasionally demonstrate the fractured ribs, but may not show all fracture sites, and underlying pulmonary contusion may be initially masked by hypovolemia. See the image below.
Arterial blood gas (ABG) measurements show the severity of the hypoventilation created by both the pulmonary contusion and the pain of the rib fractures, and are helpful at baseline to assess the need for mechanical ventilation and to follow the patient during management.
Portable anteroposterior (AP) or more formal posteroanterior (PA) chest radiography is the simplest and easiest radiologic test to perform to delineate the number of fractured ribs. Plain films can miss rib fractures and pneumothoraces however. The flail chest diagnosis is a clinical observation that is supported by the radiologic identification of the fracture pattern.
Saggital and coronal reformats of a thoracic MSCT scan also identifies rib fractures quite well.[14] Because many of these patients sustain concomitant internal thoracic injury, thoracic CT scanning images may be available for reasons other than rib fracture identification (ie, evaluation of an abnormal mediastinal contour). Three-dimensional (3-D) reconstruction of helical CT images is also possible though not widely available. See the image below.
Internal pneumatic stabilization for flail chest was popularized in the 1950s, but this treatment has subsequently been shown to be unnecessary in most patients without respiratory compromise. In a mid-1970s report, Trinkle et al provided compelling evidence that many patients fared better with adequate pain control and pulmonary toilet (including medical management of their pulmonary injury) than those placed on mechanical ventilation.[15] This remains the standard today. Mechanical ventilation is reserved for patients with persistent respiratory insufficiency or failure after adequate pain control or when complications related to excessive narcotic use occur. Patient-controlled analgesia (PCA) machines, oral pain medications, and indwelling epidural catheters form the mainstay of current treatment.
Two recent clinical reports, one from Turkey (prospective)[16] and one from Japan (retrospective),[17] showed that continuous positive airway pressure (CPAP) by mask may decrease mortality and nosocomial pneumonia in the ICU, but CPAP by mask does not appear to change the length of ICU stay.
Surgical stabilization of the chest was rarely considered necessary in the past, but increasing numbers of reports of positive outcomes in more severe cases are now available in the world literature. Both external (lower efficacy) and internal stabilization have been advocated, usually in reports from outside the United States. As previously noted in traumatic causes, however, severity of respiratory failure is less a result of either the paradoxical motion of the chest wall (tidal volume abnormalities) or chest wall instability. Accordingly, surgical stabilization is still not routinely performed, although many reports show a benefit in decreasing mechanical ventilator days, long-term outcome, and overall lower cost of hospitalization in select patients with severe flail chest.[18, 19, 20, 21, 22]
In general, operative fixation is most commonly performed in patients requiring a thoracotomy for other reasons or in cases of gross chest wall deformity. Flail chest from multiple myeloma, sternal absence, or total sternectomy more frequently responds well to surgical fixation. Underlying pulmonary injury with respiratory insufficiency resulting from changes in tidal volume and minute ventilation in these patients is rare.
A Cochrane Review evaluated the effectiveness and safety of surgical stabilization compared with clinical management for people with flail chest. The study found some evidence from three small studies that showed surgical treatment was preferable to nonsurgical management in reducing pneumonia, chest deformity, tracheostomy, duration of mechanical ventilation, and length of ICU stay. Further studies are needed to confirm these results.[23]
In a retrospective study involving 21 patients with flail chest who were admitted to a level I trauma center between September 2009 and June 2010, Doben et al examined the effectiveness of surgical rib fixation for patients in whom standard therapy had failed. Standard therapy consisted of pain control, aggressive pulmonary hygiene, positive pressure therapy with an acapella device, and frequent chest therapy (chest wall percussion, deep breathing, and coughing exercises). The surgical rib fixation surgeries were performed via a standard anterolateral or posterolateral muscle-sparing thoracotomy incision; ribs were reduced and internally fixated through use of osteosyntheses plates and intramedullary nails. Surgical rib fixation resulted in a significant decrease in ventilator days (4.5 vs 16.0), and the authors concluded that the technique may represent a means to decrease morbidity in patients with flail chest whose pulmonary status is declining.[24]
In a retrospective meta-analysis that included 11 studies with a total of 753 patients with flail chest, Slobogean et al compared the results of surgical fixation with those of nonoperative treatment. Surgical fixation resulted in better outcomes for all pooled analyses, including substantial decreases in ventilator days (mean, 8 days; 95% CI, 5 - 10 days) and the odds of developing pneumonia (odds ratio [OR] 0.2; 95% CI, 0.11 - 0.32). Additional benefits included decreased ICU days (mean, 5 days, 95% CI, 2 - 8 days), mortality (OR, 0.31; 95% CI 0.20 - 0.48), septicemia (OR, 0.36; 95% CI, 0.19 - 0.71), tracheostomy (OR, 0.06; 95% CI, 0.02 - 0.20), and chest deformity (OR 0.11; 95% CI, 0.02 - 0.60). The authors concluded that surgical fixation offers substantial clinical benefits over nonopoerative treatment.[25]
Assessment of the severity of underlying pulmonary contusion versus chest wall instability should direct the need for surgical fixation. Preoperatively, a double-lumen endotracheal tube should be considered in patients with flail chest undergoing fixation.
The current literature suggests that both ends of a fractured rib must be stabilized for operative intervention to be most effective. Judet struts, Kirschner (K-) wires, and even prosthetic mesh secured with methylmethacrylate techniques have been described in the literature, but no large randomized prospective trial has been completed to compare the techniques at this time. Because of the increasing interest in surgical stabilization, there are multiple commercially available fixation devices within the last few years.
Routine postthoracotomy care with ICU or surgical step-down level observation and close monitoring of respiratory parameters is crucial.
Follow-up chest x-rays and pulmonary function tests determine the resolution of underlying pulmonary pathology and any possible long-term disability as a result of the initial condition.
Further improvements in emergency medical systems and the education of prehospital personnel may increase the observed frequency of flail chest in the future. Improvements in noninvasive ventilation techniques like CPAP and pain control may also improve currently observed outcomes. Prevention, including safer automobiles and newer airbag design may affect the incidence and outcome of these multifactorial injuries.